Sam Pappas
Algemeen Directeur bij Mystic Asset Management, Inc.
Profiel
Mr. Sotirios M.
Pappas is a Portfolio Manager at Mystic Asset Management, Inc. and at The Retirement Planning Co. of New England, Inc.
He began his financial career in 1993 as an Analyst for a group within Advest, Inc. (a Hartford, CT based Investment Bank and Broker/Dealer) specializing in the Northeast Financial Industry.
Since leaving Advest, he has held high level & senior positions at John Hancock Life Insurance Company's institutional investment advisor and at The United States Securities & Exchange Commission.
In 2000, he left John Hancock and founded Pappas Asset Management, a registered investment advisor that provided investment advice to individuals and institutions.
Pappas Asset Management was merged with the Retirement Planning Company in 2002.
He specializes in providing ongoing discretionary as well as non-discretionary investment advisory services to clients.
He develops well diversified investment portfolios that are tailored to meet each client’s needs and goals while managing overall portfolio risk.
Mr. Pappas holds a BS in Finance and graduated "Summa Cum Laude" from The University of Massachusetts.
Actieve functies van Sam Pappas
| Bedrijven | Functie | Begin |
|---|---|---|
The Retirement Planning Co. of New England, Inc.
 The Retirement Planning Co. of New England, Inc. Investment ManagersFinance Founded in 1996, The Retirement Planning Co. of New England, Inc. is a registered investment advisor located in Warwick, Rhode Island. The firm provides discretionary and non-discretionary investment advisory services to individuals, corporations, trusts, sole proprietors, partnerships and pension & profit sharing plans. | Compliance Officer | 01-05-2001 |
Mystic Asset Management, Inc.
 Mystic Asset Management, Inc. Investment ManagersFinance Mystic Asset Management, Inc. (MAM) is an independent, SEC-registered investment advisor headquartered in Warwick, Rhode Island. The firm was founded by Henry “Robin” Honiss in 1992 and in 2002; he sold his business to RPC Advisors (a division of The Retirement Planning Company of New England). MAM offers highly personalized investment advisory services to banks, high net worth individuals, trusts, pension and profit-sharing plans, and non-profit organizations. | Algemeen Directeur | 01-09-2002 |
Eerdere bekende functies van Sam Pappas
| Bedrijven | Functie | Einde |
|---|---|---|
Cambridge Investment Research, Inc.
 Cambridge Investment Research, Inc. Investment Banks/BrokersFinance Founded in 1995 by Eric Schwartz, Cambridge Investment Research, Inc. is an independent broker/dealer located in Fairfield, Iowa. The firm is a subsidiary of Cambridge Investment Group, Inc. They specialize in fee-based advisory solutions. Cambridge Research offers a full array of trading and execution services for their clients. They do not provide any internal research. Cambridge research is registered in 50 states and clears through National Financial Services LLC and Pershing LLC | Corporate Officer/Principal | 01-11-2010 |
John Hancock Life Insurance Co. (USA)
 John Hancock Life Insurance Co. (USA) Life/Health InsuranceFinance John Hancock Life Insurance Co. (USA) provides investment advice. The firm offers insurance and investment products and services to retail and institutional customers. It is the investment advisor responsible for management of the insurance company and other institutional portfolios. The company is headquartered in Boston, MA. | Corporate Officer/Principal | 01-03-2000 |
| US Securities & Exchange Commission | Corporate Officer/Principal | 01-09-1998 |
Opleiding van Sam Pappas
| University of Massachusetts | Undergraduate Degree |
Ervaring
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Verwante bedrijven
| Bedrijven in privébezit | 5 |
|---|---|
John Hancock Life Insurance Co. (USA)
John Hancock Life Insurance Co. (USA) Life/Health InsuranceFinance John Hancock Life Insurance Co. (USA) provides investment advice. The firm offers insurance and investment products and services to retail and institutional customers. It is the investment advisor responsible for management of the insurance company and other institutional portfolios. The company is headquartered in Boston, MA. | Finance |
Cambridge Investment Research, Inc.
Cambridge Investment Research, Inc. Investment Banks/BrokersFinance Founded in 1995 by Eric Schwartz, Cambridge Investment Research, Inc. is an independent broker/dealer located in Fairfield, Iowa. The firm is a subsidiary of Cambridge Investment Group, Inc. They specialize in fee-based advisory solutions. Cambridge Research offers a full array of trading and execution services for their clients. They do not provide any internal research. Cambridge research is registered in 50 states and clears through National Financial Services LLC and Pershing LLC | Finance |
The Retirement Planning Co. of New England, Inc.
The Retirement Planning Co. of New England, Inc. Investment ManagersFinance Founded in 1996, The Retirement Planning Co. of New England, Inc. is a registered investment advisor located in Warwick, Rhode Island. The firm provides discretionary and non-discretionary investment advisory services to individuals, corporations, trusts, sole proprietors, partnerships and pension & profit sharing plans. | Finance |
| US Securities & Exchange Commission | Finance |
Mystic Asset Management, Inc.
Mystic Asset Management, Inc. Investment ManagersFinance Mystic Asset Management, Inc. (MAM) is an independent, SEC-registered investment advisor headquartered in Warwick, Rhode Island. The firm was founded by Henry “Robin” Honiss in 1992 and in 2002; he sold his business to RPC Advisors (a division of The Retirement Planning Company of New England). MAM offers highly personalized investment advisory services to banks, high net worth individuals, trusts, pension and profit-sharing plans, and non-profit organizations. | Finance |
