Profiel
Prior to assuming is current position in March 2003, Mr. Malo was president and chief operating officer of National Financial Services LLC.
Prior to joining Fidelity in 1997, Mr. Malo held positions with Shearson Lehman Brothers as executive vice president and with Lehman Brothers Inc. in 1994 as managing director of Global Operations.
While at Lehman Brothers Inc., he was responsible for overseeing the clearance and settlement support operations for the firm's international and domestic institutional and retail branches.
From 1982 to 1991, he was president of MONY Securities and executive vice president and director of operations for FSC Securities.
With both MONY and FSC, he managed the effort to provide operational support to Broker Services, Trading, MIS, Administration, Human Resources, Mutual Fund Trading and Marketing.
Mr. Malo was first vice president and director of operations for Robinson Humphrey Company from 1968 to 1982.
He was responsible for financial management and operations administration.
He has also had a wide range of experience in other aspects of financial planning, holding both financial and operations principal registrations.
Eerdere bekende functies van Norman R. Malo
| Bedrijven | Functie | Einde |
|---|---|---|
National Financial Services LLC (Broker)
 National Financial Services LLC (Broker) Investment Banks/BrokersFinance National Financial Markets Group, a subsidiary of National Financial Services LLC, is a broker/dealer headquartered in Boston. They offer a full array of trading and execution services to high net-worth clients. They do not provide any internal research. National Financial Markets Group is a member of the NASD and the SIPC. Their ultimate parent is FMR LLC. | Directeur van Onderzoek - Eigen Vermogen | 31-03-2009 |
National Financial Services LLC
 National Financial Services LLC Investment Banks/BrokersFinance National Financial Services LLC provides brokerage solutions. The firm engages in brokerage, clearance, custody and financing activities. Its customers include institutional and individual investors, other brokers, and dealers and domestic corporations. The company is headquartered in Boston, MA. | Algemeen Directeur | 01-03-2009 |
National Financial Services Corp.
 National Financial Services Corp. Investment Banks/BrokersFinance Part of FMR LLC, National Financial Services Corp. is a security broker. The company is based in New York, NY. | President | 01-01-2009 |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Directeur/Bestuurslid | - |
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| Bedrijven in privébezit | 4 |
|---|---|
National Financial Services LLC (Broker)
National Financial Services LLC (Broker) Investment Banks/BrokersFinance National Financial Markets Group, a subsidiary of National Financial Services LLC, is a broker/dealer headquartered in Boston. They offer a full array of trading and execution services to high net-worth clients. They do not provide any internal research. National Financial Markets Group is a member of the NASD and the SIPC. Their ultimate parent is FMR LLC. | Finance |
National Financial Services LLC
National Financial Services LLC Investment Banks/BrokersFinance National Financial Services LLC provides brokerage solutions. The firm engages in brokerage, clearance, custody and financing activities. Its customers include institutional and individual investors, other brokers, and dealers and domestic corporations. The company is headquartered in Boston, MA. | Finance |
The Depository Trust & Clearing Corp.
The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Finance |
National Financial Services Corp.
National Financial Services Corp. Investment Banks/BrokersFinance Part of FMR LLC, National Financial Services Corp. is a security broker. The company is based in New York, NY. | Finance |
