C. Mike Lu

Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles.

Red Rocks Capital LLC is a registered investment advisor headquartered in Golden, Colorado. It was founded by Adam Goldman and Mark Sunderhuse in 2003. The firm is a wholly-owned subsidiary of ALPS Advisors, Inc., which is ultimately owned by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). Red Rocks Capital provides investment advice to trusts, estates, charitable organizations, investment companies, collective investment trusts, pension plans and corporations.