Susan A. Mathews
Geen lopende functies
Profiel
Ms. Susan A.
Mathews is a General Counsel at Integrity Research Associates LLC.
She joined Integrity Research in 2011 to head up its compliance practice.
She brings a decade of experience in the U.S.
Securities and Exchange Commission Division of Enforcement.
She began her S.E.C.
career as Senior Counsel and Deputy Ethics Liaison for the Office of Chief Counsel in the Enforcement Division, before being asked to be the regulatory liaison for the Global Research Analyst Settlement.
In this capacity, she was the point of contact for the twelve investment banks and their independent consultants implementing the independent research provisions of the Settlement.
Ms. Mathews has a J.D.
from Georgetown University and a B.A.
from Hamilton College.
Eerdere bekende functies van Susan A. Mathews
| Bedrijven | Functie | Einde |
|---|---|---|
Integrity Research Associates LLC
 Integrity Research Associates LLC Investment ManagersFinance Founded in 2000 by Michael Mayhew, Integrity Research Associates LLC is a research firm headquartered in New York City. The firm offers research, analysis, rating services and consulting services to investment banks, brokerage firms, buy-side institutions and hedge fund managers. Integrity Research Associates designed the Internet-based Research Evaluation Database, which provides users with an up-to-date picture of the independent equity research business. Their services include industry overview, integrity quick facts reports and integrity comprehensive company profiles. The firm also offers a compliance service that provides due diligence on the compliance policies and practices of investment research firms. Integrity Research Associates analysts cover almost 4,000 investment research firms in the US, Europe and Asia. The firm tracks the entire research industry including non-traditional research firms, boutiques and research-related data, software and analytics. They cover primary research firms, as well as other alternative research firms. | Compliance Officer | - |
Opleiding van Susan A. Mathews
| Georgetown University | Graduate Degree |
| Hamilton College (New York) | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
| Bedrijven in privébezit | 1 |
|---|---|
Integrity Research Associates LLC
Integrity Research Associates LLC Investment ManagersFinance Founded in 2000 by Michael Mayhew, Integrity Research Associates LLC is a research firm headquartered in New York City. The firm offers research, analysis, rating services and consulting services to investment banks, brokerage firms, buy-side institutions and hedge fund managers. Integrity Research Associates designed the Internet-based Research Evaluation Database, which provides users with an up-to-date picture of the independent equity research business. Their services include industry overview, integrity quick facts reports and integrity comprehensive company profiles. The firm also offers a compliance service that provides due diligence on the compliance policies and practices of investment research firms. Integrity Research Associates analysts cover almost 4,000 investment research firms in the US, Europe and Asia. The firm tracks the entire research industry including non-traditional research firms, boutiques and research-related data, software and analytics. They cover primary research firms, as well as other alternative research firms. | Finance |
