Steven D. Spence

Part of Rothschild & Co. The company is based in New York, NY. Continuation Holdings AG, L.F. Rothschild & Co., Inc. is a company that provides banking services.

B. Riley Wealth Management, Inc. (Investment Management) (BRWM-IM) is the asset management division of B. Riley Wealth Management, Inc., a brokerage firm headquartered in Memphis, Tennessee. The firm was founded in 1996 as Wunderlich Securities, Inc. They are ultimately held by B. Riley Financial, Inc. (NASDAQ: RILY). BRWM-IM provides investment advisory services to individuals, high net worth individuals, pension plans, profit-sharing plans, 401(k) plans, wrap programs, trusts, estates, charitable organizations, corporations, and other business entities.

United Growth Partners LLC(United Growth ) is a private equity firm Founded in 2005. The firm is headquartered in Greenwich, Connecticut.

NewIV Medical Corp. engages in the design, development, and manufacture of infusion pump products. The firm offers Breeze infusion pumps. The company is headquartered in Doylestown, PA.

TerraNova Capital Partners, Inc. focuses on mergers and acquisition advisory and merchant banking. Its services include investment and merchant banking, M&A, and representative transactions. The company was founded by John Steinmetz in 1999 and is headquartered in New York, NY.

Regulatory Affairs Professionals Society is a non-profit organization that offers healthcare products. The non-profit company is based in Rockville, MD.

Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals. Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management. The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks. Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca.

Newedge USA LLC provides brokerage services to institutional investors and fund managers. The firm specializes in bond, currency and commodities trading, derivative products and foreign exchange. The company is headquartered in Chicago

Beech Tree Labs, Inc. discovers and develops pharmaceutical formulations. Its lead product candidate is BTL-slo, an agent that targets adhesions, scars and fibrosis. The company was founded by John McMichael in 2005 and is headquartered in Providence, RI.

Turnpoint Medical Devices, Inc. develops medical device technology. It develops breeze infusion pump system. The company was founded on August 23, 2013 and is headquartered in Lambertville, NJ.

Vitaquest International, Inc. manufactures nutritional products. It offers vitamins, weight loss, herbal teas, supplements, sports nutrition and homeopathic products and custom dietary supplements. The company was founded in 1977 and is headquartered in Caldwell, NJ

Universal Standard Healthcare, Inc. Provides clinical laboratory testing and diagnostic imaging services through specialty managed care programs offered by its subsidiaries. The company provides clinical laboratory testing services, home medical services, and diagnostic imaging to employer, employer group, union and government-sponsored health care benefit plans and other groups for a fixed payment per participating employee or retiree services are provided by the company . It was founded in 1990 and is located in Southfield, MI.

Alliance Life Sciences Consulting Group, Inc. provides management and technology consultancy services. It offers strategic and management consulting, operations consulting, program management, business process improvement, application development, and testing and mobile development. The company was founded in 1994 and is headquartered in Somerset, NJ.

UBS AG's (NYSE: UBS) New York City-based wealth management arm is known as UBS Private Banking (US). The firm provides a range of customized wealth management products and services for private clients.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.