James K. Johnson

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Macquarie Investment Management Business Trust (MIMBT) is a SEC-registered investment advisor headquartered in Philadelphia, Pennsylvania. The firm was founded in 1988 and formerly known as Delaware Management Business Trust. They are a subsidiary of Delaware Investment Management Co. LLC, ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MIMBT advises a variety of institutional clients. The firm also provides investment services to certain affiliates and acts as a sub-advisor to unaffiliated sponsors and investment products.

BNY Mellon Investment Adviser, Inc. (BNYMIA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1951 and formerly known as The Dreyfus Corp. They are a wholly-owned subsidiary of MBC Investments Corp., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK). BNYMIA serves as an investment advisor to mutual funds, such as the BNY Mellon Family of Funds and The BNY Mellon Funds Trust, and as sub-investment advisor to non-affiliated mutual funds. Formed in 2009, Dreyfus Cash Investment Strategies (Dreyfus) is a division of the BNYMIA that offers money market strategies to US and non-US institutional investors.

Lehman Brothers Holdings, Inc. engages in the provision of securities underwriting and investment services. The company is headquartered in New York, NY.

DWS Investment Management Americas, Inc. (DIMA) is a SEC-registered investment advisor headquartered in New York City. The firm is a subsidiary of DWS USA Corp., ultimately held by Deutsche Bank AG (ETR: DBK) in Germany. The firm was founded in 1984 and formerly known as Deutsche Investment Management Americas Inc. In 2018, they changed their name into DWS as part of the rebranding of Deutsche Asset Management. DIMA provides discretionary and non-discretionary investment advisory services to various institutional clients. They also provide investment advisory services for its municipal bond strategies through wrap fee programs.

Founded in 1992, Sunrise Securities Corp. is an investment bank and brokerage firm headquartered in New York City. The firm specializes in debt and equity financings. They provide a full range of investment banking and corporate financial advisory services for small- to mid-size public and privately-held companies. Sunrise Securities' research efforts focus on a variety of traditional industries and emerging growth sectors including: biotechnology, energy, financial services, information technology, manufacturing, medical devices, metals, natural resources, paper/packaging, pharmaceuticals, precious metals/mining, services, shipping, software, telecommunications and transportation. The Sunrise Sales and Trading team works with a broad group of investors and maintains portfolio-manager level relationships with some of the largest institutional investors in the world including: mutual funds, hedge funds, pension funds, insurance companies, banks and prop desks. Their investors are active in both the primary and secondary markets for debt and equity. Sunrise offers a suite of electronic trading solutions and execution tools including: (1) algorithmic trading including VWAP, Pairs Trading, etc. (2) list trading (3) basket trading (4) block placement and (5) trading of 144 and 144A securities.

WaldenVC LLC (WaldenVC) is a venture capital firm founded in 1974 by Art S. Berliner and George S Sarlo. The firm is headquartered in San Francisco, California.

Prologis Targeted U.S. Logistics REIT, Inc. provides real estate services. The company is headquartered in San Francisco, CA.

CPA Global Ltd. engages in the provision of intellectual property management and IP software services. It offers contract management; litigation support; intellectual property software; renewals; data management; and research and consulting services. The company was founded in 1969 and is headquartered in St. Helier, the United Kingdom.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Morrison & Foerster LLP is a law firm that provides legal services on various industries, which include: litigation, financial services, intellectual property and technology, and transactional work, such as corporate, capital markets and real estate finance representations. The company was founded in 1883 and is headquartered in San Francisco, CA.

Part of Penns Woods Bancorp, Inc., Jersey Shore State Bank is a state commercial bank. The company is based in Williamsport, PA. The company was founded by John A. Brockriede. Richard A. Grafmyre has been the CEO of the company since 2010.

Fitch Ratings, Inc. is a global rating agency and investment research firm headquartered in New York City. The firm was founded by John Knowles in 1913 as Fitch Publishing Co. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. Fitch Ratings seeks to provide independent and prospective credit opinions, research and data to the world's credit markets. Their approach is based on a foundation of local market experience that covers capital markets in over 150 countries. The firm's ratings analysis and rating decisions are based on established criteria, methodologies and ratings definitions which they apply in a consistent manner. Fitch Ratings provides coverage of the following markets: Economics, Banks, Insurance, Sovereigns, Corporates, Structured Finance, Public Finance – International, Public Finance – US, Infrastructure & Project, and Finance.

Part of WPP Plc, MicroArts Corp provides business and brand development, specializing in online brands. The company is based in Greenland, NH. MicroArts was acquired by Cordiant Communications Group Plc on January 05, 2001 for $88.08 million.

LexisNexis Group, Inc. provides comprehensive and authoritative legal, business, government and tax information. It unites proprietary brands, advanced Web technologies, and premium information sources for customers in the legal, corporate, government and academic markets. The company was founded in 1818 and is headquartered in New York, NY.

Part of Interpublic Group of Cos., Inc., Weber Group, Inc. is a public relations firm. The company is based in Cambridge, MA. The company was founded by Vernon Lawrence Weber. Weber Group was acquired by McCann-Erickson Worldwide, Inc. on December 05, 1996 for $15.87 million.

Part of Datasite Global Corp., LegaLink, Inc. is a company that provides court reporting services. The company is based in Boston, MA. The company was founded by Peter Licursi.

Alcentra NY LLC (Alcentra) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2002 and became a subsidiary of The Bank of New York Mellon Corp. in 2006. They were acquired by Franklin Resources, Inc. (NYSE: BEN) in 2022. Alcentra provides discretionary and non-discretionary investment advisory services to institutional clients, which include US registered investment companies, US private funds, other pooled investment vehicles and other institutions.

Mad*Pow Media Solutions LLC designs and creates intuitive websites, applications, internal systems, and interactive media. The firm offers experience strategy and service design, interaction design and visual design, behavior change strategy, conversion and lead generation, data visualization, content strategy and creation, research and validation, digital marketing strategy, brand development, usability testing and accessibility evaluation, application development, front-end development, project management, and design training and workshops. The company was founded by Will Powley and Amy Heymans in 2000 and is headquartered in Portsmouth, NH.

Hover, Inc. engages in development of digital map application software solutions. It operates as a a mobile platform that lets anyone generate accurate digital 3D building data by simply taking a few photos with a smart phone. It specializes in computer vision, software engineering and 3D visualization services. The company was founded by Adam J. Altman and Ross Hangebrauck in 2011 and is headquartered in San Francisco, CA.

Part of Deutsche Bank AG, Deutsche Bank Corp. is a company based in New York, NY.

Prologis USLV SubREIT 3 LLC provides REITS and finance services. The company was founded in 2015 and is headquartered in Denver, CO.

Prologis USLV SubREIT 2 LLC provides logistics real estate services. The company aws incorporated in 2015 and is headquartered in Denver, CO.