Chen Yu Tan

Zhongtai Securities Co., Ltd. (Broker) is the brokerage division of Zhongtai Securities Co., Ltd. (SHA: 600918), which is a subsidiary of Shandong State-Owned Assets Supervision and Administration Commission in China. The firm was founded in 2001 as Qilu Securities Co., Ltd. Headquartered in Jinan, Zhongtai Securities provides securities brokerage services to institutional clients.

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

Essence Securities Co. Ltd. (Broker) (Essence Securities-Broker) is the broke/dealer division of Essence Securities Co. Ltd., an investment bank headquartered in Shenzhen, China. It was founded in 2006 and is owned by SDIC Capital Co., Ltd. (SHA: 600061). The firm provides securities broking and trading services to retail clients.

Hwabao Securities Co., Ltd. (Broker) is the securities brokerage arm of Hwabao Securities Co., Ltd., a wholly funded securities company headquartered in Shanghai, China. The firm was founded in 2002 and is owned by Hwabao Investment Co., Ltd., ultimately held by China State-owned Assets Supervision and Administration Commission, a special commission of the People's Republic of China. Their business scope encompasses securities brokerage, securities proprietary trading business, securities investment consultation.

Soochow Securities Co., Ltd. (Broker) (Soochow Securities-Broker) is the securities brokerage division of Soochow Securities Co., Ltd. (SHA: 601555), a China-based company headquartered in Suzhou. Founded in 1993, Soochow Securities-Broker offers diversified securities brokerage services.

Minsheng Securities Co., Ltd. is a subsidiary of Minsheng Securities Co. that was established in 2012 and is a Chinese private equity investment fund management company approved by the China Securities Regulatory Commission. The company is based in Beijing, China. and has subsidiaries in China. It has a full range of business qualifications approved by the China Securities Regulatory Commission, including securities brokerage, underwriting, and sponsorship. The company was founded in 1986 and has a registered capital of 4,580,607,669 yuan. The CEO is Xiao Quan Zhou. Minsheng Securities Co. was acquired by Minsheng Securities Co. Ltd. /Private Group/ from Oceanwide Holdings Co., Ltd. (Beijing) on October 21, 2020 for $616.93 million.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

CITIC Securities Co., Ltd. (Broker) (CITICS) is the brokerage division of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, CITICS was founded in 1995 and provides securities brokerage services to institutional clients.

Golden Sun Securities Co., Ltd. (GSSC) is a brokerage firm headquartered in Nanchang, China. The firm was founded in 2002 and is a subsidiary of Guosheng Financial Holding Inc. (SHE: 002670). GSSC offers securities dealing and trading, underwriting and sponsorship, asset management, investment and financial consulting, and sale of investment fund.

China Merchants Securities Co., Ltd. (Broker) (CMS) is the securities brokerage division of China Merchants Securities Co., Ltd. (SHA: 600999) in China. Headquartered in Shenzhen, CMS was founded in 1991 and provides comprehensive securities service platform for private, corporate, and institutional clients in domestic and international capital markets.

China Galaxy Securities Co., Ltd. (Broker) (CGS) is the brokerage division of government-owned China Galaxy Securities Co., Ltd. (SHA: 601881). Headquartered in Beijing, CGS was founded in 2007 and provides securities and futures brokerage, proprietary trading and other securities trading services to institutional clients. The Securities Brokerage segment offers margin financing, securities lending, and securities dealing and broking. The Futures Brokerage segment provides futures dealing, broking, consulting, and training. The Proprietary Trading and Other Securities Trading Services segment includes bonds, funds, derivatives, and equity trading.

Beixin Ruifeng Fund Management Co Ltd. (Beixin Fund Management) is an independent Chinese fund management firm which was established in 2014 as a joint venture between Laizhou Ruihai Investment Co Ltd and Beijing International Trust Co Ltd. The firm is based in Beijing and manages funds for individual and institutional investors.

Chongqing Yufu Capital Operation Group Co., Ltd. provides equity management and industrial investment services. Its services include equity investment, fund management, capital operation, and fund investment. The company was founded on March 18, 2004 and is headquartered in Chongqing, China.

Chongqing Helicopter Investment Co. Ltd. provides investment services. The private company is based in Chongqing, China. and has subsidiaries in China.

Chongqing Yuchuang Credit Guarantee Co. Ltd. provides financing services and is ultimately controlled by the City of Chongqing.

Chongqing Yinhai Leasing Co., Ltd. provides financial leasing services. Chongqing Yinhai Leasing Co., Ltd. is based in Chongqing, China.

Ancheng Property & Casualty Insurance Co. Ltd. provides domestic and casualty insurance services. The company is based in Chongqing, China. and has subsidiaries in China.

Chongqing Share Transfer Center Co., Ltd. engages in the provision of financial services. Its business scopes include financing services, equity registration and custody, promotion of corporate restructuring, equity transfer platform, and training services for enterprise entering higher level capital market. The company was founded in July 2009 and is headquartered in Chongqing, China.

Southwest Securities International Investment Ltd. operates as an investment holding Chinese company. The company is based in Hong Kong, Hong Kong. The CEO of the company is Rui Pu.

Bohai Securities Co., Ltd. (Broker) (Bohai Securities-Broker) is the brokerage division of Bohai Securities Co., Ltd., an investment firm headquartered in Tianjin, China. Founded in 2001, the firm provides securities brokerage to various types of clients.