Chris LaGrego

Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics.

Founded in 1999, Lighthouse Financial Group LLC (Securities) is a full-service broker/dealer located in New York City with additional offices in Boca Raton, Florida, Walnut Creek, California, London, Sydney, Hong Kong, Sao Paulo and Tokyo. The firm provides products and services to institutional and private clients including pension funds, hedge funds, mutual funds, IRAs, broker/dealers, insurance companies and high net-worth individuals. They offer investment banking, private client services, global equities, global fixed-income global portfolio trading and prime services.