![James Shorris](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James Shorris
Directeur/Bestuurslid bij
FIRE Solutions, Inc.
Profiel
Momenteel bekleedt James Shorris de functie van Chief Compliance Officer bij Curaleaf Holdings, Inc. Hij zit ook in de raad van bestuur van FIRE Solutions, Inc. In zijn vorige loopbaan was hij Associate bij Choate, Hall & Stewart LLP, Associate bij Morgan, Lewis & Bockius LLP en Of Counsel bij BMC Partners LLP (een dochteronderneming van Morgan, Lewis & Bockius LLP), Executive Vice President & Associate Counsel bij LPL Financial LLC, Senior Vice President & Deputy General Counsel bij Tucker Anthony, Inc., Assistant District Attorney bij New York County District Attorney's Office, Chief Compliance Officer voor BMO Capital Markets Corp. (Canada), Chief Compliance Officer van BMO Capital Markets Corp., Executive Vice President van de Financial Industry Regulatory Authority, Inc. en Senior Vice President van de National Association of Securities Dealers, Inc. Hij is afgestudeerd aan het Macalester College en heeft een graad in de rechten behaald aan de Case Western Reserve University School of Law.
Actieve functies van James Shorris
| Bedrijven | Functie | Begin |
|---|---|---|
FIRE Solutions, Inc.
 FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Directeur/Bestuurslid | 29-01-2015 |
Eerdere bekende functies van James Shorris
| Bedrijven | Functie | Einde |
|---|---|---|
| CURALEAF HOLDINGS, INC. | Compliance Officer | 01-12-2024 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 30-04-2011 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Corporate Officer/Principal | 31-03-2006 |
BMC Partners LLP
 BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Algemeen Adviseur | 31-10-2003 |
Tucker Anthony, Inc.
 Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | 30-11-2001 |
Opleiding van James Shorris
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
72
Eerstegraads connecties
14
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Bedrijven in privébezit | 14 |
|---|---|
Choate, Hall & Stewart LLP
 Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BMO Capital Markets Corp. (Canada)
 BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Provides brokerage services | Finance |
BMO Capital Markets Corp.
 BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis. | Finance |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Morgan, Lewis & Bockius LLP
 Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Commercial Services |
Macalester College
 Macalester College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
New York County District Attorney's Office
 New York County District Attorney's Office General GovernmentGovernment Provides law services to people | Government |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Finance |
Case Western Reserve University School of Law
 Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Curaleaf Holdings, Inc.
 Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company | Process Industries |
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