![Justin Michael Happ](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Justin Michael Happ
Compliance Officer bij Nvest Financial LLC
Profiel
Mr. Justin M.
Happ is a Compliance Manager & Research Analyst at Nvest Financial LLC.
He works to keep our team abreast of the current regulatory environment.
He also supports the team with research, analysis, monitoring, and helping in the design of our portfolios.
He rose through the ranks at Fidelity Investments to become a fixed income trader.
He then joined Commonwealth Financial Network’s trading department before coming to join the Nvest team.
He received his undergraduate degree from the University of New Hampshire.
He completed the Investment Advisor Core Compliance Program which provides essential training on the Investment Advisors Act of 1940 and is a stepping stone to the IACCP® Program and designation.
Actieve functies van Justin Michael Happ
Bedrijven | Functie | Begin |
---|---|---|
Nvest Financial LLC
![]() Nvest Financial LLC Investment ManagersFinance Nvest Financial LLC (Nvest) is an independent registered investment advisor headquartered in Portsmouth, New Hampshire. The firm was founded by Shawn P. Willard in 2007. Nvest provides financial planning and portfolio management services to families, individuals and non-profit organizations. | Compliance Officer | 01-07-2014 |
Eerdere bekende functies van Justin Michael Happ
Bedrijven | Functie | Einde |
---|---|---|
Commonwealth Equity Services, Inc. (Broker) | Corporate Officer/Principal | 01-09-2013 |
Fidelity Brokerage Services LLC
![]() Fidelity Brokerage Services LLC Packaged SoftwareTechnology Services Part of FMR LLC, Fidelity Brokerage Services LLC is a company that offers designated broker services to oversee employees' investment and trading activities. The company is based in Smithfield, RI. The company also provides information about Fidelity Investments, including their customers, history, and key facts and figures. Additionally, they promote sustainable investing by integrating environmental, social, and governance factors into investment research and decision making. | Corporate Officer/Principal | 01-05-2001 |
Opleiding van Justin Michael Happ
University of New Hampshire | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 3 |
---|---|
Nvest Financial LLC
![]() Nvest Financial LLC Investment ManagersFinance Nvest Financial LLC (Nvest) is an independent registered investment advisor headquartered in Portsmouth, New Hampshire. The firm was founded by Shawn P. Willard in 2007. Nvest provides financial planning and portfolio management services to families, individuals and non-profit organizations. | Finance |
Fidelity Brokerage Services LLC
![]() Fidelity Brokerage Services LLC Packaged SoftwareTechnology Services Part of FMR LLC, Fidelity Brokerage Services LLC is a company that offers designated broker services to oversee employees' investment and trading activities. The company is based in Smithfield, RI. The company also provides information about Fidelity Investments, including their customers, history, and key facts and figures. Additionally, they promote sustainable investing by integrating environmental, social, and governance factors into investment research and decision making. | Technology Services |
Commonwealth Equity Services, Inc. (Broker) | Finance |