Marika Tonay
Compliance Officer bij Financial Industry Regulatory Authority, Inc.
Profiel
Marika Xirouhakis Tonay is a Senior Compliance Manager at Financial Industry Regulatory Authority, Inc. She previously worked as Secretary, Treasurer & Director at Strategic Acquisitions, Inc. from 2004 to 2022, and as Chief Operating & Compliance Officer at Britehorn Securities in 2011.
She also worked as Vice President-Investment Banking at Westminster Securities Corp.
from 1999 to 2009.
Ms. Tonay received an undergraduate degree from The Leonard N Stern School of Business.
Actieve functies van Marika Tonay
Bedrijven | Functie | Begin |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Compliance Officer | 01-01-2012 |
Eerdere bekende functies van Marika Tonay
Bedrijven | Functie | Einde |
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STRATEGIC ACQUISITIONS, INC. | Director/Board Member | 31-08-2022 |
Britehorn Securities
Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO. | Compliance Officer | 01-12-2011 |
Westminster Securities Corp.
Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Corporate Officer/Principal | 01-03-2009 |
Opleiding van Marika Tonay
The Leonard N Stern School of Business | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Beursgenoteerde bedrijven | 1 |
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STRATEGIC ACQUISITIONS, INC. | Finance |
Bedrijven in privébezit | 3 |
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Britehorn Securities
Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO. | Finance |
Westminster Securities Corp.
Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |