Matt G. Johnson

J.V.B. Financial Group LLC (JVP) is a SEC-registered broker-dealer headquartered in New York City. The firm was founded in 2008 and formerly known as PrinceRidge Group LLC and C&Co/PrinceRidge LLC. They are a subsidiary of J.V.B. Financial Group Holdings LP, owned by Cohen & Co., Inc. (NYSEAMERICAN: COHN) in the US. With trading desks manned by seasoned professionals, JVB distributes a variety of asset classes, such as Certificates of Deposit, Investment-Grade Corporates, High-Yield Corporates, Government Agencies, US Treasuries, Municipal Bonds, Mortgage-Backed Securities, Asset-Backed Securities, Structured Products, Closed-End Funds, Rates, and Structured Credit. The JVB Dealer Desk provides efficient and widespread distribution of fixed income securities.

Dillon Read Capital Management is a New York City-based hedge fund boutique subsidiary of UBS Global Asset Management (Americas), Inc., itself a division of UBS AG (NYSE: UBS).

UBS Ltd. provides financial services. It specializes in securities underwriting, mergers and acquisitions advisory, fixed-income products, foreign exchange and prime brokerage. The firm also offers securities brokerage and investment banking services. Its clients include institutions, corporations, governments, intermediaries and alternative investment managers. The company was founded on July 9, 1986 and is headquartered in London, the United Kingdom.

Part of Gleacher & Co., Inc., Gleacher & Co. LLC is an investment banking firm. The company is based in New York, NY. The CEO of the company is Eric J. Gleacher.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.