Profiel
Ms. Gaughan joined of AIG Financial Advisors, Inc. in 1995.
She was Executive Vice President and Chief Legal and Regulatory Counsel of the AIG Advisor Group from 2001 to 2004.
She is a Member of NASD Advisory Council and NASD Self-Compliance and Services Committee.
She is an Active Member of Securities Industry Association for the Legal & Compliance Division and National Association of Compliance Professionals.
Ms. Gaughan received a Bachelor's degree from the University of Nebraska and a JD from the University of Houston.
Eerdere bekende functies van Bridget M. Gaughan
| Bedrijven | Functie | Einde |
|---|---|---|
SagePoint Financial, Inc.
 SagePoint Financial, Inc. Investment Banks/BrokersFinance Founded in 2004, SagePoint Financial, Inc. is a dually-registered SEC-registered investment advisor and broker-dealer headquartered in Phoenix, Arizona. The firm is a subsidiary of Advisor Group, Inc., a wholly-owned subsidiary of Advisor Group Holdings, Inc., which is owned by a consortium of investors that includes Lightyear Fund III LP (an investment fund affiliated with Lightyear Capital LLC) and PSPIB Lunar Investments Inc. (a wholly-owned vehicle of the Public Sector Pension Investment Board). SagePoint Financial was formerly known as AIG Financial Advisors. | Algemeen Adviseur | 01-01-2008 |
Opleiding van Bridget M. Gaughan
| University of Nebraska | Undergraduate Degree |
| University of Houston | Graduate Degree |
Ervaring
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| Bedrijven in privébezit | 1 |
|---|---|
SagePoint Financial, Inc.
SagePoint Financial, Inc. Investment Banks/BrokersFinance Founded in 2004, SagePoint Financial, Inc. is a dually-registered SEC-registered investment advisor and broker-dealer headquartered in Phoenix, Arizona. The firm is a subsidiary of Advisor Group, Inc., a wholly-owned subsidiary of Advisor Group Holdings, Inc., which is owned by a consortium of investors that includes Lightyear Fund III LP (an investment fund affiliated with Lightyear Capital LLC) and PSPIB Lunar Investments Inc. (a wholly-owned vehicle of the Public Sector Pension Investment Board). SagePoint Financial was formerly known as AIG Financial Advisors. | Finance |
