Profiel
Mr. Bob L.
Thompson, CPA, is Chief Financial Officer & Chief Compliance Officer at Southpaw Asset Management LP.
Prior to joining Southpaw Asset Management LP, he was Managing Director and Chief Financial Officer of C.E.
Unterberg, Towbin from January 1992 to April 2005, where he supervised a staff of five, and was responsible for all financial controls, reporting and much of the business operations including banking/clearing relationships, insurance/risk management, planning and budgeting, contracts, as well as payroll/benefits administration.
Mr. Thompson was also instrumental in launching many of C.E.
Unterberg, Towbin’s hedge and private equity fund products, including review of offering memorandums and partnership agreements and selecting third-party providers for prime-brokerage, fund administration and back-office/accounting.
He also liaised with regulators from NASD, SEC and federal/state taxing authorities.
Prior to 1992, he was an audit Manager with Deloitte & Touche (via their acquisition of the Los Angeles office of Spicer & Oppenheim) from November 1985 to June 1991.
Mr. Thompson received his B.A.
in Business Economics from the University of California at Santa Barbara, and is a Certified Public Accountant.
Eerdere bekende functies van Bob Lewis Thompson
Bedrijven | Functie | Einde |
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Southpaw Asset Management LP
Southpaw Asset Management LP Investment ManagersFinance Southpaw Asset Management LP is an independent, SEC- registered investment advisor and hedge fund manager headquartered in Stamford, Connecticut. It was founded in 2005 by Howard Golden and Kevin Wyman. The firm provides discretionary investment advice to privately offered pooled investment vehicles and a separate account mandate. | Financieel Directeur/CFO | 02-01-2013 |
C. E. Unterberg, Towbin, Inc.
C. E. Unterberg, Towbin, Inc. Investment Banks/BrokersFinance C. E. Unterberg, Towbin is a global investment bank headquartered in New York City with additional offices in California and Israel. The firm provides investment banking, research and investment management services to emerging growth companies and investors in the technology, health care and defense, security and diversified technology sectors. C. E. Unterberg was founded in 1932 by Clarence Unterberg. In 1977, the firm merged with L. F. Rothschild to form L. F. Rothschild, Unterberg, Towbin. In 1990, the firm again became privately owned and independent when Clarence Unterberg's son, Thomas I. Unterberg, re-launched the firm as a full-service investment bank. | Financieel Directeur/CFO | 30-04-2005 |
Opleiding van Bob Lewis Thompson
University of California, Santa Barbara | Undergraduate Degree |
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Bedrijven in privébezit | 2 |
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C. E. Unterberg, Towbin, Inc.
C. E. Unterberg, Towbin, Inc. Investment Banks/BrokersFinance C. E. Unterberg, Towbin is a global investment bank headquartered in New York City with additional offices in California and Israel. The firm provides investment banking, research and investment management services to emerging growth companies and investors in the technology, health care and defense, security and diversified technology sectors. C. E. Unterberg was founded in 1932 by Clarence Unterberg. In 1977, the firm merged with L. F. Rothschild to form L. F. Rothschild, Unterberg, Towbin. In 1990, the firm again became privately owned and independent when Clarence Unterberg's son, Thomas I. Unterberg, re-launched the firm as a full-service investment bank. | Finance |
Southpaw Asset Management LP
Southpaw Asset Management LP Investment ManagersFinance Southpaw Asset Management LP is an independent, SEC- registered investment advisor and hedge fund manager headquartered in Stamford, Connecticut. It was founded in 2005 by Howard Golden and Kevin Wyman. The firm provides discretionary investment advice to privately offered pooled investment vehicles and a separate account mandate. | Finance |