Brett Findlay

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Stephens, Inc. is a full-service investment bank and brokerage firm headquartered in Little Rock, Arkansas. The firm was founded in 1933 and is a subsidiary of Susi Holdings, Inc., which is owned by Stephens Financial Services LLC. Stephens provides comprehensive securities sales and trading services, including customized solutions for clients in North America and abroad.

TIAA Real Estate Account is an insurance company, which offers individual and group accumulating annuity contracts. It also offers individual lifetime and term-certain variable payout annuity contracts including the payment of death benefits to beneficiaries. The company was founded on February 22, 1995 and is headquartered in New York, NY.

Teachers Insurance & Annuity Association of America-College provides financial products and services. It offers retirement plans, mutual funds, annuities, life insurance, brokerage and trading services, managed accounts and education savings. The company was founded by Andrew Carnegie in 1918 and is headquartered in New York, NY.

KeyBanc Capital Markets, Inc. is a registered investment bank and broker/dealer headquartered in Cleveland, Ohio. The firm was founded in 1983 and is a subsidiary of KeyCorp. (NYSE: KEY). KeyBanc Capital Markets provides investment banking, commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting and trading and syndicated finance products and services to large corporations and middle-market companies.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Truist Securities, Inc. is a registered broker-dealer headquartered in Atlanta, Georgia. The firm was founded in 1894 as SunTrust Robinson Humphrey, Inc. In 2020, the firm was renamed following the integration of SunTrust Robinson Humphrey and BB&T Capital Markets. The firm is a subsidiary of Truist Financial Corp. (NYSE: TFC) and is an active market maker in equity and fixed-income products. Truist Securities delivers a comprehensive range of strategic advisory, capital raising, risk management, and financing solutions, as well as a dynamic suite of sales, trading, and research services in both fixed-income and equity. Their strategies are carefully tailored to meet the needs and vision of their clients.

Royal Capital Management LLC is a family office firm headquartered in New York City. They manage the Royal Capital LH Managed Account, Royal Capital Value Fund (QP) LP, Royal Capital Value Fund LP, Royal Capital Value Fund Ltd., Royalcap Long Alpha Master Fund LP, RoyalCap Master Fund LP, RoyalCap Value Fund II Ltd. and the Royalcap Value Fund Ltd. The firm was founded in 1998 by Yale Fergang and Robert Medway.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Dogwood Equity (Dogwood Equity) is a venture capital firm founded in 2002 by Rick Carlisle. The firm is headquartered in Raleigh, North Carolina.

SPP Management Services LLC (Summit Park) is a private equity firm founded in 2006 by Robert G Calton and James L Johnson. The firm is headquartered in Charlotte, North Carolina.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Sam Nicholas, Inc. manufactures plastic profile extruded products. The firm serves industries under the categories of office furniture, appliance, medical, recreational and RV industry and point of-purchase markets. The company was founded by Samuel G. Nicholas in 1992 and is headquartered in Grand Rapids, MI.

TruArc Partners LP (TruArc Partners) is a private equity firm founded in 2005 by Ian K. Snow. The firm is headquartered in New York.

Boston Barricade Co., Inc. engages in the provision of modular enclosures, in-store installation services, and custom graphics. It serves retailers, mall developers, general contractors, airports. and custom fabricators. The company was founded in 1992 and is headquartered in Vero Beach, FL.

Robert W. Baird & Co., Inc. (Broker) (Baird-Broker) is the broker-dealer division of Robert W. Baird & Co., Inc., an investment bank and financial services company headquartered in Milwaukee, Wisconsin. The firm was founded in 1919 and is ultimately owned by Baird Financial Group, Inc. Baird-Broker offers a full suite of comprehensive trading services for institutional clients.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Express Medical Transporters, Inc. provides Medicaid transportation services. Its services include non-emergency medical van transportation services, wheelchair transportation services, dialysis transportation services, specialty school transportation, contract transportation for care providers, rides for individuals and families. The company was founded by Bernard A. Squitieri in 1995 and is headquartered in St. Louis, MO.

Wolfe Research LLC is a FINRA-registered sell-side research firm headquartered in New York City. The firm was founded by Edward Wolfe in 2008 and is a subsidiary of Wolfe Holdco LLC. Wolfe Research provides bespoke research of various stocks in every major GIC sector for institutional clients. The firm has established a reputation for macro research underpinning coverage in Industrials, Utilities/Energy, Consumer/Retail, Financials/REITS, Healthcare and TMT.

Chi-Rho Financial LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Atlanta, Georgia. The firm was founded in 2000 by Joseph “Joe” Hurley, IV. Chi-Rho Financial offers hedge fund solutions, comprehensive portfolio management, and additional advisory services to a wide range of accredited investors, advisors, and institutions.

TIAA Board of Overseers engages in the provision of financial services. It offers investing, banking and loans, and insurance products. Its services include workplace investing, personal investing, individual advisory services, managed accounts, charitable giving, and trusts and estate planning. The company was founded by Andrew Carnegie in 1918 and is headquartered in New York, NY.

Banbury Private Capital LLC (BPC) is a private equity firm founded in 2020 by Braden T French and Langdon R Holzman. The firm is headquartered in Charlotte, North Carolina.

Part of TIAA Board of Governors, Teachers Insurance & Annuity Association of America is a company that provides retirement planning, asset and investment management services. The company is based in New York, NY. The company was founded in 1918 by Andrew Carnegie. The CEO is Thasunda Brown Duckett.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Sift Media, Inc. engages in the development of an automated bidding software. It focuses on mobile advertisement opportunities in real time auction exchanges. The company was founded by Jud Bowman, Slawek Pruchnik, Jesper Rasmussen and Aaron Schwager in 2015 and is headquartered in Durham, NC.

CenterPoint Human Services is a state-mandated Local Management Entity and Medicaid-funded Managed Care Organization which provides public mental health, developmental disabilities, and substance abuse services in Forsyth, Stokes, Davie, and Rockingham Counties. Its business operations include: screening, triage and referral to services, consumer and county needs assessments, service authorizations, timely access to services, funding allocations, system of care implementation, provider endorsement and monitoring, pharmaceutical Patient Assistance Program, and addressing concerns and complaints of consumers and others. The company is headquartered in Winston-Salem, NC.

CVS Pharmacy, Inc. engages in the operation of a retail pharmacy chain. Its products include medicines and vitamins; personal care, home health care, skin care, and beauty products; and photo books, cards, gifts, and calendars. The company is headquartered in Woonsocket, RI.

NewOak Capital LLC is an American financial services company that offers investment advisory, asset management, and capital markets services. The CEO of the private company is Chuck Ferrando.