Tammi A. Lauder

MacKay Shields LLC is a registered investment advisor headquartered in New York City. The original predecessor to the firm, MacKay-Shields Economics, was founded in 1938 as an economic consulting firm and it became MacKay Shields Financial Corp. (MSFC) in 1969. In 1984, MSFC was purchased by New York Life Insurance Co. (NYLIC). NYLIC established New York Life Investment Management Holdings LLC (NYLIM Holdings) in 1999 and transferred ownership of MSFC to NYLIM Holdings. In 1999, MSFC was converted to MacKay Shields LLC. The ownership, control and management of MacKay Shields did not change as a result of this conversion. The firm is wholly owned by NYLIM Holdings, which is wholly-owned by NYLIC. MacKay Shields provides discretionary investment management services primarily to institutional clients. The firm is a signatory of the United Nation Principles for Responsible Investment (UNPRI).

FSI Low Beta Absolute Return Fund is a non-diversified, closed-end management investment company. Its investment objective is to seek risk adjusted rate of returns, Alpha, with a risk profile and volatility that is similar to that of the Barclays Aggregate Bond Index. FSI Low Beta Absolute Return Fund was founded on August 3, 2011 and is headquartered in Cincinnati, OH.

Founded in 2001, Fieldpoint Private Advisors, Inc. is a registered investment advisor located in New York City. The firm is a subsidiary of Fieldpoint Private Bank & Trust. They were previously known as Analytic Asset Management, Inc. Fieldpoint provides advisory services to the following types of clients: (1) individuals (2) high net-worth individuals (3) charitable organizations and (4) other corporations or other businesses

JPMorgan Chase & Co. (Investment Management) (JPM-IM) is the investment management division of JPMorgan Chase & Co. (NYSE: JPM), a multinational investment bank and financial services holding company headquartered in New York City. JPM-IM offers investment solutions to individuals, corporations, governments and institutions.

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K2 Advisors LLC provides investment advice. The company was founded in 1994 by William Angus Douglass III and David Charles Saunders and is headquartered in Stamford, CT.

EnTrust Global is a fund-of-hedge funds manager headquartered in New York City. Formerly known as EnTrustPermal Asset Management LLC, the firm was formed when the business of EnTrust Capital LLC was combined with that of the Permal Group, a Legg Mason subsidiary and global alternative asset manager that was established in 1973 and acquired by Legg Mason in 2005. They are owned by EnTrust Permal LLC, ultimately held by Franklin Resources, Inc. (NYSE: BEN). EnTrust Global provides investment management services to high net-worth individuals, corporations, sovereign wealth funds, public pension plans and pooled investment vehicles, through separately managed accounts and private investment funds.

Seyfarth Shaw LLP provides legal advisory services. The company was founded in 1945 and is headquartered in Chicago, IL.

Colorado College provide a broad liberal arts education to students. The college was founded in May 6, 1874 and it is headquartered in Colorado Springs, CO

Global Factory, Inc. provides collaborative manufacturing execution systems. The firm's software gather, organize & analyze demand, production & quality data from various sources and monitor key indicators & execute business processes to control, manage & optimize distributed manufacturing operations. The company was founded in 1999 and is headquartered in Santa Clara, CA.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL.

The Permal Group Ltd. provides asset management services. It offers multi-manager and single manager funds, separate accounts and structured products. The company is headquartered in New York, NY.

Protégé Partners LLC is an independent hedge fund manager headquartered in South Salem, New York. The firm was founded in 2002 by Jeffrey Tarrant and Ted Seides. They provide investment supervisory services on a discretionary basis to pooled investment vehicles which are generally managed as hedge funds-of-funds.

New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY.

Greater Boston Chamber of Commerce is a non profit organization. It offers business community services and programs such as government affairs forums, executive forums, women’s network, city awake, chamber networking group, city to city, and webinars. The company was founded in 1909 and is headquartered in Boston, MA.

The Massachusetts Bar Association is a non-profit organization that serves the legal profession and the public by promoting the administration of justice, legal education, professional excellence, and respect for the law. The MBA is based in Boston, MA. The organization offers various membership advantages, volunteer opportunities, and educational resources such as CLE programs, practicing with professionalism courses, and publications like the ejournal and Lawyers Journal. The MBA also provides advocacy services, public resources, and exclusive benefits to its members such as the Lawyer Referral Service, Insurance Agency, and MBA On Demand.

The Boston Bar Association is the largest legal network in Boston, MA. The non-profit company's focus is on justice, community, education, and inclusion. Membership is available for those interested in joining.

PA Capital LLC (PA Capital) is a private equity subsidiary of New York Life Investments Alternatives LLC founded in 1997 by Louis William Moelchert. The firm is headquartered in Richmond, Virginia.

FFLA provides judicial services. It funds programs that expand representation and advocacy on behalf of low-income persons in civil legal matters, administration of justice and promote legal services to public. The company was founded in 1956 and is headquartered in Maitland, FL.

Piscataqua Savings Bank offers personal and commercial banking services. Its services include eAlerts, health savings accounts, edeposit, emobile, construction loans, online mortgage application, investment management services. The company was founded on July 19, 1877 and is headquartered in Portsmouth, NH.

Fieldpoint Private Bank & Trust provides wealth advisory and private banking services. Its services include wealth planning, investment advisory, personal banking and lending, commercial lending, business cash management, and wealth and succession planning. The company was founded in April 2008 and is headquartered in Greenwich, CT.

Part of Dara Capital AG, Dara Capital US, Inc. provides investment advisory and wealth management solutions in the field of alternative investments for (ultra) high net worth individuals, entrepreneurs, family offices, and trusts. The company is based in Miami, NY. The company's philosophy is centered around investment strategies designed to generate absolute returns, with a focus on consistent, positive performance. Private equity, traditional equity, and bond portfolios are no longer solely relied on as asset protection, and the company believes that the negative correlation between equity and bond prices is broken, requiring an adjustment to the concept of diversification. Anton Josef Knecht has been the CEO of the company since 2010.

Dominari Securities LLC (DS) is a dually registered investment advisor and securities broker-dealer headquartered in New York City. The firm was founded in 1986 and formerly known as Fieldpoint Private Securities LLC. They were acquired by Dominari Holdings, Inc. (NASDAQ: DOMH) in 2023. As a result of the ownership change the new name of the firm has been changed to Dominari Securities LLC, a subsidiary of Dominari Financial, Inc. DS typically acts as the introducing broker for transactions effected for clients’ advisory accounts.

Snowden Capital Advisors LLC (SCA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Robert J. Mooney in 2011. SCA provides fee-based discretionary and non-discretionary investment advice, consulting, and related wealth advisory services that are targeted primarily at high-net-worth clients, which includes family offices, individuals (and their investment vehicles), companies, foundations, governmental agencies, pension plans, and endowments, through experienced investment advisors and pension consultants.

Boothbay Fund Management LLC (Boothbay) is an independent, SEC-registered investment adviser and hedge fund manager headquartered in New York City. The firm was founded by Ari Glass in 2012. Boothbay offers investment advisory services to pooled investment vehicles that have been privately placed.

Mov37 LP provides investment management services. It uses autonomous learning, data analysis, and massive computing resources in a whole new way. It offers Autonomous Learning Investment Strategies (ALIS) which is one way of investing. The company was founded by Jeffrey Glynn Tarrant in 2017 and is headquartered in New York, NY.

Invenio Wealth Partners LLC provides investment advice. The private company is based in Coral Gables, FL. The company was founded in 2022 by Joseph A. Fernández, Christina B. Hudson. Joseph A. Fernández has been the CEO since 2022.