Patrick L. Smith

Seelaus Asset Management LLC (Seelaus AM) is a SEC-registered investment advisor headquartered in Chatham, New Jersey. The firm was founded by Patrick L. Smith in 2009 and is owned by R. Seelaus & Co., Inc. Seelaus AM designs customized investment strategies for corporations, high-net-worth individuals, financial advisors, family offices, pension plans, foundations and other institutional investors.

Founded in 1988, Williams, Jones & Associates LLC is a wealth management firm and registered investment advisor located in New York City. The firm is a subsidiary of Williams, Jones & Associates, Inc. They manage investments in equity and fixed-income securities and select outside managers for hedge fund investments. Williams, Jones & Associates provides customized investment management services to individuals, family groups, retirement plans, institutions, trusts, estates and not-for-profit organizations.

J.J. Kenny Drake, Inc. provides municipal bond brokerage services. It offers market data that provides regional and national coverage with screen pages of market activity, offerings and bid-wanted, coverage by region, state and bond type and descriptions on advertised issues through web and digital feeds. The company was founded in 1949 and is headquartered in New York, NY.

Part of Tecomet, Inc., Greenwich Partners LLC is a company that provides financial and brokerage services. The company is based in Greenwich, CT. Greenwich Partners was acquired by Ultrexx, Inc. on February 20, 2001.

Maxcor Financial, Inc. is a broker/dealer headquartered in New York City. They provide research and execution to the institutional money management community, corporations with publicly-traded securities and other institutional clients. They specialize in municipal securities, corporate bonds (including high grade and high yield), convertible securities and equities. Their analysts provide trading ideas and market insights to the client base. Maxcor is a subsidiary of Maxcor Financial Group, Inc.