Michael Ryan

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

American Commercial Lines LLC provides integrated marine transportation services including barge transportation, terminal and warehousing. It also provides shipbuilding and repair services. The company is a subsidiary of American Commercial Lines, Inc. and is located in Jeffersonville, IN

National Tax & Financial Services, Inc. provides federal, state and local tax preparation services to individuals, predominantly in the middle and upper income tax brackets, accounting services to small and midsize companies. It specializes in financial planning services, including securities brokerage, investment management, insurance and financing services. The company was founded by James C. Ciocia in 1981 and is headquartered in Poughkeepsie, NY.

American Commercial Barge Lines, Inc. engages in the provision of marine transportation services. The company was founded on January 12, 2005 and is headquartered in Jeffersonville, IN.

Visual Management Systems, Inc. engages in the provision of electronic security solutions. It offers a full range of protective technology products and services to a host of businesses and industries. The company develops, produces, markets and installs digital surveillance systems, digital video recording devices and network video recording devices. Its products include virtual manager, true hybrid and satellite. The company was founded by Jason Gonzalez in March 2004 and is headquartered in Toms River, NJ.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.