Laurence C. Schmid

Uranium Focused Energy Fund is a closed-end investment fund. The fund invests predominantly in securities of issuers that operate in or have exposure to the uranium sector, supplemented with securities of other energy related issuers that operate in or have exposure to the energy sector. The fund has been designed to capitalize on the view that the uranium sector will continue to provide attractive opportunities for investment over the next several years. It was founded on February 27, 2007 and is headquartered in Toronto, Canada.

YIELDPLUS Income Fund operates as a closed-end investment fund/investment trust. Its objectives are to pay monthly distributions to unit holders; to return at least the original issue price of the units to unit holders upon termination of the Fund; and to enhance long-term total return through capital appreciation of the investment portfolio. The Fund invests in a diversified portfolio of energy, real estate, financials, materials, utilities, metals and miming, industrials and consumer discretionary. YIELDPLUS Income Fund was founded on September 15, 2004 and is headquartered in Calgary, Canada.

COMPASS Income Fund operates as a closed-end investment trust in Canada. Its investment objective is to provide unitholders with a stable stream of monthly distributions. The Fund invests in a diversified portfolio comprised primarily of high yielding equity securities of issuers operating in various industries and geographic regions. The company was founded on February 15, 2002 and is headquartered in Calgary, Canada.

Pathfinder Income Fund is a closed-end investment fund/investment trust. The fund provides investors with exposure to convertible debenture securities of Canadian issuers. Its investment objective is to pay monthly distributions to unit holders on a tax-advantaged basis and maximize total after-tax returns for unit holders over the life of the fund. Pathfinder Income Fund was founded on October 28, 2009 and is headquartered in Calgary, Canada.

KPMG LLP engages in the provision of accounting, tax preparation, and advisory services. It also offers auditing, internal audit, regulatory and compliance, corporate recovery, and forensic accounting, and risk management services. The company was founded in 1869 and is headquartered in Toronto, Canada.

Indexplus Dividend Fund operates as an investment fund. The company is designed to provide investors with low-cost exposure to the Canadian equity income sector through a combination of indexing and active portfolio management. It is managed by Middlefield Ltd. and primarily invests in Canadian dividend paying equity securities. The company was founded on January 27, 2011 and is headquartered in Calgary, Canada.

ENERGY INDEXPLUS Dividend Fund is a closed-end investment fund/investment trust. The firm provides investors with low cost exposure to the energy sector through a combination of indexing and active portfolio management. Middlefield Ltd. serves as the manager of the fund. The company was founded on June 29, 2011 and is headquartered in Calgary, Canada.

Middlefield Ltd. engages in the investment services. It develops and implements all aspects of the partnership communications, marketing and distribution strategies and manages the ongoing business, investment and administrative affairs of the partnership. The company is headquartered in Calgary, Canada.

INDEXPLUS Income Fund operates as closed-ended investment fund, which intends to invests in a diversified portfolio of securities which will consist of securities of issuers that are constituents of the Index in the same proportion, to the extent possible, as they comprise the Index. The fund seeks to invest in fixed income securities including bonds, debentures, commercial paper, corporate notes, medium term notes and other debt securities or evidences of indebtedness. It was founded on July 29, 2003 and is headquartered in Calgary, Canada.