Gerald Cummins
Compliance Officer bij OXFORD SQUARE CAPITAL CORP.
Actieve functies van Gerald Cummins
Bedrijven | Functie | Begin | Einde |
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OXFORD SQUARE CAPITAL CORP. | Compliance Officer | 24-06-2015 | - |
OXFORD LANE CAPITAL CORP. | Compliance Officer | 01-06-2015 | - |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Director/Board Member | 01-06-2014 | - |
Oxford Bridge Management LLC
Oxford Bridge Management LLC Investment ManagersFinance Part of Oxford Funds LLC, Oxford Bridge Management LLC provides investment advice. The private company is based in Greenwich, CT. Jonathan H. Cohen has been the CEO of the company since 2015. | Compliance Officer | - | - |
Oxford Square Management LLC
Oxford Square Management LLC Investment ManagersFinance Oxford Square Management LLC (Oxford Square) is a private equity firm founded in 2003. The firm is headquartered in Greenwich, Connecticut. | Compliance Officer | 01-06-2015 | - |
Oxford Gate Management, LLC | Compliance Officer | - | - |
SIH ACA Topco LP
SIH ACA Topco LP Investment ManagersFinance SIH ACA Topco LP is a governance, risk, and compliance advisor in financial services. SIH ACA Topco is based in New York, NY and has subsidiaries in the United States. The company empowers clients to reimagine GRC and protect and grow their business by integrating advisory, managed services, and distribution solutions with their ComplianceAlpha® regulatory technology platform. The company has a team of former regulators and practitioners with a deep understanding of the regulatory landscape. The company was founded in 2002, and Patrick Michael Olson has been the CEO of the company since 2023. | Director/Board Member | 01-05-2022 | - |
Loopbaan van Gerald Cummins
Eerdere bekende functies van Gerald Cummins
Bedrijven | Functie | Begin | Einde |
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New Castle Funds LLC
New Castle Funds LLC Investment ManagersFinance Founded in 2008, New Castle Funds LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City. They manage the New Castle Partners (Offshore) LLC, the New Castle Partners (US) LP, the New Castle Market Neutral Offshore Fund Ltd., the New Castle Market Neutral Fund (US) LP, the New Castle Fallen Angels (Offshore) Fund Ltd., the New Castle Fallen Angels (US) LP, the New Castle Millennium LP and the New Castle Millennium II LP. | Director of Finance/CFO | 01-01-2009 | 30-12-2011 |
BroadArch Capital LLC
BroadArch Capital LLC Investment ManagersFinance Founded in 2010 by Robert Reitzes and Scott Merves, BroadArch Capital LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City. | Compliance Officer | 01-05-2010 | 30-09-2011 |
Chief Operating Officer | 01-05-2010 | 30-09-2011 | |
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Opleiding van Gerald Cummins
Fordham University | Undergraduate Degree |
Statistieken
Internationaal
Verenigde Staten | 13 |
Operationeel
Compliance Officer | 7 |
Director/Board Member | 2 |
Director of Finance/CFO | 1 |
Sectoraal
Finance | 10 |
Miscellaneous | 2 |
Consumer Services | 2 |
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
Bedrijven in privébezit | 11 |
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Bear Stearns Asset Management, Inc.
Bear Stearns Asset Management, Inc. Investment ManagersFinance Bear Stearns Asset Management Inc (Bear Stearns) is a Private Equity/Venture Capital firm, a subsidiary of The Bear Stearns Cos LLC founded in 1985. The firm is headquartered in the US. | Finance |
Oxford Square Capital Corp.
Oxford Square Capital Corp. Investment ManagersFinance Oxford Square Capital Corp., a traded business development company invests in middle market companies located in the United States with annual revenues up to USD 200 million and an enterprise value of more than USD 300 million. The fund targets companies operating in the fields of technology services, computer software and hardware, consumer services, communications, and electronic technology. It provides debt and equity financing for buyout capital requirements with an investment size ranging from USD 5 to 50 million. The fund acquires minority interests. The company was founded on July 21, 2003 and is headquartered in Greenwich, CT. | Finance |
Oxford Lane Capital Corp.
Oxford Lane Capital Corp. Investment Trusts/Mutual FundsMiscellaneous Oxford Lane Capital Corp. is a closed-end management investment company, which engages in maximizing total return by investing in debt and equity tranches of collateralized loan obligation vehicles. The company was founded on June 9, 2010 and is headquartered in Greenwich, CT. | Miscellaneous |
Oxford Square Management LLC
Oxford Square Management LLC Investment ManagersFinance Oxford Square Management LLC (Oxford Square) is a private equity firm founded in 2003. The firm is headquartered in Greenwich, Connecticut. | Finance |
New Castle Funds LLC
New Castle Funds LLC Investment ManagersFinance Founded in 2008, New Castle Funds LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City. They manage the New Castle Partners (Offshore) LLC, the New Castle Partners (US) LP, the New Castle Market Neutral Offshore Fund Ltd., the New Castle Market Neutral Fund (US) LP, the New Castle Fallen Angels (Offshore) Fund Ltd., the New Castle Fallen Angels (US) LP, the New Castle Millennium LP and the New Castle Millennium II LP. | Finance |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
BroadArch Capital LLC
BroadArch Capital LLC Investment ManagersFinance Founded in 2010 by Robert Reitzes and Scott Merves, BroadArch Capital LLC is a hedge fund manager located in White Plains, New York with an additional office in New York City. | Finance |
Investcorp Credit Management BDC, Inc.
Investcorp Credit Management BDC, Inc. Investment ManagersFinance Investcorp Credit Management BDC, Inc. a traded business development company invests in lower middle market companies located in the US. The fund focuses on companies with minimum revenues of $50 million and minimum EBITDA of $15 million. It participates in debt, mezzanine, buyout, and later stage capital requirements with an investment size between $5 and $25 million. The company was founded in the year 2013 and is headquartered in New York, NY. | Finance |
Oxford Bridge Management LLC
Oxford Bridge Management LLC Investment ManagersFinance Part of Oxford Funds LLC, Oxford Bridge Management LLC provides investment advice. The private company is based in Greenwich, CT. Jonathan H. Cohen has been the CEO of the company since 2015. | Finance |
Oxford Gate Management, LLC | |
SIH ACA Topco LP
SIH ACA Topco LP Investment ManagersFinance SIH ACA Topco LP is a governance, risk, and compliance advisor in financial services. SIH ACA Topco is based in New York, NY and has subsidiaries in the United States. The company empowers clients to reimagine GRC and protect and grow their business by integrating advisory, managed services, and distribution solutions with their ComplianceAlpha® regulatory technology platform. The company has a team of former regulators and practitioners with a deep understanding of the regulatory landscape. The company was founded in 2002, and Patrick Michael Olson has been the CEO of the company since 2023. | Finance |
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