Profiel
Jim A.
Mooney worked as a Principal at various financial firms including Loeb Rhodes Wall Street Settlement Corp., Kidder, Peabody & Co., Inc., Smith Barney Harris Upham & Co., Inc., Schneider Bernet & Hickman, Inc., and PaineWebber, Inc. He also worked as a Vice President at Capital Institutional Services, Inc. from 1984 to 2012.
Eerdere bekende functies van Jim A. Mooney
| Bedrijven | Functie | Einde |
|---|---|---|
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Institutionele Verkopen | 01-07-2012 |
| PaineWebber, Inc. | Corporate Officer/Principal | 01-10-1984 |
| Smith Barney Harris Upham & Co., Inc. | Corporate Officer/Principal | 01-03-1983 |
| Schneider Bernet & Hickman, Inc. | Corporate Officer/Principal | 01-05-1978 |
| Loeb Rhodes Wall Street Settlement Corp. | Corporate Officer/Principal | 01-08-1977 |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Bedrijven in privébezit | 6 |
|---|---|
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
| PaineWebber, Inc. | Finance |
| Smith Barney Harris Upham & Co., Inc. | Finance |
| Schneider Bernet & Hickman, Inc. | |
| Loeb Rhodes Wall Street Settlement Corp. | |
Kidder, Peabody & Co., Inc.
 Kidder, Peabody & Co., Inc. Investment Banks/BrokersFinance Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander. | Finance |
