Rob J. Fabbro

Nomura International Plc provides a variety of financial services including advisement, investment banking and asset management. It trades in and sells fixed income and equity products, including related derivatives; and provides investment banking services, and corporate finance and private equity services. The company is also involved in asset and principal finance business. It offers investment advisory and management, custody, and employment services. Nomura International was founded in 1981 and is headquartered in London, the United Kingdom.

Goldman Sachs International (GSI) is the Great Britain-based, wholly-owned brokerage subsidiary of Goldman Sachs Group UK Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. The firm was founded in 1988 and formerly known as Trushelfco Ltd. Headquartered in London, GSI provides prime brokerage, securities lending, futures services and financing services for a range of clients such as corporations, financial institutions, governments and high-net worth individuals.

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets.

Numis Securities Ltd. is an institutional brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of Numis Corp. Plc in (LON: NUM). Numis Securities serves as a corporate broker to several clients across all their sectors, ranging from FTSE 100 to FTSE small-cap companies and AIM-listed companies.

BNP Paribas (London Branch) is the Great Britain-based brokerage division of BNP Paribas SA (EPA: BNP) in France. The firm is headquartered in London and was founded in 1986. BNP Paribas (London Branch) offers a wide range of products and services to corporate, institutional, commodities, market making and broking clients.

Société Générale SA (UK) (Société Générale UK) is the Great Britain-based brokerage division of Societe Generale SA (XP: GLE, ADR: SCGLY) in France. Headquartered in London, Société Générale UK was founded in 1993 and provides broking services.

Macquarie Infrastructure Management (USA), Inc. operates as a alternative investment manager. The company is headquartered in New York, NY.

UK Green Investment Bank Ltd. provides investment services. The firm invests in sectors that include offshore wind, energy efficiency, waste, bio ,and community-scale renewable. The company was founded in 2012 and is headquartered in Edinburgh, the United Kingdom.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Commerzbank AG (UK) is the UK brokerage division of Commerzbank AG (FR: CBK) in Germany. Based in London, they engage in equity, debt and derivative instrument trading, investment banking, public finance and treasury, interest-rate and currency management, as well as corporate finance. In 2009 Dresdner Bank was acquired by and merged into Commerzbank and the London-based activities of Dresdner Kleinwort Securities absorbed into Commerzbank AG (UK). The firm provides capital markets services, corporate advisory, risk management, research and lending services focused on equity, corporate and emerging-market debt, derivatives and money market products. Their clients are European and international corporations, institutions and government entities. In terms of corporate finance they offer financial advisory as well as execution capabilities for a wide range of corporate finance-related transactions on a global basis. Their primary focus is on mergers and acquisitions, disposals, equity issues and initial public offerings.

Deutsche Bank AG (Deutsche Bank UK) is the UK-based securities brokerage division of Deutsche Bank AG (ETR: DBK) in Germany. The firm is headquartered in London and was founded in 1873. Deutsche Bank provides brokerage services to companies and institutions.

Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics.

Credit Suisse Securities (Europe) Ltd. (Credit Suisse Europe) is the Great Britain-based brokerage subsidiary of Credit Suisse Investment Holdings (UK), itself a subsidiary of Credit Suisse Group AG (SWX: CSGN) in Switzerland. The firm was founded in 1966 and formerly known as Credit Suisse First Boston (Europe) Ltd. Headquartered in London, Credit Suisse Europe arranges financing in international capital markets, provides financial advisory services and acts as a dealer in securities, derivatives and foreign exchange on a principal and agency basis for corporate and institutional investors.

UBS AG (London Branch) is the Great Britain-based brokerage subsidiary of UBS AG, ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in London, the firm was founded in 1998 and provides nimble, innovative and bespoke access to solutions, from market and insight tools, to trading strategies and execution for private, institutional and corporate clients worldwide, as well as private clients in Switzerland. They distribute, trade, finance and clear cash equity and equity-linked products. The firm also structures, originates and distributes new equity and equity-linked issues.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Joh. Berenberg, Gossler & Co. KG (United Kingdom) (Berenberg-UK) is the Great Britain-based broker/dealer division of Joh. Berenberg, Gossler & Co. KG, a multinational full-service investment bank in Germany. Headquartered in London, Berenberg-UK was founded in 2003 and provides trading and brokerage services to institutional and corporate clients.

HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Macquarie Infrastructure Partners, Inc (Macquarie Infrastructure) is a private equity subsidiary of Macquarie Group Ltd founded in 2004 by Martin Stanley. The firm is headquartered in New York.

RBC Europe Ltd. is the Great Britain-based broker/dealer subsidiary of RBC Europe Ltd., itself a subsidiary of Royal Bank of Canada (TSE: RY) in Canada. Headquartered in London, the firm was founded in 1970 and provides a full spectrum of brokerage services specifically tailored for both retail and institutional investors. The firm is active in several markets, exchanges, and electronic trading platforms.

Part of Stifel Financial Corp., Keefe, Bruyette & Woods Ltd. is a wealth management and British investment banking company that helps individuals and organizations achieve their financial objectives. The company is based in London, UK. KBW's Equity Sales & Trading Division offers financial industry-specific knowledge and access to research and capital markets transactions. Additionally, 67 KBW employees lost their lives on September 11, 2001, and the company has since prioritized assisting the affected families through the KBW Family Fund. The company was founded in 2004.

Mazi Macquarie Securities (RF) (Pty) Ltd. is a South African company that provides brokerage services. The joint venture company is based in Johannesburg, South Africa. The company was founded in 2006. The CEO is David Victor Fass.

Macquarie Capital Europe Ltd. (Germany) (MCE Germany) is the Germany-based brokerage division of Macquarie Capital Europe Ltd., which is ultimately held by Macquarie Group Ltd. (ASX: MQG). The firm is headquartered in Frankfurt, Germany and was founded in 2008. MCE Germany provides brokerage services to their clients.

Macquarie Infrastructure & Real Assets (Europe) Ltd. (MIRAEL) is a private equity subsidiary of Macquarie Capital Funds Ltd. founded in 2000. The firm is headquartered in London.

Part of Macquarie Group Ltd., Macquarie Group Holdings (UK) NO1 Ltd. is a diversified financial group based in London, UK. The British company provides clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities. Macquarie's approach to risk management is based on stable and effective core risk management principles, supported by their longstanding approach to establishing and maintaining an appropriate risk culture. The company's approach to corporate governance is to identify opportunity, promote long term profitability while managing risk, drive superior and sustainable shareholder value, and meet stakeholder expectations of sound corporate governance.

Part of Macquarie Group Ltd., Macquarie Group Holdings UK NO2 Ltd. functions as an investment holding company. The company is based in London, UK.

Canaccord Genuity Ltd. (CGL) is the brokerage subsidiary of Canaccord Genuity Group, Inc. (TSE: CF). The firm is headquartered in London and was founded in 1983. CGL provides brokerage services to their clients.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

Part of Macquarie Group Ltd., Macquarie Ropemaker Ltd. is a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities. The company is based in London, UK. Macquarie's environmental, social and governance commitment reflects their responsibility to clients, shareholders, and the communities in which they operate. The British company offers investors a track record of unbroken profitability.

Stash Financial, Inc. develops an application that allows consumers to choose investments based on their interests, beliefs, and goals. Its application allows consumers to buy fractional shares; and curates investments from professional fund managers and investors. The company was founded by David Ronick, Brandon Krieg and Ed Robinson in 2015 and is headquartered in New York, NY.

Macquarie Infrastructure & Real Assets Investments Ltd. engages in the provision of asset management solutions. It has partnered with investors, governments, and communities to operate, develop, and enhance assets. The company was founded on October 10, 2012 and is headquartered in London, the United Kingdom.

Part of Macquarie Group Ltd., Macquarie Investment Management Europe Ltd. is a diversified financial group that provides clients with asset management and finance, banking, advisory, and risk and capital solutions across debt, equity, and commodities. The company is based in London, UK. Macquarie Capital combines specialist expertise, innovative advice, and flexible capital solutions to help clients and partners make opportunity reality. The British company also provides regulatory disclosures for Macquarie Group, including Macquarie Bank Limited, Macquarie Bank Limited Basil III Pillar 3, and dividend payments, history, and Dividend Reinvestment Plan (DRP). Founded in 2015, Macquarie's approach to corporate governance is to identify opportunities, promote long-term profitability while managing risk, drive superior and sustainable shareholder value, and meet stakeholder expectations of sound corporate governance.

Founded in 2016, Moorgate PL Holdings Ltd. is a British company that provides services to holding companies. Part of Macquarie Corporate Holdings Pty Ltd. (United Kingdom), the company is based in London, UK.

Macquarie Holdings (UK) No.1 Ltd. is based in London, UK. Part of Macquarie Group Ltd., Macquarie Holdings (UK) No.1 Ltd. is a holding company. Founded in 2007.