Profiel
Mr. Scott M.
Dorsey is Vice President & Director of Operations at NBW Capital LLC.
He manages our back office operations team and has been an investment operations and client service professional for over 17 years.
He joined the firm in 2008 as Back Office Manager overseeing day-to-day operations including client reporting, custodial reconciliation, trade settlement, proxy voting and corporate actions.
He is also a member of the NBW Capital compliance committee.
Mr. Dorsey began his career in 1997 when he managed a call center team at EquiServe, a stock transfer agent, responding to shareholder inquiries about asset transfers, corporate actions, and stock purchase plans.
In 2002, he joined State Street’s Wealth Manager Services division as an officer handling custody and Advent Software responsibilities for several registered investment advisors.
He graduated with a BA from Providence College in 1997.
Eerdere bekende functies van Scott M. Dorsey
| Bedrijven | Functie | Einde |
|---|---|---|
State Street Bank & Trust Co.
 State Street Bank & Trust Co. Investment ManagersFinance State Street Bank & Trust Co. (SSBT) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1792 and is owned by State Street Corp. (NYSE: STT). SSBT serves as the administrator, fund accountant and transfer agent for the WisdomTree Bitcoin Fund, an exchange-traded fund. | Corporate Officer/Principal | - |
NBW Capital LLC
 NBW Capital LLC Investment ManagersFinance NBW Capital LLC is a registered investment advisor headquartered in Boston, Massachusetts. The firm was founded by Hugh Taylor in 1991 doing business as Taylor Investment Associates. In January 2008, Taylor Investment Associates changed its legal business name to Taylor Investment Counselors and, in October 2014, Taylor Investment Counselors changed its legal business name to NBW Capital LLC. NBW Capital provides investment advisory services to individuals, families, trusts, estates and institutions such as, but not limited to, corporations, ERISA plans and non-for-profit organizations. | Compliance Officer | - |
Opleiding van Scott M. Dorsey
| Providence College | Undergraduate Degree |
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| Bedrijven in privébezit | 2 |
|---|---|
State Street Bank & Trust Co.
State Street Bank & Trust Co. Investment ManagersFinance State Street Bank & Trust Co. (SSBT) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1792 and is owned by State Street Corp. (NYSE: STT). SSBT serves as the administrator, fund accountant and transfer agent for the WisdomTree Bitcoin Fund, an exchange-traded fund. | Finance |
NBW Capital LLC
NBW Capital LLC Investment ManagersFinance NBW Capital LLC is a registered investment advisor headquartered in Boston, Massachusetts. The firm was founded by Hugh Taylor in 1991 doing business as Taylor Investment Associates. In January 2008, Taylor Investment Associates changed its legal business name to Taylor Investment Counselors and, in October 2014, Taylor Investment Counselors changed its legal business name to NBW Capital LLC. NBW Capital provides investment advisory services to individuals, families, trusts, estates and institutions such as, but not limited to, corporations, ERISA plans and non-for-profit organizations. | Finance |