James McDonald

Invesco Advisers, Inc. is a SEC-registered investment advisor headquartered in Atlanta, Georgia. They are a subsidiary of Invesco Group Services, Inc., ultimately held by Invesco Ltd. (NYSE: IVZ). The firm was founded in 1986 and previously known as Invesco Institutional NA, Inc. until April 2010 when Invesco Ltd. consolidated the businesses of their US investment advisors (Invesco AIM Advisors, Inc., Invesco AIM Capital Management, Inc., Invesco AIM Private Asset Management, Inc. and Invesco Global Asset Management NA, Inc.) under the name Invesco Advisers, Inc. They provide discretionary and non-discretionary investment advisory services to individuals, institutional and high net-worth clients through separate accounts, wrap fee programs and US registered investment companies and other Commingled Funds.

Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises.

Intercontinental Exchange Holdings, Inc. operates as holding company with interest in providing futures exchanges over-the counter markets and derivatives clearing houses and post-trade services. The company was founded by Jeffrey C. Sprecher in May 2000 and is headquartered in Atlanta, GA.

ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.

SunWest Bank engages in the provision of commercial banking services. It works with small-medium businesses, privately held corporations, family offices, and real estate developers and investors. The company was founded by James Engbarth in 1969 and is headquartered in Irvine, CA.

Sage Advisory Services Ltd. Co. (Sage) is a SEC-registered investment advisor and holding firm headquartered in Austin, Texas. The firm was founded by Robert Smith III and Mark MacQueen in 1996. Sage specializes in domestic and international fixed income, balanced and equity portfolio management for individual and institutional clients.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

ROTH Capital Partners LLC (Asset Management) (ROTH AM) is the investment management division of ROTH Capital Partners LLC, a registered investment advisor and broker-dealer headquartered in Newport Beach, California. Founded in 1984, the firm is a subsidiary of CR Financial Holdings LLC. ROTH AM is a full-service investment banking firm that provides financing and advisory services to emerging growth companies worldwide.

Chicago Climate Exchange, Inc. operates as a greenhouse gas reduction and trading platform. It represents all sectors of the global economy and public sector innovators located throughout the United States. The company was founded in 2003 by Richard Sandor and is headquartered in Chicago, IL

Main Management LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in San Francisco, California. The firm was founded by four founding partners in 2002. Main Management offers a variety of investment advisory services to various clients.

Part of JPMorgan Chase & Co., Bear Stearns Trading Risk Management, Inc. provides investment advice. The company is based in New York, NY.

Town Hall Los Angeles operates as a non-profit, nonpartisan speaker’s forum, providing a platform for discussing and debating today’s most pressing issues. The company was founded in 1937 and is headquartered in Los Angeles, CA.

PD-LD, Inc. manufactures laser products. It offers stabilized lasers, fiber optics, and VBG elements. The firm's fiber optic component products include fiber-coupled coaxial Lasers, LEDs, and recievers (including photodiodes and APDs), high-power pulsed lasers, bidirectional devices, laser combiners, triplexers, and specialty transceivers. The company was founded by Dr. Vladimir S. Ban in 1993 and is headquartered in Pennington, NJ.

Evercore Group LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1995 and is a subsidiary of Evercore BD Investco LLC, which is owned by Evercore, Inc. (NYSE: EVR). Evercore Group delivers equity research and equity sales and agency trading execution, in addition to providing wealth and investment management services to high net worth and institutional investors.

Chicago Climate Futures Exchange LLC provides exchange of securities and commodities services. The private company is based in Chicago, IL.

American Financial Exchange LLC is a self-regulated exchange that provides a transparent, centralized, and rules-based electronic marketplace to allow for small and mid-sized American Banks to meet its interbank funding needs. Its products include AFX Loan Market and Ameribor Interest Rate Benchmark. The company is headquartered in Chicago, IL.