Profiel
Bradley John Swenson currently holds six positions as Director-Compliance Services at Paralel Technologies LLC, Chief Compliance Officer at Reaves Utility Income Fund, and Chief Compliance Officer at three Clough Global funds.
He is also the President & Chief Compliance Officer at Paralel Distributors LLC.
In the past, he served as President & CEO at Clough Global Opportunities Fund and Clough Global Dividend & Income Fund, President at Clough Global Equity Fund, President at ALPS Funds Services, Inc., COO at ALPS Holdings, Inc., Treasurer at RiverNorth Opportunities Fund, Inc., and President at TruePeak Consulting LLC.
Actieve functies van Bradley Swenson
| Bedrijven | Functie | Begin |
|---|---|---|
| REAVES UTILITY INCOME FUND | Compliance Officer | 19-09-2022 |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Compliance Officer | 17-04-2023 |
| CLOUGH GLOBAL EQUITY FUND | Compliance Officer | 17-04-2023 |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Compliance Officer | 17-04-2023 |
Paralel Technologies LLC
Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Compliance Officer | 01-05-2022 |
Paralel Distributors LLC | President | 01-05-2022 |
Eerdere bekende functies van Bradley Swenson
| Bedrijven | Functie | Einde |
|---|---|---|
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | President | 01-06-2021 |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Operationeel Directeur | 01-01-2019 |
| CLOUGH GLOBAL EQUITY FUND | President | - |
| ░░░░░░ ░░░░░░ ░░░░░░░░ ░░░ ░░░░░░ ░░░░ | ░░░░░░░░ ░░░░░░░░░ | - |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Bedrijven in privébezit | 9 |
|---|---|
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | Miscellaneous |
Reaves Utility Income Fund
Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Dividend & Income Fund
Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Equity Fund
Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Opportunities Fund
Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
RiverNorth Opportunities Fund Inc.
RiverNorth Opportunities Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Finance |
Paralel Technologies LLC
Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Technology Services |
Paralel Distributors LLC |
















