Marika Tonay
Compliance Officer bij Financial Industry Regulatory Authority, Inc.
Oorsprong van het eerstegraads netwerk van Marika Tonay
| Entiteit | Type entiteit | Industrie | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
123
| Non-Profit Organization | Investment Banks/Brokers | 123 |
Westminster Securities Corp.
 Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC.
7
| Extinct | Investment Banks/Brokers | 7 |
| Public Company | Financial Conglomerates | 4 | |
Britehorn Securities
 Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met Marika Tonay via zijn persoonlijke netwerk
| Onderneming | Sector | Gelieerde personen | Hoofdpost |
|---|---|---|---|
| EASTMAN KODAK COMPANY | Industrial Machinery | Comptroller/Controller/Auditor Chief Operating Officer | |
| LEGG MASON, INC. | Investment Managers | Director/Board Member Chief Administrative Officer | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Director/Board Member Corporate Officer/Principal | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Chief Operating Officer Chief Tech/Sci/R&D Officer | |
| Rochester Christian University | College/University | Director/Board Member Director/Board Member | |
| CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
NYSE Group, Inc.
 NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | Director/Board Member General Counsel Corporate Officer/Principal | |
| Brown University | College/University | Graduate Degree Undergraduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Graduate Degree Masters Business Admin | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Graduate Degree | |
| George Washington University | College/University | Undergraduate Degree Graduate Degree | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Comptroller/Controller/Auditor | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member Director/Board Member | |
| Massachusetts Institute of Technology | College/University | Graduate Degree Graduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree Doctorate Degree | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree Doctorate Degree | |
| Manhattan College | College/University | Director/Board Member Director/Board Member | |
Northeastern University
 Northeastern University Other Consumer ServicesConsumer Services Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools. | College/University | Undergraduate Degree Doctorate Degree | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Wisconsin | College/University | Undergraduate Degree Graduate Degree | |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree Graduate Degree Graduate Degree | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member President Corporate Officer/Principal | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | General Counsel Human Resources Officer Corporate Officer/Principal | |
Financial Accounting Foundation
 Financial Accounting Foundation Investment Trusts/Mutual FundsMiscellaneous The Financial Accounting Foundation is a non-profit organization that administers, finances, and appoints financial and governmental accounting standards boards. The non-profit company is based in Norwalk, CT. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman | |
| Financial Services Institute, Inc. | Director/Board Member Director/Board Member Director/Board Member | ||
| Harvard College | College/University | Undergraduate Degree Undergraduate Degree | |
| Ontario Securities Commission | General Government | Chairman Chief Executive Officer | |
| Georgetown University Law Center | College/University | Graduate Degree Corporate Officer/Principal | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| The Wharton School of the University of Pennsylvania | College/University | Graduate Degree Masters Business Admin | |
University of Houston
 University of Houston Other Consumer ServicesConsumer Services University of Houston System offers higher education degrees and job training or vocational study programs. It offers about 280 undergraduate and graduate degree programs in fields such as business, education, humanities and law. It was founded in 1927 and is headquartered in Houston, TX. | College/University | Undergraduate Degree Doctorate Degree | |
| Security Traders Association, Inc. | Corporate Officer/Principal Corporate Officer/Principal | ||
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
| Georgetown University | College/University | Graduate Degree Undergraduate Degree | |
NYSE Euronext, Inc.
 NYSE Euronext, Inc. Financial ConglomeratesFinance NYSE Euronext operates financial markets and provides trading solutions. It offers an array of products and services in cash equities, futures, options, swaps, exchange-traded products, bonds, clearing operations, market data, commercial technology solutions and carbon trading, all designed to meet the evolving needs of investors, issuers, financial institutions and market participants. The company was founded by Jean-François Théodore in 2007 and is headquartered in New York, NY. | Financial Conglomerates | Director/Board Member Corporate Officer/Principal | |
Neo Exchange, Inc. (Canada)
 Neo Exchange, Inc. (Canada) Investment Banks/BrokersFinance Neo Exchange, Inc. operates as a stock exchange. It offers trading venue and a value added listing venue for capital raising companies and investment products. The company was founded in March 2015 and is headquartered in Toronto, Canada. | Investment Banks/Brokers | Chairman Director/Board Member | |
| Investment Industry Regulatory Organization of Canada | General Government | Chief Executive Officer Corporate Officer/Principal | |
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | General Counsel Corporate Officer/Principal | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President |
Statistieken
Internationaal
| Verenigde Staten | 47 |
| Canada | 4 |
Sectoraal
| Consumer Services | 21 |
| Finance | 18 |
| Commercial Services | 6 |
| Government | 4 |
| Producer Manufacturing | 2 |
Operationeel
| Director/Board Member | 347 |
| Corporate Officer/Principal | 229 |
| Independent Dir/Board Member | 98 |
| Undergraduate Degree | 72 |
| President | 70 |
Sterkste connecties
| Insiders | |
|---|---|
| Gary Wunderlich | 29 |
| Josh S. Levine | 25 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| Carol Davidson | 22 |
| Richard G. Ketchum | 22 |
| Seth Waugh | 22 |
| Robert Scully | 21 |
| Susan Jenah | 19 |
| Eileen Murray | 19 |
| William G. Stanley | 17 |
| John O'Shea | 17 |
| Brian Woodland | 17 |
| Ellyn L. Brown | 17 |
- Beurs
- Insiders
- Marika Tonay
- Bedrijfsconnecties
