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John Hugh Phillips
Compliance Officer bij Northside Capital Management LLC
Profiel
Mr. John H.
Phillips is a Principal, Chief Compliance Officer & Investment Systems at Northside Capital Management LLC.
He focuses on many operational and compliance related activities within the firm, assuring our portfolio accounting systems and processes are up to date and operating in an efficient and legally compliant manner.
He is based in the firm's Hood River, Oregon office.
He has been with the firm since 2001.
Prior to joining Northside, Mr. Phillips worked as a personal financial planner providing financial services to individuals and businesses through Northwestern Mutual.
He spent the earlier part of his career working as an accountant and information technology manager for several privately held manufacturing companies.
Mr. Philips holds an MBA from Seattle University and a B.S.
in Accounting and Business Administration from Kansas University.
Mr. Philips is a licensed Certified Public Accountant (CPA) and a Certified Financial Planner (CFP).
Actieve functies van John Hugh Phillips
Bedrijven | Functie | Begin |
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Northside Capital Management LLC
![]() Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Compliance Officer | 01-01-2001 |
Eerdere bekende functies van John Hugh Phillips
Bedrijven | Functie | Einde |
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Northwestern Mutual Wealth Management Co.
![]() Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Corporate Officer/Principal | - |
DaKine, Inc.
![]() DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Corporate Officer/Principal | - |
Opleiding van John Hugh Phillips
Seattle University | Masters Business Admin |
University of Kansas | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 3 |
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DaKine, Inc.
![]() DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Distribution Services |
Northwestern Mutual Wealth Management Co.
![]() Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Finance |
Northside Capital Management LLC
![]() Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Finance |