David M. Whitaker
President bij Foreside Financial Group LLC
Oorsprong van het eerstegraads netwerk van David M. Whitaker
Entiteit | Type entiteit | Industrie | |
---|---|---|---|
Foreside Financial Group LLC
Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.
66
| Holding Company | Packaged Software | 66 |
Datum One Series Trust
Datum One Series Trust Finance/Rental/LeasingFinance Datum One Series Trust operates as a pooled investment company, which has created and issued shares in one or more series. The company is headquartered in Chicago, IL.
9
| Umbrella Fund | Finance/Rental/Leasing | 9 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met David M. Whitaker via zijn persoonlijke netwerk
Onderneming | Sector | Gelieerde personen | Hoofdpost |
---|---|---|---|
ASA GOLD AND PRECIOUS METALS LIMITED | Investment Trusts/Mutual Funds | Compliance Officer | |
THE CHINA FUND, INC. | Investment Trusts/Mutual Funds | Treasurer | |
Boston Trust Walden Funds | Finance/Rental/Leasing | Director/Board Member | |
SABA CAPITAL INCOME & OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
Harding Loevner Funds, Inc. | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
Northern Institutional Funds
Northern Institutional Funds Investment Trusts/Mutual FundsMiscellaneous Northern Institutional Funds operates as a open-end investment fund/unit trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | President | |
Investment Company Institute
Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Director/Board Member | |
QCM Cayman Ltd.
QCM Cayman Ltd. Investment ManagersFinance QCM Cayman Ltd. (QCMC) is a registered hedge fund manager headquartered in Houston, Texas. The firm was founded in 1998 and they are a subsidiary of Quantlab Financial LLC, which is owned by Quantlab Group LP. QCMC provides investment advisory services to pooled investment subsidiaries operating as private investment Partnerships. | Investment Managers | Chief Operating Officer | |
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
UMB Fund Services, Inc.
UMB Fund Services, Inc. Financial ConglomeratesFinance At UMB Fund Services, they recognize the unique challenges clients face. Their goal is to leave clients free to focus on client's primary goals: investment performance and growing assets under management. Having confidence in Client's back office will enhance client's ability to deliver on these goals. Their cutting-edge combination of service, product depth and technology is designed to deliver the unparalleled customer experience the kind clients expect and deserve. In today's marketplace, clients need more than a provider; clients need a partner that recognizes they are a critical part of how clients do business and treats client's business as if it were their own. That's how they do business at UMB Fund Services, and how they deliver on their brand promise. | Financial Conglomerates | Compliance Officer | |
CALAMOS STRATEGIC TOTAL RETURN FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
CALAMOS GLOBAL TOTAL RETURN FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Ultimus Fund Solutions LLC
Ultimus Fund Solutions LLC Investment ManagersFinance Ultimus Fund Solutions LLC provides investment firms with customizable, full-service administration, accounting, and investor servicing solutions. Ultimus Fund Solutions was founded in 1999 by Bob G. Dorsey, Mark Seger, and John Splain, and is based in Cincinnati, OH. The company's services include portfolio administration and accounting, modern investor servicing tools, comprehensive compliance programs, tax, auditing, and distribution support. Ultimus Fund Solutions helps investment managers launch and operate successful ETFs, and provides tax reporting services to funds, co-investment entities, general partners, and management companies. The company also offers outsourcing management company administration services solutions, which reduce the resources needed to support an in-house accounting team. The company has subsidiaries in the United States and Russian Federation. Gary Tenkman has been the CEO of the company since 2014. | Investment Managers | Compliance Officer Corporate Officer/Principal | |
Alpha Core Strategies Fund
Alpha Core Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Core Strategies Fund acts as a closed-end, diversified management investment company. The Fund’s investment objective is to achieve risk-adjusted rates of return through investment in a diversified portfolio of assets. It operates as a “Fund-of-Funds” investing, either directly or indirectly, in a group of funds or other pooled investment vehicles (Sub-Funds) managed by investment advisers selected by the Fund’s investment manager. The Fund seeks to provide investors with exposure to alternative investment strategies by investing in diversified markets and instruments. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Treasurer | |
Citi Fund Services Ohio, Inc. | General Counsel | ||
PNMAC Capital Management LLC
PNMAC Capital Management LLC Investment ManagersFinance Part of PennyMac Financial Services, Inc., PNMAC Capital Management LLC is a company that provides investment advisory services. The company is based in Westlake Village, CA. The company was founded by Stanford L. Kurland. The CEO is David A. Spector. | Investment Managers | Compliance Officer | |
CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
The Salvation Army
The Salvation Army Investment Trusts/Mutual FundsMiscellaneous The Salvation Army is a non-profit organization. It is an international movement which is part of the universal Christian church. The organization was founded by William Booth in 1865 and is headquartered in London, the United Kingdom. | Investment Trusts/Mutual Funds | Director/Board Member | |
RSM US LLP
RSM US LLP Miscellaneous Commercial ServicesCommercial Services RSM US LLP engages in the provision of accounting services. It offers audit, tax, consulting, and wealth management services. The firm serves the energy, government, life sciences, manufacturing, private equity, and real estate and construction industries. The company was founded by Ira B. McGladrey in 1926 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Fairleigh Dickinson University | College/University | Masters Business Admin Masters Business Admin | |
The University of Texas at Austin | College/University | Undergraduate Degree | |
University of Connecticut | College/University | Undergraduate Degree | |
University of Denver | College/University | Masters Business Admin | |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member | |
The Northern Trust Co.
The Northern Trust Co. Regional BanksFinance The Northern Trust Co. provides investment management, asset, fund administration, fiduciary and banking solutions. The company is headquartered in Chicago, IL. | Regional Banks | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
CALAMOS GLOBAL DYNAMIC INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Foreside Management Services LLC
Foreside Management Services LLC Miscellaneous Commercial ServicesCommercial Services Foreside Management Services LLC provides management and administrative services. The private company is based in Portland, ME. | Miscellaneous Commercial Services | Director of Finance/CFO | |
Foreside Compliance Services LLC | Compliance Officer | ||
Cipperman Compliance Services LLC
Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Women's Fund of Central Ohio
Women's Fund of Central Ohio Miscellaneous Commercial ServicesCommercial Services The Women's Fund of Central Ohio is a public foundation that focuses on gender equity. The Women's Fund of Central Ohio is based in Columbus, OH. The non-profit company invests in women and girls through trust-based investments, groundbreaking research, and intersectional advocacy. The company's mission is to transform the lives of women and girls by mobilizing social change. The company has invested over $4.30 million in social change programs that help women and girls build wealth and become leaders. The company was founded in 2001 by Loann Crane, Sally Crane Cox, Ann Pizzuti, Stephanie Hightower, Judy Garel, Jody G. Scheiman, Cathe Chapin Kobacker, Kathy Ransier, Melodee Kornacker, Nancy Jeffrey, Barbara Fergus, Emily Rutherford, Mary Lazarus, Carol Andreae, Sharon Cameron. The CEO is Kelley Griesmer. | Miscellaneous Commercial Services | Director/Board Member | |
Drake University Law School | College/University | Graduate Degree | |
Bates Group LLC
Bates Group LLC Miscellaneous Commercial ServicesCommercial Services Bates Group LLC provides information technology services. The firm’s solutions include IT project management, enterprise architecture and IT governance. It serves department of defense and U.S. government agencies. The company was founded in 2002 and is headquartered in Daytona Beach, FL. | Miscellaneous Commercial Services | Director/Board Member | |
Foreside Fund Officer Services LLC
Foreside Fund Officer Services LLC Financial ConglomeratesFinance Foreside Fund Officer Services LLC provides investment services. The private company is based in Columbus. | Financial Conglomerates | Compliance Officer Director/Board Member | |
Calamos Global Convertible & Dynamic Income Trust
Calamos Global Convertible & Dynamic Income Trust Investment Trusts/Mutual FundsMiscellaneous Calamos Global Convertible Dynamic Income Trust is a closed-end mutual fund that engages in the provision of management investment services. Its objective is to seek total return. The fund was founded on July 1, 2021 and is headquartered in Naperville, IL. | Investment Trusts/Mutual Funds | Director/Board Member | |
Rallyday Partners LLC
Rallyday Partners LLC Investment ManagersFinance Rallyday Partners LLC (Rallyday Partners) is a private equity firm founded in 2018 by Mark Hopkins and Travis Conway. The firm headquartered in Denver, Colorado. | Investment Managers | Compliance Officer | |
CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TERM TRUST | Investment Trusts/Mutual Funds | Director/Board Member | |
Northern Trust Investments, Inc.
Northern Trust Investments, Inc. Regional BanksFinance Part of Northern Trust Corp., Northern Trust Investments, Inc. operates as a non-depository trust institution. The company is based in Chicago, IL. | Regional Banks | Director/Board Member | |
THORNBURG INCOME BUILDER OPPORTUNITIES TRUST | Investment Trusts/Mutual Funds | Director/Board Member | |
Flowstone Opportunity Fund
Flowstone Opportunity Fund Investment ManagersFinance Flowstone Opportunity Fund, a fund of funds, invests across the globe in venture capital, buyout and mezzanine funds. | Investment Managers | Compliance Officer | |
A3 Alternative Income Fund
A3 Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous A3 Alternative Credit Fund is a non-diversified, closed-end management investment company that is operated as an interval fund. Its investment objective is to seek total return through investments that offer regular income or the potential for price appreciation. The company was founded on May 9, 2019 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Compliance Officer |
Statistieken
Internationaal
Verenigde Staten | 49 |
Verenigd Koninkrijk | 2 |
Sectoraal
Miscellaneous | 22 |
Finance | 13 |
Commercial Services | 10 |
Consumer Services | 6 |
Operationeel
Director/Board Member | 105 |
Corporate Officer/Principal | 32 |
Compliance Officer | 23 |
Independent Dir/Board Member | 17 |
Director of Finance/CFO | 12 |
Sterkste connecties
Insiders | |
---|---|
Joseph Velli | 23 |
Lloyd Wennlund | 18 |
JoAnn Lilek | 17 |
Guy Talarico | 15 |
Jack P. Huntington | 11 |
Tracy L. Dotolo | 8 |
Dina Tantra | 7 |
Susan Merle Chamberlain | 7 |
Richard Berthy | 7 |
William Cox | 6 |
Brandon Kipp | 5 |
LuAnne Garvey | 4 |
Toni M. Bugni | 3 |
Matthew J. Broucek | 3 |
Troy Statczar | 3 |
- Beurs
- Insiders
- David M. Whitaker
- Bedrijfsconnecties