James Thier

Perennial Value Management Ltd. (PVM) is an independent fund management firm headquartered in Sydney, Australia. The firm was founded by John Murray in 2000. PVM provides fund management services through equity ownership and the alignment of interests between key investment management staff and institutional and retail clients.

Intech Investment Management LLC (Intech) is an independent SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by pioneering mathematician Dr. E. Robert Fernholz in 1987 as Enhanced Investment Technologies LLC. Intech serves as investment advisor or sub-advisor to US-registered and unregistered investment companies and other institutional separate and pooled accounts.

Australian Securities & Investments Commission operates as an independent commonwealth government body that enforces company and financial services laws to protect consumers, investors and creditors. Its strategic priorities include promoting investor and financial consumer trust and confidence; ensuring fair, orderly and transparent markets and; providing efficient and accessible registration. The firm regulates Australian companies, financial markets, financial services organizations and professionals who deal and advise in investments, superannuation, insurance, deposit taking and credit. It licenses and regulates people and businesses engaging in consumer credit activities. The company assesses how effectively authorized financial markets are complying with their legal obligations to operate fair, orderly and transparent markets. It also licenses and monitors financial services businesses to ensure that they operate efficiently, honestly and fairly in superannuation, managed funds, shares and company securities, derivatives and insurance businesses. The firm operates through its offices located in Adelaide, Brisbane, Canberra, Darwin, Hobart, Melbourne, Perth and Sydney. Australian Securities & Investments Commission was founded in 1991 and is headquartered in Sydney, Australia.

Capitol Partners LLC (Capitol Partners) is a private equity firm founded in 1997 by TJ Jubeir. The firm is headquartered in Chevy Chase, Maryland.

Part of Principal Financial Group, Inc., Bankers Trust Australia Group is an Australian company that provides investment services. The company is located in Australia. Bankers Trust Australia Group was acquired by Principal Global Investors LLC from Deutsche Bank AG on August 31, 1999 for $1,361.73 million.

Ibbotson Pty Ltd. provides asset management services. The company is headquartered in Sydney, Australia.

Australian Ethical Investments Ltd. (Investment Management) (Australian Ethical-IM) is the investment management division of Australian Ethical Investment Ltd. (ASX: AEF) headquartered in Sydney, Australia. Australian Ethical-IM was founded in 1986 and manages diversified portfolios composed of ethical companies for individual and institutional clients.

Bank of New Zealand Ltd. engages in the provision of banking and financial products and services. It operates through the following segments: Partnership Banking; and Corporate and Institutional Banking. The company was founded on July 29, 1861 and is headquartered in Auckland, New Zealand.

State Super Financial Services Australia Ltd. provides financial planning, investment and fund management services. The firm's products include personal retirement plan and investment as well as pension funds. The company was founded in 1989 and is headquartered in Sydney, Australia.

Ernst & Young LLP engages in the provision of accounting services. The company was founded on April 6, 2001 and is headquartered in London, the United Kingdom.

Findex Advice Services Pty Ltd. provides wealth management and financial advisory services. The company’s services include advice, management and guidance, superannuation and retirement strategies, portfolio management, investment opportunities and funds and client investment administration. The firm also offers Risk Insurance Service and General Insurance. The company was founded by Tim Marshall in 2002 and is headquartered in Sydney, Australia.

Deloitte Tax Services Pty Ltd. engages in the provision of audit, tax, consulting, and financial advisory services. The company was founded on March 29, 2000 and is headquartered in Sydney, Australia.

Australian Institute of Co. Directors is a non-profit organization that provides leadership on director issues. It offers governance education, director development, and advocacy. The organization was founded in January 1, 1990 and is headquartered in Sydney, Australia.

The Financial Services Council provides financial services. The private company is based in Sydney, Australia. and has subsidiaries in New Zealand. Sally Loane has been the CEO of the Australian company since 2014.

Association of Superannuation Funds of Australia Ltd. provides peak policy, research, and advocacy services. The company is headquartered in Sydney, Australia.

Hillross Financial Services Ltd. provides financial planning services. It has partners with their clients to understand their needs to develop strategies that meet their financial & lifestyle needs. It identifies opportunities to meet its client's needs, which are flexible enough to respond to the ever-changing market and environment. It has a national network of more than 300 financial advisers in over 100 films across Australia.

Financial Planning Association of Australia Ltd. a non-profit organization, which engages in the provision of financial advisory services. It offers certified financial planner certification, life risk specialist program, and continuing professional development. The company was founded in 1992 and is headquartered in Sydney, Australia.

Australian Securitisation Forum engages in the promotion and representation of the industry to government, regulators, the public, investors and others who have an interest or potential interest both in Australia and overseas, regarding the benefits of securitisation in Australia and aspects of the securitisation industry. The company was founded in 1989 and is headquartered in Sydney, Australia.

Responsible Investment Association Australasia operates as an association for responsible and ethical investors. It specializes in ESG, responsible investment, finance, professionals, methodology, impact investing, negative exclusionary screening, positive inclusionary screening. Its memberships include membership includes super funds, fund managers, banks, consultants, researchers, brokers, impact investors, property managers, trusts, foundations, faith-based groups, financial advisers and individuals. The company is headquartered in Sydney, Australia.

Australian Institute of Superannuation Trustees is a non-profit organization that is an advocate for and lead profit-to-member superannuation funds. It provides training and support for trustees and fund staff to meet the challenges of managing funds. The company is headquartered in Melbourne, Australia.

Hastings Management Pty Ltd. provides investment services. It focuses on equity and debt investing. The company was founded in 1994 and is headquartered in Sydney, Australia.

AvSuper Pty Ltd. is a trustee of the AvSuper Fund, which has both accumulation and income stream USIs. The private company is based in Canberra, Australia and has subsidiaries in Australia. The Australian company will be closed on Monday, March 13th, 2023 due to a public holiday in ACT, VIC, and TAS. The CEO of the company is Michelle Wade.

Premium Wealth Management has a deeply embedded culture of compliance which starts at the board level and is embraced by all their Members. Premium Wealth Management offers key risk prevention measures which include but are not limited to: Maintaining and following well-documented procedures for all key business and compliance activities. This includes documented risk management strategies which are actively managed by the board and a comprehensive compliance plan. Premium Wealth Management has qualitative research requirements for recommended products; in addition to an internal Investment Committee. Premium Wealth Management does not have a one size fits all approach to investing. Different clients have different needs and risk tolerance therefore Premium Authorised Representatives work closely with their clients to match an independently researched product if appropriate. Their Members undertake mandatory continuous professional development and accreditations. All authorised representatives undergo at least an annual formal audit and are subject to spot audits and monitoring of the advice they provide to clients. Authorised Representatives that are new to Premium Wealth Management undergo police and bankruptcy checks and new firms undergo due diligence before allowing them to become part of the Premium network. Premium Wealth Management voluntarily engages in an independent review of their compliance and risk processes and procedures.

HammondCare is an Australian company that offers retirement living options for independent lifestyle in comfortable accommodations. The non-profit company is based in Sydney, Australia. The company has a Centre for Positive Ageing that helps older people improve their quality of life. HammondCare has a history of caring for and supporting people in need, and they are leaders in relationship-based care. The company also provides healthcare services to improve the quality of life for older patients. The CEO of the company is Mike Baird.

Atrium Investment Management Pty Ltd. (Atrium) is an independent multi-asset investment manager headquartered in Sydney, Australia. Atrium creates diversified portfolios for financial advisers, high net-worth individuals & not-for-profit organizations.

Part of The Fitzpatricks Group, Fitzpatricks Private Wealth Pty Ltd. is an Australian company that provides investment and wealth management services. The company is based in Spring Hill, Australia. The CEO of the company is Matt Fogarty.

Enova Community Energy Ltd. is an Australian private company located in Byron Bay. The firm provides energy supply, education and installation services.

Part of Flag Capital Pty Ltd., Flag Income Notes 3 Pty Ltd. engages in issuing notes. The company is based in Sydney, Australia.

Alpha Vista Financial Services Holdings Pty Ltd. is an investment manager based in Sydney, Australia. Alpha Vista applies rigorous scientific research and quantitative analysis to capital markets, using a data and technology-driven platform to analyze market risk in real time and generate alpha while improving portfolio resilience. The Australian company is committed to growing and protecting its clients' investment capital by tracking the formation and dissipation of financial market risk, identifying and capturing alpha opportunities, and enhancing portfolio resilience to minimize volatility risk. Alpha Vista offers highly bespoke investment strategies that meet a wide range of investor needs, including alternative total return strategies, portable alpha, hedging, and dynamic asset allocation solutions. The company was founded in 2016 by Manesh Nathoo and Shlomo Rubinstein, and the CEO is Dempsey Naidoo.

Yabonza Australia Pty Ltd. provides property management services. The company was founded by Mark Trowell and John Bush is headquartered in North Sydney, Australia.

OBP Loyalty Plus, Inc. provides publishing tools. It specializes in merchant, group buying, monetizing traffic, social commerce, consumer behavior, custom widget and white label marketing. The company was founded in 2013 and is headquartered in Laval, Canada.