Wayne Adam Geffen

Burnham Asset Management Corp. (BAM) provides investment advisory and related services that emphasize long-term strategies designed to meet each client’s specific investment objectives. Investments may include, but aren't necessarily limited to: exchange-listed, over-the-counter, domestic and foreign equity securities; warrants; commercial paper and other corporate debt securities; certificates of deposit; municipal securities; mutual fund shares; US government securities; options on securities; and investments in affiliated and unaffiliated private funds. BAM's investment approach seek to identify best-in-sector equities, specifically those with attractive business models, valuations and, where appropriate, dividend growth. For fixed income investments, the firm considers the quality of the issuer of the securities, duration, yield to maturity, the potential for ratings upgrade and refinancing, and the industry outlook. BAM applies similar criteria to municipal bonds, taking into account the quality of the credit and the borrower’s ability to pay principal and interest. ^

Mendon Capital seeks to identify companies that meet either long bullish or short bearish criteria. Their primary investment focus has centered on the US Financial Services Sector.

Functions as a College/University

First Serve Asset Management employs a long/short equity strategy. The First Serve Capital Fund maintains a fairly concentrated portfolio that focuses on investments in the stocks of mid-to-small cap companies in the energy space. Although the fund invests mainly in the stocks of US companies, it may also consider investments in the stocks of international companies in the energy sector.