Katherine Gallagher

Connor, Clark & Lunn Investment Management Ltd. (CC&L) is an investment advisory firm headquartered in Vancouver, British Columbia with an additional office in Toronto. The firm was founded in 1982 and is a subsidiary of Connor, Clark & Lunn Investment Management Partnership, itself a subsidiary of Connor, Clark & Lunn Financial Group Ltd. CC&L provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, businesses and private investment funds.

Cormark Securities Inc. (Cormark) is an independent investment dealer headquartered in Toronto, Canada with additional office in Calgary. The firm was founded in 1981 as Sprott Securities, Inc. Cormark Securities provides execution and comprehensive coverage of Canadian listed companies to domestic and international institutional investors. They focus on Canadian-listed, mid-cap and emerging growth companies.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Scotia Capital, Inc. (Broker) (Scotia Capital-Broker) is the broker-dealer division of Scotia Capital, Inc., a full-service financial services firm headquartered in Toronto, Canada. The firm is owned by The Bank of Nova Scotia (NYSE, TSE: BNS). Scotia Capital-Broker delivers a broad range of electronic trading products such as high-touch, low-latency, market access and a broad algorithmic trading suite for a wide range of clients globally. They publish monthly indexes to help investors track the performance of Canadian Hedge Funds and Alternative Mutual Funds.

National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe.

Odlum Brown USA Investment Management Ltd. (OB USA) is an independent, full-service investment firm headquartered in Vancouver, Canada. The firm was founded in 2005 and is wholly owned by Odlum Brown Ltd. OB USA provides disciplined investment advice and objective value-based research to individuals, estates, trusts, corporations and similar entities.

TD Securities, Inc. is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm is a subsidiary of The Toronto-Dominion Bank (NYSE, TSE: TD). TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. Their services also include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The firm’s equity group provides research coverage of various sectors. Their fixed-income group provides a full range of underwriting sales and trading products for Canadian, US and European debt issuers and investors.

Mercurial Communications, Inc. provides information technology services. It builds business applications, web-delivered solutions, and e-commerce portals. The company also provides human-centric solutions, software, business consulting, and resources for both the private and public sector. Mercurial Communications was founded in 1996 and is headquartered in Victoria, Canada

Laurentian Bank Securities is an independent broker/dealer located in Montreal. They are a subsidiary of Laurentian Bank of Canada (TOR:LB). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Indochino Apparel, Inc. provides online custom suits. Its products include classic and fashion-forward suits, shirts, blazers and coats, pants, and accessories. The company was founded by Heikal Gani and Kyle Vucko in March 2007 and is headquartered in Vancouver, Canada.

Barclays Capital Canada, Inc. is a Canadian broker-dealer headquartered in Toronto, Ontario. The firm is a direct subsidiary of Barclays Capital, Inc., ultimately owned by London-based Barclays Bank plc (LON: BARC, NYSE: BCS). They offer institutional asset managers, hedge funds and other financial institutions with execution and clearing services that support multiple asset classes and provide transparent pricing. Their integrated prime brokerage services cover a wide array of asset classes and regions including developed and emerging markets.

Werklund Capital Corp. (Werklund Capital) is a private equity firm founded in 2006. The firm is headquartered in Calgary, Canada.

The Pacific Institute for the Mathematical Sciences operates as mathematical sciences research company. The firm funds collaborative research groups, post-doctoral fellowships and individual events on a competitive basis. The company was founded by Nassif Ghoussoub in 1996 and is headquartered in Vancouver, Canada.

Yorkville Asset Management, Inc. (Yorkville) is a Canadian independent investment firm headquartered in Toronto, Ontario. The firm was founded by Hussein Amad 2010. Yorkville aims to help high net worth individuals, foundations, institutions, and family offices achieve their financial goals through wealth management, estate and tax planning, portfolio management, and capital markets debt and equity advisory services.

Part of Norton Rose Fulbright LLP, Norton Rose Fulbright Canada LLP provides legal services. The company is based in Québec, Canada.

Monkey Tree Group Holdings Ltd. is an investment holding company. It engages in the provision of children language education courses at its self-operated centers and the provision of management and other services to its licenses for the operation of the licensed centers in Hong Kong, Macau and the People’s Republic of China. The company was founded on January 4, 2019 and is headquartered in Hong Kong.

1QB Information Technologies, Inc. develops software platform for finance, energy, life sciences, and other industries. It offers quantum opportunity assessment, proof-of-concept prototype, and hardware-agnostic API. The company was founded by Andrew Fursman, Kausar Samli, Phil Goddard, Michael P. Friedlander, Helmut Katzgraber, David Roberts, and Landon Downs in 2012 and is headquartered in Vancouver, Canada.

Cambium Capital Management LP (Cambium Capital) is a venture capital firm founded in 2018 by David Moehring and Landon Downs. The firm is headquartered in Seattle, Washington.

Eight Capital is a 100% principal-owned, Canadian investment dealer headquartered in Toronto, Ontario. It has additional offices in Calgary, Alberta and Montreal, Quebec. The firm was founded in 2016 as Dundee Capital Partners. They offer investment banking, equity research and institutional sales & trading services to retail and institutional clients. Eight Capital provide their clients with timely market insights (with the assistance of their equity research team) across all the investment disciplines: fundamental, technical, and quantitative. Beyond the traditional market access trading provides, their traders work with clients to find unique liquidity solutions, and discreet trading solutions for large blocks of stock.

Part of Jefferies Financial Group, Inc., Jefferies Securities, Inc. provides investment services.

Turnstyle Solutions, Inc. provides customer analytics and marketing solutions. The private company is based in Toronto, Canada.

Crimson Asset Management Ltd. (Crimson) is an independent Canadian investment firm headquartered in Toronto, Ontario. The firm was founded by Kenneth Jesudian in 2017. Crimson provides investment management services to individual and institutional clients.

Birdrock Capital I, Inc. engages in the identification and evaluation of assets or businesses with a view to completing a qualifying transaction. The company was founded on January 22, 2021 and is headquartered in Calgary, Canada.