Andrew Petz

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Craig-Hallum Capital Group LLC (Craig-Hallum) is an employee-owned, idea-driven research, trading and investment banking firm headquartered in Minneapolis, Minnesota. The firm was founded by Bradley Baker and Kevin Harris in 1997. Craig-Hallum provides research, institutional sales and trading and investment banking services to institutional investors and growth companies.

Norwest Equity Partners is a private equity firm, a subsidiary of Norwest Partners founded in 1961 by John E. Lindahl. The firm is headquartered in Minneapolis, Minnesota.

Northland Securities, Inc. (NSI) is a dually registered, full-service broker dealer and investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2002 and is owned by Northland Capital Holdings, Inc., which was acquired by First National of Nebraska, Inc. (OTCMKTS: FINN) in 2023. NSI is actively engaged in buying and selling securities for its own account as well as for clients.

Harris Williams & Co. provides investment advisory services. It offers investment banking, sell-side mergers and acquisitions, capital raising, fairness opinion, and restructuring advisory services. The company was founded by H. Hiter Harris III and Christopher H. Williams in 1991 and is headquartered in Richmond, VA.

Axiom Investors LLC (Axiom) is a registered investment advisor headquartered in Greenwich, Connecticut. The firm was founded by Andrew Jacobson in 1998 as Axiom International Investors LLC. They are a subsidiary of Axiom Investors LP. Axiom manages international, global, small-cap, and emerging market equities on behalf of their global institutional clients.

Riordan, Lewis & Haden, Inc. (RLH Equity Partners) is a private equity firm founded in 1982 by John Christopher Lewis and Dick J. Riordan. The firm is headquartered in Los Angeles, California.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Join Digital, Inc. provides data privacy and cyber security services for buildings and workplaces. It specializes in security, encryption, information technology infrastructure, digital infrastructure for commercial real estate, smart building, smart workplace, on demand, smart spec suite, common area wireless, and secure. The company was founded by Karl May and Dan Malek in 2016 and is headquartered in San Jose CA.

Alantra LLC is a registered broker-dealer and Member, FINRA headquartered in Boston, Massachusetts. The firm was formerly known as Downer & Co. LLC. Alantra is a subsidiary of Nplus1 US Corp. Their ultimate parent is Nmas1 Dinamia SA ("N+1"), an investment banking and asset management firm located in Madrid, Spain. N+1 merged with Downer & Co. in April 2016. They were rebranded as Alantra in September 2016. Alantra specializes in providing services to the global middle market.

GovDelivery, Inc. provides government-to-citizen communication solutions. Its platform connects national, regional and local governments with citizens. The company was founded by Scott Burns in 2000 and is headquartered in St. Paul, MN.

Sentinel Capital Partners LLC (Sentinel Capital Partners) is a private equity firm founded in 1995 by David Lobel, John McCormack, and Frank Richardson. The firm is headquartered in New York.

TTCP Management Services LLC (TT Capital Partners) is a private equity firm founded in 2011 by Dave A. Henderson and Kevin R. Green. The firm is headquartered in Bloomington, Minnesota.

Angiotech Pharmaceuticals, Inc. is a global specialty pharmaceutical and medical device company, which engages in developing, manufacturing and marketing medical products and technologies, within the areas of interventional oncology, wound closure and ophthalmology. The company was founded by William L. Hunter and Cruz F. Tony in 1992 and is headquartered in Vancouver, Canada.

Northwestern Mutual Capital LLC (Northwestern Mutual Capital) is a private equity firm founded in 1980. The firm is headquartered in Milwaukee, Wisconsin.

Chengdu Gaoxin Rich Ruigao Clinic Co., Ltd. engages in the operation of an examination center. The company was founded on December 14, 2016 and is headquartered in Chengdu, China.

Sichuan Rich Medical Technology Co., Ltd. engages in the medical technology development, health consulting, and marketing planning. It specializes in providing medical services and medical products. Its business scope includes medical technology development, technical advice and services, business management consulting, health advice, and marketing planning. The company was founded on August 31, 2016 and is headquartered in Chengdu, China.

Shanghai Rich Medical Investment Group Co., Ltd. engages medical project investments. Its business activities include investment consulting, hospital management consulting, business management consulting, health advisory, marketing planning, sale of cosmetics, and housing lease. The company was founded on August 25, 2014 and is headquartered in Shanghai, China.

Shanghai Rich Ruixin Clinic Co., Ltd. engages in the operation of an examination center. The company was founded on March 19, 2015 and is headquartered in Shanghai, China.

Nanjing Rich Ruixing Clinic Co., Ltd. engages in the operation of an examination center. It offers medical treatment, medical imaging, and medical laboratory services. The company was founded on December 5, 2014 and is headquartered in Nanjing, China.

Beijing Rich Ruitai Clinic Co., Ltd. engages in the operation of an examination center. It provides medical services. The company was founded on May 20, 2015 and is headquartered in Beijing, China.

Nantong Haoze Medical Management Co., Ltd. engages in the medical management information consulting activities. Its business scopes include investment consulting, business management consulting, exhibition, and marketing planning services. The company was founded on November 13, 2014 and is headquartered in Nantong, China.

Nantong Rich Medical Management Group Co., Ltd. engages in the provision of hospital management consulting services. Its business activities include business management consulting, health consultation, and marketing planning services. The company was founded on July 14, 2014 and is headquartered in Nantong, China.

Chengdu Wenjiang Rich Ruiwen Clinic Co., Ltd. engages in the operation of a medical examination center. It provides outpatient medical services. The company was founded on December 20, 2016 and is headquartered in Chengdu, China.

Guangzhou Rich Zhongxin Clinic Co., Ltd. provides outpatient clinical services. Its business activities include operation of examination and community health centers, maternal and child health hospitals, specialist disease prevention and treatment institutes, and centers for disease control and prevention. It also offers mental rehabilitation and clinical laboratory services. The company was founded on January 27, 2015 and is headquartered in Guangzhou, China.

Olympus Advisors LLC is an Independent Private Equity firm founded in 1988 by Robert S. Morris. The firm is headquartered in Stamford.

Bessemer Investors (Bessemer Investors) is a private equity firm founded in 2018. The firm is headquartered in New York.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Causeway Capital Management LLC (Causeway) is a registered investment advisor and mutual fund manager headquartered in Los Angeles, California. The firm was founded by Harry Hartford and Sarah Ketterer in 2001 as HWI Capital Management LLC. They are a subsidiary of Causeway Capital Holdings LLC. Causeway provides international, global, and emerging markets equity investment management services to institutional clients such as corporations, pension plans, sovereign wealth funds, superannuation funds, public retirement plans, Taft-Hartley pension plans, endowments and foundations, mutual funds and other collective investment vehicles, charities, private trusts and funds, wrap fee programs, and other institutions.