Rita Tholt

Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.

Beacon Hill Fund Services, Inc. provided investment banking services. Its services included offered business management, consulting and advice, corporate governance, distribution and principal underwriter, financial administration, investment adviser compliance, and mutual fund compliance. The company was headquartered in Columbus, OH.