James Morecroft Helby

James Morecroft Helby

Compliance Officer bij Newton Investment Management Ltd.

Profiel

Mr. James M.
Helby is a Chief Risk Officer at Newton Investment Management Ltd.
He was the former compliance officer for Newton’s regulated business in the UK and the US (2012-2016).
In his role, he seeks to ensure that risks to the Newton business and its employees are identified and mitigated effectively.
He advises the Newton board of directors on investment and operational risk and regulatory developments and changes.
He also leads risk due diligence on major business development projects.
Prior to joining Newton in January 2012, he acquired a range of experience in high-profile roles at BNY Mellon Asset Management International and at the UK Financial Conduct Authority.
He graduated from the University of Nottingham with a BA in industrial economics.

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Compliance Officer 01-01-2012
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