Jody Flaws

Thornburg Investment Management, Inc. (Thornburg) is a privately-held, SEC-registered investment advisor headquartered in Santa Fe, New Mexico. The firm was founded by H. Garrett Thornburg in 1982. Thornburg provides discretionary portfolio management and investment services to several client types, which includes Thornburg Investment Trust, registered investment companies as to which Thornburg is a sub-adviser, separate accounts for institutional clients and private clients, wrap fee accounts of sponsored program accounts, unified managed account programs, private investment funds and other non-SEC registered investment vehicles.

Security Investors LLC (dba Guggenheim Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. They focus on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Bowdoin College is an independent, nonsectarian, coeducational residential, undergraduate liberal arts institution founded in 1794. It is located in Brunswick, ME.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

The Santa Fe Opera organizes and performs cultural programs. Its activities include summer festival of five productions, including premieres with players from major orchestras. The company was founded by John O. Crosby in September 1956 and is headquartered in Santa Fe, NM.

Tower Research Capital LLC is an independent trading and technology firm founded in 1998 by Mark Gorton. Headquartered in New York City with additional offices around the world, the firm manages assets of various clients.

Axonic Capital LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 2010 by Clayton DeGiacinto. Axonic Capital provides investment advisory services directly to its clients which consist of the structured credit funds and structured credit accounts. Investors in the clients may include high net-worth individuals, pension plans and retirement accounts, endowments, foundations, trusts, estates or charitable organizations, other funds (including other Axonic-managed Funds), family offices, private banks, investment managers, 1940 Act funds, UCITS funds, and other individuals and corporate or business entities for which such investment is suitable.

Team Rubicon Inc is a non-profit organization that mobilizes veterans to provide disaster response and humanitarian aid. The non-profit company is based in El Segundo, CA. The company has adapted their capabilities to respond to the COVID-19 pandemic by providing assistance such as food delivery, logistics support, and medical response. The organization focuses on three areas of impact: disaster services, rebuild services, and international services. Team Rubicon has over 160,000 volunteers and has launched over 1,100 operations domestically and internationally. The company was founded by Jake Wood and is currently led by CEO Art delaCruz.

Trinitas Capital Management LLC operates as collateralized loan obligation management firm. The company was founded in 2015 and is headquartered in Dallas, TX.

Axonic Special Opportunities SBL Overseas Fund Ltd. is a pooled investment fund. The company is headquartered in George Town, Cayman Islands.

Resolute Investment Managers, Inc. engages in the provision of investment management services. It offers a suite of operational and administrative services including distribution and marketing, finance and accounting, general corporate, disaster recovery and desktop support, and human resources and benefits administration. The company was founded in November 1986 and is headquartered in Irving, TX.

CC&L Q Global Equity Market Neutral Fund Ltd. provides pooled investment fund services. The company was founded in 2016 and is headquartered in Grand Cayman, Cayman Islands.

Harvest Volatility Edge Trust engages in the provision and investment in fund management. The company was founded on August 28, 2017 and is headquartered in New York, NY.

Alphatrai, Inc. operates as an AI-based equity trading platform. The firm trades stocks and commodities using algorithms. The company is headquartered in San Diego, CA.