Dan Arnold
Chief Executive Officer bij LPL FINANCIAL HOLDINGS INC.
Vermogen: 37 M $ op 31-03-2024
Profiel
De heer Dan H. Arnold is President, Chief Executive Officer & Bestuurder bij LPL Financial LLC en bij LPL Financial Holdings, Inc. en President, Penningmeester & Bestuurder bij LPL Holdings, Inc. Hij is lid van de Raad van Bestuur bij American Securities Association, LPL Financial Holdings, Inc., Bank Insurance & Securities Association en LPL Holdings, Inc. Bij LPL Financial Holdings is de heer Arnold sinds januari 2017 chief executive officer van de onderneming. Hij was president sinds maart 2015 en was verantwoordelijk voor de belangrijkste klantgerichte functies van de onderneming en de langetermijnstrategie voor groei. Van juni 2012 tot maart 2015 was hij chief financial officer van het kantoor en was hij verantwoordelijk voor het formuleren van het financiële beleid, het leiden van de kapitaalbeheerinspanningen van het kantoor en het waarborgen van de effectiviteit van de financiële functies van de organisatie. Vóór 2012 was hij managing director, hoofd strategie, met verantwoordelijkheid voor de strategische langetermijnplanning van de onderneming, product- en platformontwikkeling en strategische investeringen, waaronder overnames. Hij was ook divisievoorzitter van Institution Services van de onderneming. De heer Arnold kwam in januari 2007 bij de onderneming na de overname van UVEST Financial Services Group, Inc. (UVEST). Voordat hij bij de onderneming kwam, werkte de heer Arnold 13 jaar bij UVEST, waarvan de meest recente functie president en chief operating officer was. Van april 2015 tot juli 2018 was hij lid van de raad van bestuur van de Securities Industry and Financial Markets Association (SIFMA). Hij behaalde een B.S. in elektrotechniek aan de Auburn University en heeft een M.B.A. in financiën van de Georgia State University.
Bekende belangen in openbare bedrijven
Onderneming | Datum | Aantal aandelen | Totale waarde | Waarderingsdatum |
---|---|---|---|---|
26-02-2024 | 141 810 ( 0.19% ) | 37 M $ | 31-03-2024 |
Actieve functies van Dan Arnold
Bedrijven | Functie | Begin |
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LPL FINANCIAL HOLDINGS INC. | Chief Executive Officer | 03-03-2017 |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Chief Executive Officer | 01-01-2017 |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Director/Board Member | - |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | President | - |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Director/Board Member | 01-04-2019 |
Eerdere bekende functies van Dan Arnold
Bedrijven | Functie | Einde |
---|---|---|
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Director/Board Member | 01-07-2018 |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | President | 02-01-2007 |
Optimum Fund Trust | Director/Board Member | - |
Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
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Opleiding van Dan Arnold
Auburn University | Undergraduate Degree |
Georgia State University | Masters Business Admin |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Beursgenoteerde bedrijven | 1 |
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LPL FINANCIAL HOLDINGS INC. | Finance |
Bedrijven in privébezit | 9 |
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Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Commercial Services |
BellSouth LLC
BellSouth LLC Major TelecommunicationsCommunications BellSouth LLC operates as a telecommunications holding company. It provides wire line communication services including local exchange, network access, intra local access, and internet services. The firm also offers print and online directory advertising. The company was founded in 1983 and is headquartered in Atlanta, GA. | Communications |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | Finance |
Optimum Fund Trust | Miscellaneous |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | Finance |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Commercial Services |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Commercial Services |