Gerald Cummins
Compliance Officer bij OXFORD SQUARE CAPITAL CORP.
Oorsprong van het eerstegraads netwerk van Gerald Cummins
| Entiteit | Type entiteit | Industrie | |
|---|---|---|---|
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.
185
| College/University | Other Consumer Services | 185 |
Bear Stearns Asset Management, Inc.
 Bear Stearns Asset Management, Inc. Investment ManagersFinance Bear Stearns Asset Management Inc (Bear Stearns) is a Private Equity/Venture Capital firm, a subsidiary of The Bear Stearns Cos LLC founded in 1985. The firm is headquartered in the US.
132
| Subsidiary | Investment Managers | 132 |
Oxford Square Management LLC
 Oxford Square Management LLC Investment ManagersFinance Oxford Square Management LLC (Oxford Square) is a private equity firm founded in 2003. The firm is headquartered in Greenwich, Connecticut.
19
| Private Company | Investment Managers | 19 |
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY.
17
| Subsidiary | Investment Managers | 17 |
| Private Eq Fd/Alt Invt | Investment Managers | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
SIH ACA Topco LP
 SIH ACA Topco LP Investment ManagersFinance SIH ACA Topco LP is a governance, risk, and compliance advisor in financial services. SIH ACA Topco is based in New York, NY and has subsidiaries in the United States. The company empowers clients to reimagine GRC and protect and grow their business by integrating advisory, managed services, and distribution solutions with their ComplianceAlpha® regulatory technology platform. The company has a team of former regulators and practitioners with a deep understanding of the regulatory landscape. The company was founded in 2002, and Patrick Michael Olson has been the CEO of the company since 2023.
7
| Holding Company | Investment Managers | 7 |
New Castle Funds LLC
 New Castle Funds LLC Investment ManagersFinance Founded in 2008, New Castle Funds LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City. They manage the New Castle Partners (Offshore) LLC, the New Castle Partners (US) LP, the New Castle Market Neutral Offshore Fund Ltd., the New Castle Market Neutral Fund (US) LP, the New Castle Fallen Angels (Offshore) Fund Ltd., the New Castle Fallen Angels (US) LP, the New Castle Millennium LP and the New Castle Millennium II LP.
6
| Extinct | Investment Managers | 6 |
BroadArch Capital LLC
 BroadArch Capital LLC Investment ManagersFinance Founded in 2010 by Robert Reitzes and Scott Merves, BroadArch Capital LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City.
4
| Private Company | Investment Managers | 4 |
Oxford Bridge Management LLC
 Oxford Bridge Management LLC Investment ManagersFinance Part of Oxford Funds LLC, Oxford Bridge Management LLC provides investment advice. The private company is based in Greenwich, CT. Jonathan H. Cohen has been the CEO of the company since 2015.
3
| Subsidiary | Investment Managers | 3 |
Oxford Gate Management, LLC
3
| Private Company | 3 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met Gerald Cummins via zijn persoonlijke netwerk
| Onderneming | Sector | Gelieerde personen | Hoofdpost |
|---|---|---|---|
JPMorgan Investment Management, Inc.
 JPMorgan Investment Management, Inc. Investment ManagersFinance JPMorgan Investment Management, Inc. (JPMIM) is a global, SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as the result of Chase Manhattan's purchase of Robert Fleming Holdings and the subsequent merger of Chase and JPMorgan. In January 2010, JPMorgan Investment Advisors merged into JP Morgan Investment Management. JPMIM is a subsidiary of JPMorgan Asset Management Holdings, Inc., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM). The firm primarily provides investment advisory services to both US and non-US institutional and retail clients. | Investment Managers | Chairman Portfolio Manager-Fixed Income Portfolio Manager-Fixed Income Portfolio Manager-Equities Analyst-Equity Portfolio Manager-Equities Portfolio Manager-Fixed Income | |
| The Royce Fund | Investment Trusts/Mutual Funds | President Director/Board Member | |
| ROYCE MICRO-CAP TRUST, INC. | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member | |
| ROYCE VALUE TRUST INC. | Investment Trusts/Mutual Funds | President Director/Board Member | |
| Royce Capital Fund | Investment Trusts/Mutual Funds | President Director/Board Member | |
Tudor Investment Corp.
 Tudor Investment Corp. Investment ManagersFinance Tudor Investment Corp. (TIC) is an independent, SEC-registered investment adviser and hedge fund manager headquartered in Stamford, Connecticut. The firm was founded in 1980 by Paul T. Jones, II. TIC provides discretionary investment advisory services to various hedge funds, private equity funds and managed accounts. Investors in these funds generally include high-net worth individuals and related entities, sovereign entities, pension funds, non-financial corporates, financial institutions, endowments and foundations, fund-of-fund vehicles and proprietary capital from current and former personnel. | Investment Managers | Portfolio Manager-Fixed Income Analyst-Fixed Income | |
Citibank NA (New York)
 Citibank NA (New York) Major BanksFinance Citibank NA engages in the provision of banking services. It offers retail and commercial banking; credit cards; banking, capital markets, and advisory; markets and securities services; private banking; and treasury and trade solutions. The company was founded on June 16, 1812 and is headquartered in New York, NY. | Major Banks | Corporate Officer/Principal Corporate Officer/Principal | |
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
| SPROTT FOCUS TRUST, INC. | Investment Trusts/Mutual Funds | President Director/Board Member | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Comptroller/Controller/Auditor Corporate Officer/Principal | |
Oxford Lane Management LLC
 Oxford Lane Management LLC Investment ManagersFinance Founded in 2010, Oxford Lane Management LLC is a registered investment advisor located in Greenwich, Connecticut. The firm is a subsidiary of BDC Partners LLC. They provide investment management services to other investment companies, including mutual funds. | Investment Managers | Founder Founder Head-Fixed Income Invts Portfolio Manager-Fixed Income Portfolio Manager-Fixed Income Portfolio Manager-Fixed Income Portfolio Manager-Fixed Income Analyst-Equity | |
| University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| New York University | College/University | Undergraduate Degree Graduate Degree Masters Business Admin Masters Business Admin | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| New York Law School | College/University | Graduate Degree Graduate Degree Graduate Degree | |
| Columbia Law School | College/University | Graduate Degree Graduate Degree Graduate Degree | |
Algorithmic Implementations, Inc.
 Algorithmic Implementations, Inc. Packaged SoftwareTechnology Services Algorithmic Implementations, Inc. provides computer access solutions for the vision impaired. Its products include ZoomText, ZoomText USB, the ZoomText Large-Print Keyboard, and ZoomText Express. The company was founded by Benjamin D. Weiss in 1985 and is headquartered in Manchester Center, VT. | Packaged Software | Corporate Officer/Principal Director/Board Member | |
| Pace University | College/University | Masters Business Admin Undergraduate Degree | |
| Fairfield University | College/University | Undergraduate Degree Graduate Degree | |
O'Shaughnessy Asset Management LLC
 O'Shaughnessy Asset Management LLC Investment ManagersFinance O'Shaughnessy Asset Management LLC (OSAM) is a SEC-registered investment advisor and welath management firm headquartered in Stamford, Connecticut. The firm was founded by James (Jim) O'Shaughnessy in 2007 and became a subsidiary of Franklin Resources, Inc. (NYSE: BEN) in 2022. OSAM delivers a broad range of equity portfolios to individual investors, institutional investors and the high net-worth clients of financial advisers. They also manage mutual funds in the US as well as serving as a sub-adviser to a family of Canadian mutual funds through Royal Bank of Canada. | Investment Managers | Portfolio Manager-Equities Chief Executive Officer | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Masters Business Admin | |
| University of Massachusetts | College/University | Undergraduate Degree Undergraduate Degree | |
| New York University School of Law | College/University | Graduate Degree Graduate Degree | |
New York Mercantile Exchange, Inc.
 New York Mercantile Exchange, Inc. Investment Banks/BrokersFinance The New York Mercantile Exchange, Inc. provides markets for the trading and clearing of crude and heating oil, gasoline, natural gas, and electricity. The company is headquartered in New York, NY. | Investment Banks/Brokers | Director of Finance/CFO Corporate Officer/Principal | |
| St. John's University | College/University | Undergraduate Degree Undergraduate Degree | |
| Boston University | College/University | Undergraduate Degree Masters Business Admin | |
| Lehigh University | College/University | Undergraduate Degree Undergraduate Degree | |
| Fairleigh Dickinson University | College/University | Masters Business Admin Masters Business Admin | |
| Columbia Business School | College/University | Masters Business Admin Masters Business Admin | |
Oxford Funds LLC
 Oxford Funds LLC Investment ManagersFinance Oxford Funds LLC provides investment advisory services. The private company is based in Greenwich, CT and has subsidiaries in the United States. | Investment Managers | Director of Finance/CFO Director of Finance/CFO | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Financial ConglomeratesFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Financial Conglomerates | Analyst-Equity Private Equity Investor | |
| ROYCE GLOBAL VALUE TRUST, INC. | Investment Trusts/Mutual Funds | President Director/Board Member | |
Neuberger Berman BD LLC
 Neuberger Berman BD LLC Investment ManagersFinance Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide. | Investment Managers | Chairman Corporate Officer/Principal | |
| London School of Economics & Political Science | College/University | Graduate Degree Graduate Degree | |
| Indiana University | College/University | Undergraduate Degree Undergraduate Degree |
Statistieken
Internationaal
| Verenigde Staten | 47 |
| Verenigd Koninkrijk | 3 |
| Canada | 2 |
Sectoraal
| Finance | 20 |
| Consumer Services | 20 |
| Miscellaneous | 8 |
| Commercial Services | 4 |
| Technology Services | 2 |
Operationeel
| Director/Board Member | 274 |
| Corporate Officer/Principal | 187 |
| Independent Dir/Board Member | 137 |
| Undergraduate Degree | 79 |
| President | 46 |
Sterkste connecties
| Insiders | |
|---|---|
| John Nelson | 113 |
| Ellen Alemany | 30 |
| George Stelljes | 27 |
| Barry Cohen | 19 |
| Maureen Mitchell | 19 |
| Jeffrey B. Lane | 17 |
| Saul Rosenthal | 17 |
| Tonia Pankopf | 17 |
| Jonathan Cohen | 15 |
| Guy Talarico | 15 |
| Richard Neu | 15 |
| Chuck Royce | 14 |
| John Reardon | 14 |
| Barbara Ginader | 13 |
| G. O'Brien | 13 |
- Beurs
- Insiders
- Gerald Cummins
- Bedrijfsconnecties
