William Russell Horton

MD Financial Management, Inc. (MD) is a Canadian fund-of-funds manager headquartered in Ottawa, Ontario. The firm was founded in 1969 and is owned by The Bank of Nova Scotia (TSE: BNS). MD provides financial products and services and offers investment counselling services to Canada’s physicians and their families. The firm also serves as the fund manager for the MD Family of Funds.

Horton Financial Planning LLC provides investment advice. It services include personal financial planning, retirement planning strategies, cash flow analysis and debt reduction, investment analysis and asset allocation, retirement income strategies and estate planning fundamentals. The company was founded by Thomas B. Horton in 1996 and is headquartered in Farmington Hills, MI.

Founded in 2007, CAP Advisors LLC is a registered investment advisor located in Westport, Connecticut. The firm provides investment supervisory services to individual and small businesses.

RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities.