Richard Lockwood

CQS New City High Yield Fund Ltd. is a closed-end investment fund. It engages in investment activities. It provides investment in fixed interest securities. The company was founded on January 17, 2007 and is headquartered in Channel Islands, the United Kingdom.

The Company's principal activity is that of an Investment Trust Company. The objective of the Company is to provide investors with a high gross dividend yield and the potential for capital growth by mainly investing in high yielding fixed interest securities. The Company is an Investment Trust within the meaning of Section 266 of the Companies Act 1985. The Company has been approved by the Inland Revenue as an Investment Trust for the purposes of Section 842 of the Income and Corporation Taxes Act 1988 for the year ended 30-Jun-2005. Investment management services are provided by New City Investment Managers Ltd for a monthly fee at the rate of 0.8% per annum of the Company's total assets less current liabilities (excluding short term loans) payable in arrears. The agreement may be terminated by either party giving not less than twelve months' notice of termination.

Midas Capital Partners Ltd. (MCP) is an independent investment management firm which was established in 2002 and which underwent a reverse takeover by IImia MitonOptimal plc in 2007. Based in Liverpool, MCP offers diversified investment management solutions for a range of clients including pension funds, charitable funds, trusts and individuals.

Arlington Group Asset Management Ltd. (Arlington) is an independent asset management firm headquartered in London, UK. Founded in 1989, Arlington provides investment management and advisory services, primarily to UK clients.

Geiger Counter Ltd. is a closed-end investment fund/investment trust. Its investment objective is to provide investors with the potential for capital growth through investment primarily in the securities of companies involved in the exploration, development and production of energy, predominantly within the uranium industry. The company was founded on June 6, 2006 and is headquartered in St. Helier, the United Kingdom.

Williams de Broë Ltd. (WDB) is the wholly-owned investment management subsidiary of Investec Wealth & Investment Ltd., itself a subsidiary of Investec Plc in Great Britain. Founded in 1869, WDB is based in London, and has additional offices in Birmingham, Bournemouth, Edinburgh, Exeter, Bath and Guildford. The firm specializes in managing money for private investors, offering private portfolio management, discretionary management and financial advisory services. They also manage a range of mutual funds.

Kalahari Minerals Pty Ltd. explores and evaluates uranium, copper, and base metal mines.

CQS Asset Management Ltd. (CQS-AM) is the Great Britain-based specialist fund management subsidiary of CQS Cayman Management Ltd., itself a subsidiary of Cayman-based CQS Cayman LP. Established in 2004 by Richard Lockwood, the firm was formerly known as NCIM-New City Investment Managers Ltd., CQS-AM was acquired in 2007 and uses NCIM as their trading name. The firm's clients include pension funds, insurance companies, stockbrokers, charities and private individuals.

Duke Capital Ltd. operates as closed-end investment fund/investment trust, which engages in the provision of diversified investment solutions. It invests in natural resources sectors such as precious metals, base metals, energy, industrial minerals, soft commodities and diamonds. The company was founded on February 22, 2012 and is headquartered in St. Peter Port, Guernsey.

Auctus Growth PLC engages in the investment in unquoted companies or businesses that are seeking a public quotation. The company was founded by Malcolm Alec Burne, Charlie Cannon Brookes, and Richard Arthur Lockwood on May 14, 2014 and is headquartered in London, the United Kingdom.