Lin Ming Xu

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

HuaAn Fund Management Co., Ltd. (HuaAn Funds) is a fund management firm headquartered in Shanghai, China. The firm was founded in 1998 and is owned by Guotai Junan Securities Co., Ltd. (SHA: 601211). HuaAn Funds provides a range of investment products and advisory services for domestic and international individual and institutional clients.

China Baowu Steel Group Corp. Ltd. engages in state-owned capital investment and operation. It focuses on steel production, green development, intelligent manufacturing, and service transformation. The company was founded on January 1, 1992 and is headquartered in Shanghai, China.

E Fund Management Co., Ltd. (EFM) is an independent Chinese asset management firm which was founded in 2001. Headquartered in Guangzhou with branch offices throughout China, the firm manages mutual funds, institutional accounts and corporate pension funds for Chinese institutional and retail investors and also contributes to the management of the National Social Security Funds. EFM is a socially responsible investor which established the E Fund Education Foundation, a non-public charity foundation to care for, support and promote education.

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

HFT Investment Management Co., Ltd. (HFT) is an independent asset management firm which was founded in 2003 as a joint venture between Fortis Investments Asia (now BNP Paribas Investment Partners) and Haitong Securities, following a strategic alliance agreement signed in 2001. The firm was formerly known as Fortis Haitong Investment Management Co., Ltd. and changed their name to HFT Investment Management Co., Ltd. in 2010. Headquartered in Shanghai, HFT manages mutual and institutional funds for retail and institutional investors in China including corporate pension schemes. They also service foreign investors such as European pension funds through the firm's Qualified Foreign Institutional Investor portfolios.

Hwabao Trust Co., Ltd. is a Chinese company that provides trust services. The company is based in Shanghai, China and was founded in 1998. The company is ultimately controlled by the Government of China.

Penghua Fund Management Co., Ltd. (Penghua) is an independent Chinese investment management firm which was founded in 1998 to manage third party asset, principally through equities and fixed-income. In 2007 they set up a joint venture with Eurizon Financial Group (Intesa Sanpaolo), selling half of their capital to the Italian firm and Guosen Securities Co. Ltd. Headquartered Shenzhen, Penghua manages a range of mutual funds, including open- and closed-end funds, for institutional and retail investors.

Wuhan Iron & Steel Group Corp. manufactures and distributes iron and steel products. Its products include silicon steel, hot-rolled, cold-rolled, medium plate, section steel, wire, and rod. The company was founded in 1954 and is headquartered in Wuhan, China.

Kunming Iron & Steel Co. Ltd. is a company that specializes in manufacturing and selling specialty steel products. The company is based in Kunming, China. The Chinese company is ultimately controlled by the Government of China.

Tian Hong Asset Management Co., Ltd. (Tian Hong) is the investment adviser subsidiary of Ant Group Co., Ltd. in China. Headquartered in Tianjin, Tian Hong was founded in 2004 and provides investment advice and investment consultancy services.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

Minsheng Securities Co., Ltd. is a subsidiary of Minsheng Securities Co. that was established in 2012 and is a Chinese private equity investment fund management company approved by the China Securities Regulatory Commission. The company is based in Beijing, China. and has subsidiaries in China. It has a full range of business qualifications approved by the China Securities Regulatory Commission, including securities brokerage, underwriting, and sponsorship. The company was founded in 1986 and has a registered capital of 4,580,607,669 yuan. The CEO is Xiao Quan Zhou. Minsheng Securities Co. was acquired by Minsheng Securities Co. Ltd. /Private Group/ from Oceanwide Holdings Co., Ltd. (Beijing) on October 21, 2020 for $616.93 million.

China Universal Asset Management Co., Ltd. (CUAM) is an independent investment management firm headquartered in Shanghai, China. Founded in 2005, CUAM manages a range of Chinese equity and fixed-income mutual funds and segregated mandates for retail and institutional clients.

Hwabao Investment Co., Ltd. engages in the investment and management of companies. Its main business involves investing in metallurgy and other related industry, investment consulting & business consulting services. The company was founded on November 21, 1994 and is headquartered in Hainan, China.

Baosteel Group Finance Co., Ltd. provides non-bank financial services. Its services include payment settlement, deposits and loans, bill discounting, financial leasing, portfolio investment, forward foreign exchange settlements and sales, entrusted loans and investments, financial consulting, and treasury services such as cash services, bill services, and foreign exchange services. The company was founded on October 6, 1992 and is headquartered in Shanghai, China.

SinoPac Securities Asia Ltd. is the China-based brokerage division of Hong Kong-based SinoPac Securities Asia Ltd., which is a wholly-owned subsidiary of SinoPac Financial Holdings Co., Ltd. (TPE: 2890) in Taiwan. Headquartered in Shanghai, the firm was founded in 1999 and their core activities include securities and futures trading. They strive to create value for customers and corporations by providing a broad range of financial products and services.

ABC-CA Fund Management Co., Ltd, (ABC-CA FM) is an independent fund management firm which was founded in 2008 as a joint venture between Agricultural Bank of China, Amundi Asset Management and Aluminum Corp. of China Ltd. Headquartered in Shanghai, the firm manages the ABC-CA Fund range.

Essence Securities Co. Ltd. (Broker) (Essence Securities-Broker) is the broke/dealer division of Essence Securities Co. Ltd., an investment bank headquartered in Shenzhen, China. It was founded in 2006 and is owned by SDIC Capital Co., Ltd. (SHA: 600061). The firm provides securities broking and trading services to retail clients.

Hubei United Development Investment Group Co., Ltd. engages in the investment, construction, and operations management of industries such as new industrial city, transportation infrastructure, urban comprehensive development, data finance, and physical industry. Its New Industrial City business develops and operates new urbanization projects. Its Transportation Infrastructure business constructs intercity railways and expressways. Its Urban Comprehensive Development business involves in the development of real estate properties, and production and sale of cement and asphalt. Its Data Finance business encompasses financial leasing, securities, property insurance, and industrial fund activities. Its Physical Industry covers industrial businesses such as wood, mining, property management, and overseas investment. The company was founded on July 7, 2008 and is headquartered in Wuhan, China.

Hankou Bank Co. Ltd. engages in the provision of banking services to private individuals and corporate entities. Its products and services include deposits, loans, investments, foreign exchange trading, credit cards, mobile and online banking, and others. The company was founded in December 1997 and is headquartered in Wuhan China.

China Life Pension Co., Ltd. (CLPC) is a pension fund management firm headquartered in Beijing, China. The firm was founded in 2007 and they are a subsidiary of government-owned China Life Insurance Co., Ltd. CLPC provides international clients with corporate annuity fund, occupational annuity fund, and basic pension insurance fund, wealth, and asset management as well as comprehensive financial products and services.

Haitong Futures Co., Ltd. provides investment banking and brokerage services. It also engages in risk management, futures business, private equity workshop, investment consultation, and asset management. The company was founded on March 18, 1993 and is headquartered in Shanghai, China.

Huatai Securities Co., Ltd. (Broker) (Huatai Securities-Broker) is the broker/dealer division of Huatai Securities Co., Ltd. (SHA: 601688, HKG: 6886), a securities group headquartered in Nanjing, China. Founded in 1991, Huatai Securities-Broker offers brokering and trading of stocks and funds for various investors.

Western Leadbank Fund Management Co., Ltd (WLFMC) is an independent China-based fund management firm which was founded in 2010 as a joint venture between Western Securities Co., Ltd. and BNY Mellon Western Fund Management Co. Ltd. Headquartered in Shanghai, WLFMC manages funds for individual and institutional investors.

Beibu Gulf Property & Casualty Insurance Co., Ltd. provides insurance services. The private company is based in Qingxiu, China.

Changjiang Securities (Shanghai) Asset Management Co., Ltd. (Changjiang AM) is the wholly-owned asset management subsidiary of Changjiang Securities Co., Ltd. (SHE: 000783) in China. Headquartered in Shanghai, Changjiang AM was founded in 2014 and provides a range of asset and portfolio management services to individual and institutional clients.

Part of Sinvo Capital Holding Co. Ltd., Sinvo Fund Management Co. Ltd. is a Chinese company that provides investment advice. The company is based in Beijing, China. The company was founded in 2015. The CEO is San Qi Ku.

Pacific Asset Management Co., Ltd. (PAMC) is the asset management subsidiary of China Pacific Insurance Group Co. Ltd. (SH: 601601) in China. Established in 2006, the firm is headquartered in Shanghai and provides a range of asset management services including management and operation of insurance assets.

Wuhan Iron & Steel Group Finance Co. Ltd.engages in the provision of investment services. Its business scope includes handling financial and financing consultants, credit certificates and related consulting and agency services to member units; assist member units to realize the payment and payment of transaction funds; acting for family property insurance, corporate property insurance, health insurance, life insurance, and accident insurance; provide guarantees to member units; handling loans and financial leasing to member units; and engaging in interbank lending. The company was founded on May 11, 1994 and is headquartered in Wuhan, China.