Catherine Choi

PGIM, Inc. is a SEC-registered investment advisor headquartered in Newark, New Jersey. The firm was founded in 1984 and is a direct subsidiary of PGIM Holding Co. LLC, ultimately owned by Prudential Financial, Inc. (NYSE: PRU). PGIM provides institutional clients with investment solutions worldwide. It is comprised of autonomous asset management businesses each specializing in a particular asset class with a focused investment approach: PGIM Institutional Advisory & Solutions (provides advisory services to institutional clients located in the US and outside of the US), PGIM Fixed Income (an adviser primarily focused on public fixed income investments), PGIM Real Estate (a provider of real estate investment advisory services) and PGIM Capital Group (a private fixed income investment adviser, also known as Prudential Capital Group).

Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.

Part of Icon Holdings Corp., CION Investment Management LLC is a company that provides investment advice. The company is based in New York, NY. The CEO of the company is Mark Gatto.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

ICON Capital LLC provides financial leasing services. It offers operating & finance leasing, sale-leasebacks, structured & customized financings and portfolio acquisitions services. The company was founded in 1985 and is headquartered in New York, NY.

ICON Equipment and Corporate Infrastructure Fund Fourteen, L.P. (the 'Partnership') was formed on August 20, 2008 as a Delaware limited partnership. The Partnership is engaged in one business segment: the business of investing in business-essential equipment and corporate infrastructure (collectively, 'Capital Assets'), including, but not limited to, Capital Assets that are already subject to lease, Capital Assets that the Partnership purchases and leases to domestic and global businesses, loans that are secured by Capital Assets, and ownership rights to leased Capital Assets at lease expiration. The Partnership's principal investment objective is to obtain the maximum economic return from its investments for the benefit of its partners. To achieve this objective, the Partnership: (i) acquires a diversified portfolio by making investments in Capital Assets; (ii) makes monthly cash distributions, at the Partnership's general partner's discretion, to its partners commencing, with respect to each partner, the month following such partner's admission to the Partnership, continuing until the end of the operating period; (iii) will reinvest substantially all undistributed cash from operations and cash from sales of investments in Capital Assets during the operating period; and (iv) will dispose of its investments and distribute the excess cash from such dispositions to its partners beginning with the commencement of the liquidation period.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

ICON Oil & Gas Fund-A LP operates oil and gas drilling operations. It generates revenue from the production and sale of oil, natural gas and natural gas liquids. The company was founded in 2011 and is headquartered in Tulsa, OK.

ICON Oil & Gas Fund operates as a oil and natural gas drilling fund. The company was founded in 1985 and is headquartered in Tulsa, OK.

ICON ECI Fund Fifteen, L.P. (the 'Partnership') was formed on September 23, 2010 as a Delaware limited partnership. The Partnership has elected to be treated as a partnership for federal income tax purposes. ICON Capital Corp., a Delaware limited liability company serves as the manager of the Partnership. The Partnership is a newly organized direct financing fund that will primarily make investments in domestic and global companies, which investments will primarily be structured as debt and debt-like financings (such as loans and leases) that are collateralized by equipment and other corporate infrastructure (collectively, 'Capital Assets') utilized by such companies to operate their businesses, as well as other strategic investments in or collateralized by Capital Assets that its General Partner believes will provide it with a satisfactory, risk-adjusted rate of return. In addition, it intends to use the offering proceeds to pay fees and expenses and establish a cash reserve. The General Partner will make investment decisions on its behalf and manage its business. Additionally, the General Partner has a 1% interest in its profits, losses, cash distributions and liquidation proceeds.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

CION Ares Diversified Credit Fund operates as a closed-end investment trust. Its investment objective is to provide superior risk-adjusted returns across various market cycles by investing in a diversified portfolio of liquid and illiquid asset classes. The company is headquartered in New York, NY.

Part of Icon Holdings Corp., ICON Investment Group LLC is a company that provides investment solutions. The company is based in New York, NY. The CEOs of the company are Michael A. Reisner, Mark Gatto.

CION Investment Group LLC operates as a holding American company that provides alternative investment and portfolio management services. The private company is based in New York. The company was founded by Mark Gatto and Michael A. Reisner, and Mark Gatto and Michael A. Reisner have been the CEOs since incorporation.

National Institutes Of Health conducts & supports peer-reviewed medical research and science. The firm's scientists & researchers investigate on different ways to prevent diseases as well as the causes, treatments and cures for common and rare diseases. The company was founded in 1887 and is headquartered in Bethesda, MD.

CION Man Residential REIT, Inc. is a real estate investment trust that acts as a REIT. The private company is based in New York, NY. The CEOs of the company are Mark Gatto, Michael A. Reisner.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

New York Life Insurance Co. engages in the provision of insurance products and services. It offers life insurance, retirement income, long term care, investments, and premier services. The company was founded on April 12, 1845 and is headquartered in New York, NY.

Kionix, Inc. engages in the manufacture of inertial sensor. Its products include accelerometers, gyroscopes, 6-axis and 9-axis solutions, and sensor fusion. The company was founded in 1993 and is headquartered in Ithaca, NY.

VG Liquidation, Inc. engages in the provision of online video advertising platform. The company was founded by Scott A. Ferber and John Ferber in 2007 and is headquartered in New York, NY.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.