Ann Marie Swanson
Directeur/Bestuurslid bij Alaric Compliance Services LLC
Oorsprong van het eerstegraads netwerk van Ann Marie Swanson
Entiteit | Type entiteit | Industrie | |
---|---|---|---|
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY.
17
| Subsidiary | Investment Managers | 17 |
ThomasPartners, Inc.
ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms.
1
| Extinct | Investment Managers | 1 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met Ann Marie Swanson via zijn persoonlijke netwerk
Onderneming | Sector | Gelieerde personen | Hoofdpost |
---|---|---|---|
Barings LLC
Barings LLC Investment ManagersFinance Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles. | Investment Managers | Analyst-Equity | |
GE AEROSPACE | Industrial Machinery | Corporate Officer/Principal | |
Aviva Investors Americas LLC
Aviva Investors Americas LLC Investment ManagersFinance Founded in 1997, Aviva Investors Americas LLC is a registered investment advisor headquartered in Des Moines, Iowa. The firm was also previously known as Aviva Capital Management, Inc. Aviva Investors Americas is a subsidiary of Aviva USA Corp. and their ultimate parent is London-based Aviva Plc (LSE: AV). The firm manages assets for life insurance and annuity companies, re-insurance companies and other institutional clients. | Investment Managers | Compliance Officer | |
Artisan Partners LP
Artisan Partners LP Investment ManagersFinance Artisan Partners LP (Artisan Partners) is a mutual fund manager and SEC-registered investment advisor headquartered in Milwaukee, Wisconsin. The firm was founded in 2009 by Andrew Ziegler and is a wholly-owned subsidiary of Artisan Partners Holdings LP, itself a subsidiary of Artisan Partners Asset Management, Inc. (NYSE: APAM). Artisan Partners serves as investment adviser to a variety of separately managed accounts, unregistered pooled investment vehicles, trustees of collective investment trusts, and to each series of Artisan Partners Funds, Inc. (Artisan Partners Funds) and Artisan Partners Global Funds plc (Artisan Partners Global Funds), an open-ended management investment company. | Investment Managers | Compliance Officer | |
Driehaus Capital Management LLC
Driehaus Capital Management LLC Investment ManagersFinance Driehaus Capital Management LLC (Driehaus) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded by Richard Driehaus in 1982 and is a subsidiary of Driehaus Capital Holdings LLLP. Driehaus manages growth-oriented equity and alternative investment strategies for institutional and individual clients. Driehaus is a Signatory of the United Nations-Supported Principles of Responsible Investment (PRI). | Investment Managers | Compliance Officer | |
First Trust Advisors LP
First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | Compliance Officer | |
NLG Capital, Inc.
NLG Capital, Inc. Investment ManagersFinance NLG Capital, Inc. is a registered investment advisor headquartered in Birmingham, Alabama. It was founded in 1968 and formerly known as Sentinel Asset Management, Inc. They became NLG Capital, Inc. in 2022. The firm is wholly-owned by NLV Financial Corp., which is a wholly-owned subsidiary of National Life Holding Co. NLG Capital offers discretionary investment advisory services to various types of institutional clients, focusing on fixed income investments. | Investment Managers | Corporate Officer/Principal | |
Putnam Investment Management LLC
Putnam Investment Management LLC Investment ManagersFinance Putnam Investment Management LLC (PIM) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1971 and is a subsidiary of Putnam US Holdings I LLC, ultimately held by Power Corp. of Canada (TSX: POW). PIM provides investment advice across all asset classes to individuals and institutions worldwide through separately managed accounts and pooled investment funds. | Investment Managers | Portfolio Manager-Equities | |
METLIFE, INC. | Multi-Line Insurance | Public Communications Contact | |
Aviva Investors Canada, Inc.
Aviva Investors Canada, Inc. Investment ManagersFinance Aviva Investors Canada, Inc. is a Canadian asset management firm headquartered in Toronto, Ontario. The firm is a subsidiary of Aviva Canada Inc., ultimately owned by Aviva plc (LSE: AV) in Great Britain. Aviva Investors Canada provides resilient fixed income solutions to institutional investors. | Investment Managers | Compliance Officer | |
Keeley Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer | |
PENNANTPARK INVESTMENT CORPORATION | Investment Managers | Compliance Officer | |
Association of Certified Anti-Money Laundering Specialists LLC
Association of Certified Anti-Money Laundering Specialists LLC Miscellaneous Commercial ServicesCommercial Services Association of Certified Anti-Money Laundering Specialists, Inc. provides training and certification, runs conferences and disseminates information on detection and prevention of money laundering. The company was founded in 2001 by Joy C. Meason and Charles A. Intriago and is headquartered in Miami, FL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
SLR INVESTMENT CORP. | Investment Managers | Compliance Officer | |
Trilantic Capital Management LP
Trilantic Capital Management LP Investment ManagersFinance Trilantic Capital Management LP (Trilantic Capital) is a private equity firm founded in 2009 by Danny James. The firm is headquartered in New York. | Investment Managers | Private Equity Investor | |
First Eagle Alternative Credit LLC
First Eagle Alternative Credit LLC Investment ManagersFinance First Eagle Alternative Credit LLC (FEAC) is an independent, SEC-registered investment advisor headquartered in Boston, Massachusetts with offices in Chicago, Dallas, Los Angeles, and New York. The firm was founded in 2007 under the name THL Credit Advisors LLC. They are a wholly-owned subsidiary of First Eagle Investment Management LLC, which is owned by First Eagle Holdings, Inc. FEAC provides advisory services to many types of clients including BDCs, insurance companies, banks, corporations, pension and profit-sharing plans, trusts and estates, charitable organizations, mutual funds, closed-end funds, government entities, pooled investment vehicles, and private investment funds. | Investment Managers | Compliance Officer | |
PENNANTPARK FLOATING RATE CAPITAL LTD. | Investment Managers | Compliance Officer | |
SLR SENIOR INVESTMENT CORP. | Investment Managers | Compliance Officer | |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | Investment Managers | Compliance Officer | |
The College of William & Mary | College/University | Undergraduate Degree | |
Davidson College | College/University | Undergraduate Degree | |
DePaul University | College/University | Masters Business Admin | |
Fairleigh Dickinson University | College/University | Masters Business Admin | |
Lehigh University | College/University | Undergraduate Degree | |
Loras College | College/University | Undergraduate Degree | |
Monmouth University | College/University | Undergraduate Degree | |
Georgetown University | College/University | Graduate Degree | |
Oxford Square Management LLC
Oxford Square Management LLC Investment ManagersFinance Oxford Square Management LLC (Oxford Square) is a private equity firm founded in 2003. The firm is headquartered in Greenwich, Connecticut. | Investment Managers | Compliance Officer | |
Beaumont Financial Partners LLC
Beaumont Financial Partners LLC Investment ManagersFinance Beaumont Financial Partners LLC (Beaumont) is an investment management firm headquartered in Needham, Massachusetts. The firm was founded in 1999 and their predecessor firm, Beaumont Trust Associates, became a registered investment adviser in 1981. They were acquired by Focus Financial Partners, Inc. (NASDAQ: FOCS) in 2022. Beaumont offers a comprehensive range of wealth management and family office services to affluent individuals and families, small businesses, and select institutions. | Investment Managers | President | |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Compliance Officer | |
New York Law School | College/University | Graduate Degree | |
Paul C. Rizzo Associates, Inc.
Paul C. Rizzo Associates, Inc. Engineering & ConstructionIndustrial Services Paul C. Rizzo Associates, Inc. provides commercial construction services. The firm offers construction management, engineering design, geophysics and seismology, geotechnical, environmental services, hydrogeology, and hydrologic and hydraulic engineering services. The company was founded by Paul C. Rizzo in 1984 and is headquartered in Pittsburgh, PA. | Engineering & Construction | Director/Board Member | |
SURO CAPITAL CORP. | Investment Managers | Compliance Officer | |
Foreside Financial Group LLC
Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME. | Packaged Software | Corporate Officer/Principal | |
University of Richmond School of Law | College/University | Masters Business Admin | |
Touro University California | College/University | Masters Business Admin | |
SCP Private Credit Income BDC LLC
SCP Private Credit Income BDC LLC Investment ManagersFinance Scp Private Credit Income Bdc LLC engages in the sourcing, underwriting, and managing a diverse portfolio of private senior secured loans primarily to upper middle market companies. It also invests a portion in healthcare companies. The company was founded on May 18, 2018 and is headquartered in New York, New York. | Investment Managers | Compliance Officer | |
Clarion Partners LLC
Clarion Partners LLC Investment ManagersFinance Clarion Partners LLC is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN). Clarion Partners provides investment advisory, sub-advisory, and other services principally to institutional investors, focusing on sourcing, underwriting and managing real estate and real estate-related investments. | Investment Managers | Compliance Officer | |
Franklin BSP Private Credit Fund
Franklin BSP Private Credit Fund Investment Trusts/Mutual FundsMiscellaneous Franklin BSP Private Credit Fund operates as a non-diversified close-ended fund. It aims to invest in private credit investments in middle market companies. The company was founded on November 12, 2019 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
FRANKLIN BSP CAPITAL CORPORATION | Miscellaneous | Compliance Officer | |
Oxford Gate Management, LLC | Compliance Officer | ||
SIH ACA Topco LP
SIH ACA Topco LP Investment ManagersFinance SIH ACA Topco LP is a governance, risk, and compliance advisor in financial services. SIH ACA Topco is based in New York, NY and has subsidiaries in the United States. The company empowers clients to reimagine GRC and protect and grow their business by integrating advisory, managed services, and distribution solutions with their ComplianceAlpha® regulatory technology platform. The company has a team of former regulators and practitioners with a deep understanding of the regulatory landscape. The company was founded in 2002, and Patrick Michael Olson has been the CEO of the company since 2023. | Investment Managers | Chief Executive Officer Director/Board Member | |
RUNWAY GROWTH FINANCE CORP. | Finance/Rental/Leasing | Compliance Officer Compliance Officer | |
Greenbelt Capital Management LP
Greenbelt Capital Management LP Investment ManagersFinance Greenbelt capital management LP (Greenbelt capital) is a private equity firm founded in 2021 in Christopher Manning, Andrew Hopping, M. Christopher Murphy and Glenn Jacobson. The firm is headquartered in Austin, Texas. | Investment Managers | Consultant / Advisor |
Statistieken
Internationaal
Verenigde Staten | 49 |
Canada | 2 |
Sectoraal
Finance | 28 |
Consumer Services | 12 |
Miscellaneous | 5 |
Commercial Services | 3 |
Producer Manufacturing | 2 |
Operationeel
Compliance Officer | 31 |
Director/Board Member | 19 |
Corporate Officer/Principal | 7 |
Undergraduate Degree | 7 |
Portfolio Manager-Equities | 5 |
Sterkste connecties
Insiders | |
---|---|
Guy Talarico | 15 |
Gerald Cummins | 12 |
Joseph McDermott | 12 |
Mike Stack | 9 |
Colleen Corwell | 8 |
Carl M. Rizzo | 7 |
Erik Dolan | 4 |
Amanda Misch | 4 |
Bernard Frize | 1 |
Gregory MacCordy | 1 |
Erik J. Dolan | 1 |
Frank Martorana | 1 |
Melissa Talarico | 1 |
Rob Spengler | 1 |
Claudia Ranieri | 1 |
- Beurs
- Insiders
- Ann Marie Swanson
- Bedrijfsconnecties