James Morecroft Helby
Compliance Officer bij Newton Investment Management Ltd.
Profiel
Mr. James M.
Helby is a Chief Risk Officer at Newton Investment Management Ltd.
He was the former compliance officer for Newton’s regulated business in the UK and the US (2012-2016).
In his role, he seeks to ensure that risks to the Newton business and its employees are identified and mitigated effectively.
He advises the Newton board of directors on investment and operational risk and regulatory developments and changes.
He also leads risk due diligence on major business development projects.
Prior to joining Newton in January 2012, he acquired a range of experience in high-profile roles at BNY Mellon Asset Management International and at the UK Financial Conduct Authority.
He graduated from the University of Nottingham with a BA in industrial economics.
Actieve functies van James Morecroft Helby
Bedrijven | Functie | Begin |
---|---|---|
Newton Investment Management Ltd.
Newton Investment Management Ltd. Investment ManagersFinance Newton Investment Management Ltd. (Newton) is the wholly-owned, Great Britain-based investment management subsidiary of Newton Management Ltd., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK) (BNY Mellon) in the US. The firm was founded in 1978 as a joint venture with Scottish insurance broker Reed Stenhouse. In 1986 they were acquired by Alexander & Alexander and were renamed Newton Investment Management. Headquartered in London, Newton provides investment products and services to a wide range of clients, such as pension funds, charities, corporations and individuals (via BNY Mellon). Newton is a signatory to the UN Principles for Responsible Investment (PRI). | Compliance Officer | 01-01-2012 |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 1 |
---|---|
Newton Investment Management Ltd.
Newton Investment Management Ltd. Investment ManagersFinance Newton Investment Management Ltd. (Newton) is the wholly-owned, Great Britain-based investment management subsidiary of Newton Management Ltd., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK) (BNY Mellon) in the US. The firm was founded in 1978 as a joint venture with Scottish insurance broker Reed Stenhouse. In 1986 they were acquired by Alexander & Alexander and were renamed Newton Investment Management. Headquartered in London, Newton provides investment products and services to a wide range of clients, such as pension funds, charities, corporations and individuals (via BNY Mellon). Newton is a signatory to the UN Principles for Responsible Investment (PRI). | Finance |