Profiel
Mr. Brad Ziemba is Chief Compliance Officer at Duncan-Williams, Inc. He joined Duncan-Williams in 2003.
Prior to that, he was at Charles Schwab and Company as Senior Relationship Specialist.
Before Charles Schwab and Company, he was a Real Estate Market Analyst with First Tennessee Bank.
He began his career at Prudential Securities as a financial advisor in 1997.
Mr. Ziemba graduated from the University of Memphis’ Fogelman College of Business and Economics in 1997.
Eerdere bekende functies van Brad Ziemba
| Bedrijven | Functie | Einde |
|---|---|---|
| Prudential Securities | Corporate Officer/Principal | - |
Charles Schwab & Co., Inc. (Broker)
 Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Corporate Officer/Principal | - |
First Tennessee Bank Asset Management
 First Tennessee Bank Asset Management Investment ManagersFinance Founded in 1977, First Tennessee Bank Asset Management is a subsidiary of First Tennessee Bank NA and their ultimate parent is First Horizon National Corp. (NYSE: FHN). The firm is located in Memphis, Tennessee and has additional offices in Chattanooga and Knoxville. | Corporate Officer/Principal | - |
SouthState DuncanWilliams Securities Corp.
 SouthState DuncanWilliams Securities Corp. Investment Banks/BrokersFinance SouthStateDuncanWilliams Securities Corp. (SouthStateDuncanWilliams) is a registered broker-dealer and financial services firm headquartered in Memphis, Tennessee. Formerly known as Duncan-Williams, Inc., the firm was founded in 1969 and is a wholly owned subsidiary of South State Corp. (NASDAQ: SSB). SouthStateDuncanWilliams offers sales, finance and underwriting of fixed-income securities to banks and other financial institutions. They focus on securities such as US treasury notes and bonds, federal agency securities, mortgage-backed securities, corporate bonds, municipal bonds, certificates of deposit and mutual funds. | Corporate Officer/Principal | - |
Opleiding van Brad Ziemba
| University of Memphis | Undergraduate Degree |
Ervaring
Beklede functies
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Inactief
Beursgenoteerde bedrijven
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Eerstegraads connecties
Bedrijven verbonden in de eerste graad
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Verwante bedrijven
| Bedrijven in privébezit | 4 |
|---|---|
SouthState DuncanWilliams Securities Corp.
SouthState DuncanWilliams Securities Corp. Investment Banks/BrokersFinance SouthStateDuncanWilliams Securities Corp. (SouthStateDuncanWilliams) is a registered broker-dealer and financial services firm headquartered in Memphis, Tennessee. Formerly known as Duncan-Williams, Inc., the firm was founded in 1969 and is a wholly owned subsidiary of South State Corp. (NASDAQ: SSB). SouthStateDuncanWilliams offers sales, finance and underwriting of fixed-income securities to banks and other financial institutions. They focus on securities such as US treasury notes and bonds, federal agency securities, mortgage-backed securities, corporate bonds, municipal bonds, certificates of deposit and mutual funds. | Finance |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |
First Tennessee Bank Asset Management
First Tennessee Bank Asset Management Investment ManagersFinance Founded in 1977, First Tennessee Bank Asset Management is a subsidiary of First Tennessee Bank NA and their ultimate parent is First Horizon National Corp. (NYSE: FHN). The firm is located in Memphis, Tennessee and has additional offices in Chattanooga and Knoxville. | Finance |
| Prudential Securities | Finance |