Joseph Eugene Philipsz

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

First Sentier Investors (UK) IM Ltd. (FSIIM) is the wholly-owned, Great Britain-based specialist asset management subsidiary of S.I. Holdings Ltd., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. Headquartered in Edinburgh, the firm was founded in 1970 and formerly known as First State Investment Management (UK) Ltd. FSIIM provides discretionary investment management and portfolio management services to a range of institutional clients and funds.

Founded in 2002, Summer Street Research Partners is an investment banking and securities firm headquartered in Boston, Massachusetts. The firm is a subsidiary of Northland Securities, Inc. and their ultimate parent is Northland Capital Holdings, Inc. They were formerly known as Custom Equity Research, Inc. Summer Street Research firm focuses on the healthcare sector.

Montanaro Asset Management Ltd. (Montanaro) is an independent Great Britain-based specialist asset management firm founded in 1991. The firm is headquartered in London and provides asset management services to a range of professional or institutional investors including pension funds, insurance companies, family offices, wealth managers and charities. Montanaro is a signatory to the UN Principles for Responsible Investment and believes that ESG related issues are essential to valuing companies, being a good investment manager and in being a better investor.

Beringea LLP is an Independent Private Equity/Venture Capital firm founded in 1980 by Charlie Rothstein. Beringea LLP is headquartered in London.

HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients.

3i Infrastructure (3i Infrastructure) is a private equity division of 3i Group Plc founded in 2006. The firm is headquartered in Jersey, United Kingdom.

Domainex Ltd. operates as a drug discovery company. Its services include drug target expression, structural biology, virtual hit screening, medicinal chemistry, computational chemistry, assay development, and fragment based screening. The firm offers combinatorial domain hunting technology, and leadbuilder virtual hit screening software. The company was founded by Laurence Harris Pearl, Renos Savva, Paul Driscoll and Chrisostosmos Prodromou in 2001 and is headquartered in Saffron Walden, the United Kingdom.

PolyTherics Ltd. develops biomedical polymers for therapeutic applications. The company was founded by Antony Godwin, Sunil Shaunak and Steve Brocchini in 2001 and is headquartered in Babraham, the United Kingdom.

Part of Platinum L.P. Guernsey Ltd., Bestinvest (Consultants) Ltd. is a British company that has been helping people achieve their investment goals since 1986. The company is based in London, UK. Bestinvest offers a digital toolkit for investors, expert coaching, and competitive pricing. The company provides access to a wide range of investments, including shares, investment trusts, and ETFs, with thousands of funds to choose from. Bestinvest also offers regular insights to help investors make informed decisions. Additionally, the company provides information on investing in shares and staying invested during retirement.

GlaxoSmithKline LLC engages in discovering, developing, and delivering medicines, vaccines, and other healthcare products. It offers prescription medicines that treat various diseases, including cancer, HIV/AIDS, depression, diabetes, high blood pressure, herpes, asthma, migraine, and heart diseases, as well as stomach and skin problems, infections, and flu. It also provides vaccines for children and adults; and over-the-counter products. The company was founded in 1929 and is headquartered in Philadelphia, PA.

Amati Global Investors Ltd. (Amati) is a specialist fund management firm headquartered in Edinburgh, UK. Formerly Noble Fund Managers Ltd., the firm was founded in 1999 by Paul Jourdan and Douglas Lawson. The firm is a wholly-owned subsidiary of Amati Global Holdings Ltd. They manage the Amati range of funds for various investors. Amati is a signatory to the United Nations’ Principles for Responsible Investment (PRI).

Bloomsbury Bioseed Fund Ltd. (Bloomsbury Bioseed Fund) is venture capital firm founded in 2000. The firm is headquartered in London, United Kingdom.

Worldwide Business Development Corp. provides professional training and coaching services. The company is headquartered in Toronto, Canada.

Endomagnetics Ltd. develops surgical instruments used in the treatment of cancer. It offers SentiMag, a surgical instrument for use in the treatment of breast cancer and melanoma by helping surgeons to identify the sentinel lymph node for excision and subsequent histology to determine whether cancer has spread from a nearby tumor site. The company was founded by Quentin Pankhurst, Simon Hattersley, and Audrius Brazdeikis in April 2007 and is headquartered in Cambridge, the United Kingdom.

Capital Insight LLC is an investment banking business based in San Diego, CA, that provides diversified financial advisory services within the multi-unit branded retail businesses including franchisees, franchisors, and independent chains with a national or regional presence. The American company prioritizes relationships and results through its focus on business fundamentals, hard work, domain expertise, critical thinking, responsiveness, and transparency. Capital Insight has established institutional credibility that affords them access to the decision-makers and critical capital market participants for the benefit of their clients. The private company has sound commercial judgment based upon decades of relevant industry experience building trusting and authentic long-term relationships. The company manages a curated process based upon accountability to derive answers to complicated financial and structural issues.

Bazalgette Tunnel Ltd. operates the Thames tideway tunnel project. It finances, builds, and maintains the Thames tideway tunnel project. The company was founded on April 21, 2015 and is headquartered in London, the United Kingdom.

Haitong International (UK) Co. Ltd. operates as an investment holding company. The company was founded on February 1, 2010 and is headquartered in London, the United Kingdom.

Part of Bazalgette Equity Ltd., Bazalgette Ventures Ltd. functions as an investment holding British company. The company is based in London, UK.

Noble Financial Holdings Ltd. functions as an investment holding British company. The private company is based in Edinburgh, UK.

Part of Bazalgette Equity Ltd., Bazalgette Holdings Ltd. functions as an investment holding British company. The company is based in London, UK. It was founded in 2015.

Altacor Ltd. operates as a specialist ophthalmology company develops and markets a portfolio of products in the fields of dry eye, glaucoma and ocular infection. The company was founded by Francesca Elizabeth Crawford and David Francis Alcraft in 2007 and is headquartered in Theale, the United Kingdom.

Haitong Securities (UK) Ltd. (Haitong Securities UK) is the Great Britain-based brokerage subsidiary of Espirito Santo Investment Holding Ltd., ultimately held by Haitong Securities Co., Ltd. (SH: 600837, ADR: HAITY) in China. Formerly known as Execution Noble Ltd., the firm was established in 2001. They were acquired by Banco Espirito Santo de Investimento SA in 2010 and changed their name to Haitong Securities (UK) Ltd. in 2015. Headquartered in London, Haitong Securities provides access to an international production and distribution platform of equities, derivatives, fixed-income and research for corporate and institutional investors.