Scott D. Wisniewski

Harris Associates LP (Harris) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1976 and is a direct subsidiary of Natixis Investment Managers LLC, which is ultimately owned by BCPE’s Natixis SA (Natixis) (PAR: KN), a French investment banking and financial services firm. Harris primarily provides discretionary investment advisory services to individuals and institutions, including registered investment companies. The firm also provides investment advisory services to wrap programs, mutual funds, private investment partnerships and other pooled investment vehicles.

Lehman Brothers Holdings, Inc. engages in the provision of securities underwriting and investment services. The company is headquartered in New York, NY.

Segall Bryant & Hamill LLC (SBH) is a SEC-registered investment advisory firm headquartered in Chicago, Illinois. The firm was founded in 1994 by Ralph Segall, Charles Bryant and Jonathan Hamill. They are a wholly owned subsidiary of Corient Holdings, Inc., which is owned by CI Financial Corp. (TSX: CIX; OTC: CIXXF) in Canada. SBH provides professional portfolio management of domestic and international equity and fixed income portfolios, and alternative investments, to institutional and intermediary clients. SBH became a signatory of the United Nations’ Principles for Responsible Investment (PRI) in 2017.

Kennedy Capital Management LLC (KCM) is a SEC-registered investment advisor headquartered in St. Louis, Missouri. The firm was founded by Gerald Kennedy and Richard Sinise in 1980 as Kennedy Capital Management, Inc. In November 2022, the firm converted from “Kennedy Capital Management, Inc.”, a Missouri S corporation, to “Kennedy Capital Management LLC”, a Delaware limited liability company. They are a subsidiary of KCM Holdings, Inc. KCM manages assets for institutional and high-net-worth clients.

Invesco Advisers, Inc. is a SEC-registered investment advisor headquartered in Atlanta, Georgia. They are a subsidiary of Invesco Group Services, Inc., ultimately held by Invesco Ltd. (NYSE: IVZ). The firm was founded in 1986 and previously known as Invesco Institutional NA, Inc. until April 2010 when Invesco Ltd. consolidated the businesses of their US investment advisors (Invesco AIM Advisors, Inc., Invesco AIM Capital Management, Inc., Invesco AIM Private Asset Management, Inc. and Invesco Global Asset Management NA, Inc.) under the name Invesco Advisers, Inc. They provide discretionary and non-discretionary investment advisory services to individuals, institutional and high net-worth clients through separate accounts, wrap fee programs and US registered investment companies and other Commingled Funds.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Allstate Investment Management Co. (AIMCO) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Allstate Non-Insurance Holdings, Inc., which is owned by The Allstate Corp. (NYSE: ALL). AIMCO provides investment advice to pension/profit-sharing plans, charitable organizations, non-domestic insurance companies, corporations and/or other business entities. The firm acts as managing member and investment manager for the Allstate Short Term Pool and as a collateral manager for various collateralized debt obligation trusts.

Mitchell Capital Management Co. (MCM) is an independent registered investment advisor headquartered in Leawood, Kansas. The firm was founded by Fred G. Mitchell in 1987. MCM provides portfolio management services to individuals, trusts, institutions, companies, profit-sharing and pension plans, charitable organizations, foundations, multi-employer plans, associations, etc.

Avondale Partners LLC is an independent broker/dealer headquartered in Nashville, Tennessee with additional offices across the US. The firm was founded by Robert Shepherd and Philip Krebs in 2001. Avondale Partners provides financial advisory services as well as equity and fixed income underwriting and private placement services to public and private companies throughout the US, Canada and Europe. They focus on middle-market companies in the healthcare sector.

SEI Investments Management Corp. (SIMC) is a SEC-registered investment advisor headquartered in Oaks, Pennsylvania. The firm was founded in 1968 by Alfred West, Jr. They are a subsidiary of SEI SIMC Holdings LLC, ultimately owned by SEI Investments Co. (NASDAQ: SEIC). SIMC serves as investment advisor to various types of investors and a number of pooled investment vehicles, such as mutual funds, hedge funds, private equity funds, collective investment trusts and offshore investment funds. Additionally, the firm serves as the sponsor of, and advisor to, managed accounts.

Crédit Agricole Corporate & Investment Bank SA (Crédit Agricole CIB) is the brokerage subsidiary of Crédit Agricole SA (XP: ACA), ultimately held by Rue de la Boetie SAS in France. Formerly known as Calyon Corporate & Investment Bank SA, created in 2004 by the transfer of Crédit Lyonnais' Corporate and Investment Banking division to Crédit Agricole Indosuez, Crédit Agricole CIB is based in Courbevoie and provides large corporate and institutional clients with a range of products and services through their Coverage and Investment Banking, Equity Brokerage and Derivatives, Fixed Income Markets and Structured Finance divisions.

ProcessUnity, Inc. provides on-demand risk management software solutions to small, medium, and large enterprises in various industries. The firm solutions include Service Delivery Risk Management that captures and standardizes product catalogs, and optimizes client service delivery; financial close process management and policy and procedure management, a cloud-based solution for administering policy lifecycles, certifying communications, assessing performance, and managing exceptions and issues. The company was founded in 2003 and is headquartered in Waltham, MA.

Harbour Group Industries, Inc. (Harbour Group Industries) is a private equity firm founded in 1976 by Sam Fox. The firm is headquartered in St. Louis, Missouri.

Buckingham Strategic Wealth LLC (Buckingham) is a SEC-registered investment advisor headquartered in St. Louis, Missouri. The firm was co-founded by Bert Schweizer and Steve Funk in 1994 as Buckingham Asset Management LLC. They are a wholly owned subsidiary of Focus Operating LLC, ultimately owned by Focus Financial Partners, Inc. (NASDAQ: FOCS). Buckingham manages investment portfolios for a wide variety of clients, such as individuals/high-net-worth individuals, qualified retirement plans, charitable organizations and foundations as well as corporations.

Parthenon Capital LLC (Parthenon Capital) is a private equity firm founded in 1998 by John C. Rutherford. The firm is headquartered in San Francisco, California.

Blackhawk Engagement solutions (DE), Inc. provides rebate. It offers marketing services, acquisition planning, consumer and corporate, incentives, customer retention programs, sales preparation, and credit management and finance. The company was founded on September 27, 1999 and is headquartered in Austin, TX.

St. Louis Cardinals LLC operates as a baseball team in the central division of the National League of the Major League Baseball (MLB). The company was founded in 1882 and is headquartered in St. Louis, MO.

Marlin Management Co LLC (Marlin Equity Partners) is a private equity firm founded in 2005 by David McGovern. The firm is headquartered in Hermosa Beach, California.

St. Louis Arch Angels provides seed and early stage capital to the startup organizations. Its members mentor and coach, serve on boards, provide contacts, assist with team building, strategic planning and fundraising. The company was founded by Gilbert Bickel in January 2005 and is headquartered in Saint Louis, MO.

Business Training Library, Inc. provides online employee training and eLearning solutions. It offers learning management including classroom and virtual classroom, custom content management, reporting and analytics; and social learning includes user generates content, collaboration, knowledge management and peer recognition technology. The company provides implementation support, technical support and professional services. Business Training Library was founded by Dean Pichee in 1996 and is headquartered in Chesterfield, MO.

Part of Principal Financial Group, Inc., HSBC Afore SA de CV is a Mexican company that offers a wide range of products and services to individuals. The company is based in Juarez, Mexico. The company provides credits, mortgages, savings accounts, investments, and credit cards. HSBC Afore SA de was acquired by Principal Financial Group SA de CV from HSBC Holdings Plc on August 08, 2011 for $214.82 million.

HireLevel provides staffing services. It offers direct hire services to help companies fill full-time positions; payroll services, includes traditional outsourced payroll, reporting, tax filings and workers compensation; and employment services, such as, timekeeping, employee self-serve and employee benefits. The company was founded by Teresa Katubig in 1995 and is headquartered in Marion, IL.

Ascension Investment Management LLC (AIM) is a SEC-registered investment advisor headquartered in St. Louis, Missouri. The firm was founded in 2011 as Catholic Healthcare Investment Management Company (CHIMCO), a non-profit corporation, using Ascension Investment Management as its primary business name. In order to effectuate a change in their form of organization, substantially all of the assets and liabilities of CHIMCO were transferred to AIM. The firm is a wholly-owned subsidiary of Ascension Capital LLC, which is wholly owned by Ascension Health Alliance, a non-profit corporation organized for charitable, religious, educational and scientific purposes. AIM provides investment advice and consulting to institutional investors through a commingled investment vehicle as well as through the use of separate accounts.

Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also acts as portfolio manager for certain wrap fee advisory programs.

Sidewalk Infrastructure Partners LLC (Sidewalk Infrastructure Partners) is a venture capital firm co-founded by Brian D. Barlow and Jonathan Winer in 2019. The firm is headquartered in Brooklyn, New York.

JPMorgan Asset Management Private Equity (JPMorgan Asset Mgmt) is a private equity subsidiary of JPMorgan Investment Management, Inc founded in 1900. The firm is headquartered in New York.

Sidewalk Labs LLC researches and develops technologies for urban improvement. It imagines, designs, tests and builds urban innovations to help cities meet their biggest challenges. The company was founded in January 2014 and is headquartered in New York, NY.

Denver Angels Management LLC (Denver Angels) is a angel group firm founded in 2016 by Kenneth Monfort and Zachary Ma. The firm is headquartered in Denver, Colorado.

Tillman Venture Partners LLC (TVP) is a venture capital firm founded in 2017 by Teddy Potter. The firm is headquartered in St. Louis, Missouri.

Sana Packaging, Inc. engages in the design and development of cannabis packaging. Its products include Sana Ocean Screw-Top Lid, Sana Ocean Tube 78 and 110; and Sana Hemp Tube 78 and 110. The company was founded by Ron Basak-Smith and James Eichner in December 2016 and is headquartered in Denver, CO.