Dustin James Earle

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania.

John G. Ullman & Associates, Inc. (JGUA) is an independent, SEC-registered investment advisor headquartered in Horseheads, New York. The firm was founded by John G. Ullman in 1978. JGUA provides portfolio management services to individuals, high net-worth individuals, pension and profit-sharing plans, charitable institutions, foundations, endowments, trusts and US corporations.

J. Goldman & Co. LP (JGC) is a registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Jay G. Goldman in 1986. JGC provides portfolio management services to pooled investment vehicles.

Siguler Guff Advisers LLC (Siguler Guff) is a registered investment advisor headquartered in New York City. The firm was founded in 1995 and is a wholly owned subsidiary of Siguler Guff & Co. LP. Siguler Guff provides discretionary and non-discretionary investment management services to institutional clients, which includes corporate and public employee benefit plans, endowments, foundations, government agencies and financial institutions, and family office and high net worth investors.

Glass, Lewis & Co. LLC (Glass Lewis) is an independent investment research firm headquartered in San Francisco, California. The firm was founded in 2003 by Kevin J. Cameron & Gregory P. Taxin. Glass Lewis provides investment research and advice on proxy votes to institutional investor and?publicly listed?companies. Their clients include pension plans, mutual funds, and asset managers.

The Assay Depot, Inc. operates as a network of public and private e-commerce marketplaces that connect buyers and sellers of scientific research services. It serves large and small pharmaceutical companies, government institutes, biotechnology companies, academic researchers and citizen scientists. The company was founded by Christopher L. Petersen, Andrew B. Martin, and Kevin D. Lustig in 2007 and is headquartered in Solana Beach, CA.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Hudson Bay Capital Management LP (Hudson Bay Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Sander Gerber and Yoav Roth in 2005. Hudson Bay Capital provides investment management services on a discretionary basis to privately offered investment vehicles. The Fund investors generally consist of institutions, “funds of funds” and high net-worth families and individuals.

ORIX Growth Capital LLC (ORIX Growth Capital) is a private equity firm, a subsidiary of ORIX USA Corp founded in 2001. The firm is headquartered in New York.

The Carlyle Group LP (Global Credit) (Carlyle Group), subsidiary of The Carlyle Group Inc. is a private equity firm founded in 1987 by William E. Conway Jr., Daniel A. D'Aniello and David M. Rubenstein. The firm is headquartered in Washington, DC with offices in North America, South America, Europe, the Middle East, Africa, Asia and Australia.

Pioneer Fund/NY/ is a venture capital firm founded by Jason Gray. The firm is headquartered in San Francisco, California.

Bootstrap Venture Partners LLC (Bootstrap Venture Partners) is a venture capital firm founded in 2012 by Jean Balgrosky and Parker Hinshaw. The firm is headquartered in San Diego, California.

Indee, Inc. develops hardware for gene delivery. It also engages in the development and scalable manufacturing of gene-modified cell therapies. The company was founded by Ryan Pawell and Matthew Burkhardt in 2015 and is headquartered in Berkeley, CA.

Trivest Advisors Ltd. (Trivest) is an independent alternative investment management firm headquartered in Hong Kong. The firm was founded by Wu Huimin, Xue Lan, and Sun Lu in 2010. Trivest manages a Chinese equity long/short fund.

Alta Park Capital LP (Alta Park) is an independent SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Joseph Bou-Saba, Jayaveera (JV) Kodali, and Bijan Modanlou in 2013. Alta Park provides discretionary investment advisory services exclusively to privately offered pooled investment vehicles. Investment in the funds is generally offered to high-net worth individuals, trusts, pensions and small corporations.

Shanghai Watts Gallop Holding Industrial Co. Ltd. is a private company that manufactures offshore engineering equipment. The company is based in Shanghai, China.

RGCX LLC rents and leases out railroad cars. It offers tank car, grain hopper, small cube covered hopper, steel gondola, and boxcar. The company is headquartered in McAllen, TX.

KBW Ventures (KBW Ventures) is a venture capital subsidiary of KBW LLC founded in 2014 by Khaled bin Alwaleed bin Talal. The firm is headquartered in San Mateo, California.

Wolfe Research LLC is a FINRA-registered sell-side research firm headquartered in New York City. The firm was founded by Edward Wolfe in 2008 and is a subsidiary of Wolfe Holdco LLC. Wolfe Research provides bespoke research of various stocks in every major GIC sector for institutional clients. The firm has established a reputation for macro research underpinning coverage in Industrials, Utilities/Energy, Consumer/Retail, Financials/REITS, Healthcare and TMT.

GV Management Co. LLC is a Venture Capital firm, a subsidiary of Google LLC founded in 2009. GV Management Co. LLC is headquartered in Los Angeles with additional offices in Sydney, Seocho-gu and London.

Peace First operates a platform that offers cooperative games for elementary school students.

Corrum Capital Management LLC (Corrum Capital) is an independent private equity firm founded in 2013 by Jason Cipriani and Jonathan Mandle. The firm is headquartered in Charlotte, North Carolina.

Actuate Therapeutics, Inc. is a clinical stage biopharmaceutical company, which engages in developing therapeutics which target cancers and neurodegenerative diseases. It offers treatment for cancer and inflammatory diseases. It focuses on developing elraglusib. The company was founded by Andrew P. Mazar on January 16, 2015 and is headquartered in Fort Worth, TX.

Kairos Venture Investments LLC (Kairos Venture) is a venture capital firm founded in 2015 by Jim Demetriades. The firm is headquartered in Beverly Hills, California.

Greystar Real Estate Partners LLC is an Independent Private Equity/Venture Capital firm founded in 1993 by Bob Faith. Headquartered in Charleston.