Steven K. McGinnis
Compliance Officer bij SA Funds – Investment Trust
Profiel
Steven K.
McGinnis is currently the Chief Compliance Officer at SA Funds - Investment Trust and the Chief Regulatory Officer at Loring Ward Securities, Inc. He previously worked as the Chief Regulatory Officer at Prudential Plc, the Secretary & General Counsel at Loring Ward International Ltd., the Chief Legal & Regulatory Officer at National Planning Holdings LLC, and the Chief Regulatory Officer at LWI Financial, Inc.
Actieve functies van Steven K. McGinnis
| Bedrijven | Functie | Begin |
|---|---|---|
Loring Ward Securities, Inc.
 Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Algemeen Adviseur | 12-08-2009 |
| SA Funds – Investment Trust | Compliance Officer | - |
Eerdere bekende functies van Steven K. McGinnis
| Bedrijven | Functie | Einde |
|---|---|---|
| PRUDENTIAL PLC | Algemeen Adviseur | - |
LWI Financial, Inc.
 LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Algemeen Adviseur | - |
National Planning Holdings LLC
 National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Algemeen Adviseur | - |
Loring Ward International Ltd.
 Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Algemeen Adviseur | - |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Beursgenoteerde bedrijven | 1 |
|---|---|
| PRUDENTIAL PLC | Finance |
| Bedrijven in privébezit | 5 |
|---|---|
| SA Funds – Investment Trust | Miscellaneous |
Loring Ward Securities, Inc.
Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Finance |
Loring Ward International Ltd.
Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Finance |
National Planning Holdings LLC
National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Finance |
LWI Financial, Inc.
LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Finance |
