Anne F. Farris
Geen lopende functies
Profiel
Ms. Farris joined Wendell David Associates in 2008.
She spent several years employed by Regulatory Compliance where her responsibilities included serving as Financial and Operations Principal for several broker dealers, conducting anti-money laundering audits, responding to FINRA and SEC inquiries and providing compliance consulting to broker dealers.
In addition to collaborating on compliance issues, she maintains our portfolio management system and oversees portfolio transactions, invoicing and the production of client reports.
Ms. Farris received a B.S.
degree in Business Administration from Towson University.
Eerdere bekende functies van Anne F. Farris
| Bedrijven | Functie | Einde |
|---|---|---|
David Wendell Associates, Inc.
 David Wendell Associates, Inc. Investment ManagersFinance David Wendell Associates, Inc. (DWA) is an independent, SEC-registered investment advisor headquartered in Portsmouth, New Hampshire. The firm was founded by David T. Wendell in 1979. DWA fee-only services to individuals and families, trusts, retirement accounts, charitable organizations, businesses and banks. It also provides investment advisory consulting services to a bank trust department, a private trustee firm, two law firms and an investment advisory firm. | Corporate Officer/Principal | - |
Opleiding van Anne F. Farris
| Towson University | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
| Bedrijven in privébezit | 1 |
|---|---|
David Wendell Associates, Inc.
David Wendell Associates, Inc. Investment ManagersFinance David Wendell Associates, Inc. (DWA) is an independent, SEC-registered investment advisor headquartered in Portsmouth, New Hampshire. The firm was founded by David T. Wendell in 1979. DWA fee-only services to individuals and families, trusts, retirement accounts, charitable organizations, businesses and banks. It also provides investment advisory consulting services to a bank trust department, a private trustee firm, two law firms and an investment advisory firm. | Finance |
