Catherine T. Wettlaufer

Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY.

Amgen Ventures LLC (Amgen Ventures) is a venture capital firm, a subsidiary of Amgen, Inc. founded in 2004. The firm is headquartered in Thousand Oaks, California.

Gexa Energy LP provides electric supply services to residential and commercial customers. The firm also offers its customers Gexa-Green and wind power energy. The company was founded in 2002 and is located in Houston, TX.

GlaxoSmithKline LLC engages in discovering, developing, and delivering medicines, vaccines, and other healthcare products. It offers prescription medicines that treat various diseases, including cancer, HIV/AIDS, depression, diabetes, high blood pressure, herpes, asthma, migraine, and heart diseases, as well as stomach and skin problems, infections, and flu. It also provides vaccines for children and adults; and over-the-counter products. The company was founded in 1929 and is headquartered in Philadelphia, PA.

Francis Cauffman, Inc. provides architecture, interior design, and planning services. The firm specializes in healthcare, science & technology and corporate. The company was founded by Hughes D. Cauffman, James Francis and George Wikinson in 1954 and is headquartered in New York, NY.

P&S Credit Management LP, dba Gracie Asset Management (Gracie), is a SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 2004 and is a direct subsidiary of Moelis Gracie Holdco LLC, owned by Moelis Asset Management LP. Gracie manages a family of multi-strategy credit hedge funds.

M/E Engineering PC is a mechanical and electrical consulting engineering firm. It offers mechanical and electrical engineering, lighting dynamic, computational fluid dynamics, commissioning and building information modeling services. The company was founded by Allen G. Casey, Joseph F. Straub, Ronald C. Mead and William P. Liberto in 1991 and is headquartered in Rochester, NY.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

The Society of Exploration Geophysicists operates as an association of exploration geophysicists. The non-profit company is based in Tulsa, OK and has subsidiaries in the United States.

W.R. Hambrecht + Co., Inc. provides security brokerage services. It offers underwriting, corporate advisory, equity research, sales, trading, electronic brokerage and private equity services to technology and emerging growth companies. The firm uses Internet and auction processes to serve investors and issuers. The company was founded in January 1998 by William R. Hambrecht and is headquartered in San Francisco, CA.

Brooks, Houghton & Co., Inc. engages in the provision of investment banking services. It offers services such as debt and equity private placements, mergers and acquisition advisory, valuation and fairness opinions, general corporate finance advisory, and principal investments in interim and bridge capital. The company was founded in 1989 and is headquartered in New York, NY.

The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.

Chadbourne & Parke LLP engages in the provision of legal services. It provides counsel to areas such as antitrust and trade regulations, employment, intellectual property, leasing, litigation, pro bono, real estate, and tax. The company was founded in 1902 and is headquartered in New York, NY.

Daiwa Capital Markets America, Inc. (DCMA), formerly Daiwa Securities America, Inc., is an SEC-registered broker/dealer headquartered in New York City and was founded in 1964. The firm is a wholly-owned subsidiary of Daiwa Capital Markets America Holdings, Inc., itself a wholly-owned subsidiary of Daiwa Securities Capital Markets Co. Ltd., which is a subsidiary of Daiwa Securities Group, Inc. (TK: 8601), a Tokyo-based investment bank and broker/dealer. DCMA provides high quality investment data, analysis and research products to major U.S. institutional investors.

Founded in 1998 by William R. Hambrecht, WR Hambrecht + Co. LLC is a registered broker/dealer headquartered in San Francisco, California. The firm offers a full array of investment services. They provide research that focuses on the (1) Asia-Pacific, biotechnology, business applications and services sectors (2) the China Internet and technology sector (3) consumer (4) enterprise software and Internet (5) gaming technology (6) Internet (7) medical technology (8) nanotechnology (9) networking and data infrastructure (10) semiconductors and devices and (11) specialty pharmaceuticals.

Brooks Houghton & Co. (Private Equity) (BHC) is a private equity subsidiary of Brooks Houghton & Co. Inc founded in 1989 by Gerald H. Houghton. The firm is headquartered in Stamford, Connecticut.

MJW Corp., Inc. provides radiological consulting services. Its services include dose assessment, radiological engineering, polonium 210 and emergency management. The firm is comprised of two divisions: radiological consulting services and emergency management planning and response. The company was founded by David A. Dooley in 1984 and is headquartered in Amherst, NY.

The American Society of Heating Refrigerating & Air-Conditioning (ASHRAE) provides resources to help designers make buildings more resilient to natural disasters. The non-profit company is based in Peachtree Corners, GA and has subsidiaries in the United States. The company's focus is on helping buildings and their systems withstand and recover from adverse events.

Rochester Institute of Technology is a privately endowed, coeducational university with ten colleges emphasizing career education and experiential learning. It was founded in 1829 and is headquartered in Rochester, NY.