Seungwoo Lee

Research Capital Corp. (Investment Management) (Research Capital-IM) is the investment division of Research Capital Corp., a fully-integrated Canadian investment bank and broker/dealer headquartered in Toronto, Ontario. Formerly known as Research Capital Corp., the firm was founded in 2010 as the result of the merger of J.F. Mackie & Co. Ltd. and Securities and Research Capital Corp. Research Capital-IM offers a complete range of capital markets and wealth management services to private clients, institutions and growth companies with offices across Canada.

Founded in 2010 by George Gosbee, AltaCorp Capital Inc. is an institutional financial advisory and brokerage firm headquartered in Calgary, Alberta, Canada. The firm offers a full spectrum of value-added financial and advisory services to corporations in across various stages of development. Their products and services include corporate mergers and acquisition advisory, equity financings, asset acquisitions and divestitures advisory, institutional sales and trading and institutional equity research. AltaCorp Capital focuses on key drivers of the Western Canadian economy that are global in scope including energy, agri-industry and diversified industries, with overlap into interdependent subsectors. The firm's research includes macro analysis, theme pieces, daily notes, corporate reviews, quarterly and annual overviews and other relevant market/sector issues. AltaCorp Capital's Institutional Sales and Trading team has expertise in both national and global trading markets and are fully integrated within an expansive network of long-standing relationships with institutional clients. They offer execution in trading securities and relevant and timely placing of new offers/issues. The firm also offers execution in institutional block trading and an industry leading technical platform. AltaCorp maintains a strategic relationship with ATB Financial, a full-service financial institution headquartered in Edmonton, Alberta.

National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe.

National Bank Financial & Co., Inc. provides investment related services. The firm’s services include securities brokerage, trust services, investment product manufacturing, self-directed brokerage solutions and intermediary business solutions. The company is headquartered in Montreal, Canada.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Part of Research Capital Corp. (New), Mackie Research Financial Corp. is a Canadian company that provides brokerage services. The company is based in Toronto, Canada.

Yorkton Securities, Inc. is a private company based in Vancouver, CA. and has subsidiaries in United States. The Canadian company provides security brokerage services.

Merrill Lynch Canada, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. They are a subsidiary of Midland Walwyn, Inc. and their ultimate parent is Bank of America Corp. (NYSE: BAC). The firm offers brokerage and investment banking services as well as commercial lending, global high-yield debt, global equity, and M&A services to institutional and retail clients.